Alibaba Group Holding Limited (BABA) is furnishing its September 2026 monthly return, which covers movements in authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
Alibaba Group Holding Ltd director Joseph C. Tsai reported two restricted share unit vestings on October 1, 2026: 3,334 and 7,500 units were disposed of as they vested, with corresponding ordinary shares acquired. The related awards vest in 24 and 16 equal quarterly installments, respectively. The report also lists indirect holdings of 1,280,000 ordinary shares by spouse and 114,979,168 by a corporation.
Alibaba Group Holding Ltd (BABA) Chief Executive Officer and director Yongming Wu reported that restricted share units vested and settled into 13,334 and 28,000 ordinary shares on October 1, 2026. The awards vest in 24 and 16 equal quarterly installments, respectively, subject to their award agreements. Reported indirect holdings included 108,000 ordinary shares held by his spouse and 12,320,000 held by a trust.
Alibaba Group Holding Ltd (BABA) Chief People Officer Fang Jiang sold 885,272 ordinary shares on September 30, 2026, at a reported weighted average price of $13.5500 per share. The shares were sold in multiple transactions at HK$105.70 to HK$107.00 inclusive, converted at HK$7.84593 to US$1.00; no Rule 10b5-1 plan is reported. Afterward, Fang Jiang directly held 4,679,097 ordinary shares and indirectly held 23,116,864 ordinary shares by trust.
Alibaba Group Holding Ltd furnished its Next Day Disclosure Return dated September 29, 2026, to The Stock Exchange of Hong Kong Limited as Exhibit 99.1. The return relates to movements in authorized issued shares or treasury shares resulting from or connected with certain events under Rule 13.25A of the Hong Kong Listing Rules.
Alibaba Group Holding Ltd executive Fan (FJ) Jiang, Chief Executive Officer of Alibaba E-commerce Business Group, reported restricted share unit vesting and settlement on September 25, 2026, resulting in the acquisition of 670,162 ordinary shares. The awards included units settled into American Depositary Shares and units settled into ordinary shares; each ADS represents 8 ordinary shares.
Alibaba Group Holding Ltd General Counsel Siying Yu reported restricted share units vesting and settling on September 25, 2026: 3,328 ordinary shares underlying vested ADSs, plus 2,667 and 7,500 ordinary shares from awards settled directly into ordinary shares. Yu also had 6,764 ordinary shares withheld and sold in the open market in Hong Kong at a weighted average price of $13.58 per share to satisfy tax withholding obligations related to vesting; no Rule 10b5-1 plan is reported. The sale price was converted from Hong Kong dollars at HK$7.8503 to US$1.00. Yu's reported holdings included 3,809,664 ordinary shares held indirectly by trust as of September 25, 2026.
Alibaba Group Holding Ltd (BABA) Chief People Officer Fang Jiang reported restricted share units vesting and settling on September 25, 2026, resulting in acquisitions of 1,664, 1,666, 2,667 and 3,750 ordinary shares. She also reported selling 4,889 ordinary shares at a weighted-average $13.57 per share in Hong Kong; the shares were sold to satisfy tax withholding obligations related to the vesting.
A separate reported position lists 23,116,864 ordinary shares held indirectly by trust. No Rule 10b5-1 plan is reported.
Alibaba Group Holding Ltd CFO Hong Xu reported four restricted-share-unit awards vested on September 25, 2026, corresponding to 10,000, 9,000, 10,000 and 200,000 ordinary shares; the 10,000-share award settled in ADSs and the others in ordinary shares. Hong Xu also reported that 103,046 ordinary shares were sold in Hong Kong at a weighted-average US$13.68 per share to satisfy tax withholding obligations; no Rule 10b5-1 plan is reported. Separately, 657,570 ordinary shares were reported as held indirectly by a trust.
Alibaba Group Holding Ltd director Wu Maggie Wei acquired 32,000 ordinary shares through restricted stock units in the form of American Depositary Shares (ADSs); each ADS represents 8 ordinary shares. The RSUs were granted and fully vested on September 23, 2026, subject to the award agreement. Her reported direct holding after the acquisition was 3,686,160 ordinary shares. A separate indirect holding through a trust was reported as 7,200,000 ordinary shares. No Rule 10b5-1 plan is reported.