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Alibaba Group Holding Limited reported adjustments to the conversion terms of its 2031 and 2032 convertible senior notes after declaring a 2026 annual cash dividend of US$0.13125 per ordinary share, or US$1.05 per ADS.
For the 2031 notes, the conversion rate increased from 9.8915 to 9.9823 ADSs per US$1,000 principal amount, and the maximum conversion rate rose from 12.8589 to 12.9770 ADSs. The maximum number of ordinary shares issuable upon full conversion increased from 514,360,000 to 519,056,000.
For the 2032 zero coupon notes, the conversion rate increased from 5.1773 to 5.2248 ADSs per US$1,000 principal amount, and the maximum conversion rate rose from 6.7953 to 6.8577 ADSs. The ordinary shares issuable upon full conversion under the adjusted initial conversion rate rose from 131,213,488 to 132,417,328. Alibaba plans to seek Hong Kong Stock Exchange listing approval for these additional ordinary shares, while all other note terms remain unchanged.
Alibaba Group Holding Limited reported adjustments to the conversion terms of its 2031 and 2032 convertible senior notes after declaring a 2026 annual cash dividend of US$0.13125 per ordinary share, or US$1.05 per ADS.
For the 2031 notes, the conversion rate increased from 9.8915 to 9.9823 ADSs per US$1,000 principal amount, and the maximum conversion rate rose from 12.8589 to 12.9770 ADSs. The maximum number of ordinary shares issuable upon full conversion increased from 514,360,000 to 519,056,000.
For the 2032 zero coupon notes, the conversion rate increased from 5.1773 to 5.2248 ADSs per US$1,000 principal amount, and the maximum conversion rate rose from 6.7953 to 6.8577 ADSs. The ordinary shares issuable upon full conversion under the adjusted initial conversion rate rose from 131,213,488 to 132,417,328. Alibaba plans to seek Hong Kong Stock Exchange listing approval for these additional ordinary shares, while all other note terms remain unchanged.
Alibaba Group Holding Limited has submitted a Form 6-K as a foreign private issuer to the U.S. regulator. The filing mainly serves to furnish its Hong Kong Annual Report and its Environmental, Social and Governance (ESG) Report for the fiscal year ended March 31, 2026. These reports are required under the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited. The Annual Report is attached as Exhibit 99.1 and the ESG Report as Exhibit 99.2, providing U.S. investors access to the same annual and sustainability disclosures prepared for the Hong Kong market.
Alibaba Group Holding Limited has submitted a Form 6-K as a foreign private issuer to the U.S. regulator. The filing mainly serves to furnish its Hong Kong Annual Report and its Environmental, Social and Governance (ESG) Report for the fiscal year ended March 31, 2026. These reports are required under the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited. The Annual Report is attached as Exhibit 99.1 and the ESG Report as Exhibit 99.2, providing U.S. investors access to the same annual and sustainability disclosures prepared for the Hong Kong market.
Alibaba Group Holding Limited reported that the U.S. Department of Defense has added Alibaba to its list of Chinese Military Companies, known as the CMC List. This listing bars the Department of Defense from directly or indirectly procuring goods, services or technology from Alibaba.
The company strongly rejects the designation, stating it is not a Chinese military company and is not part of any military-civil fusion strategy. Alibaba plans to pursue all available legal actions against attempts to misrepresent the company.
Alibaba explains that inclusion on the CMC List does not affect its ability to conduct business as usual in the United States or globally because it does not engage in U.S. military procurement. The company notes that the CMC List does not impose other export controls or sanctions, and it does not prevent parties other than the Department of Defense from doing business with the group or transacting in its securities. Alibaba indicates it will issue further announcements when appropriate.
Alibaba Group Holding Limited reported that the U.S. Department of Defense has added Alibaba to its list of Chinese Military Companies, known as the CMC List. This listing bars the Department of Defense from directly or indirectly procuring goods, services or technology from Alibaba.
The company strongly rejects the designation, stating it is not a Chinese military company and is not part of any military-civil fusion strategy. Alibaba plans to pursue all available legal actions against attempts to misrepresent the company.
Alibaba explains that inclusion on the CMC List does not affect its ability to conduct business as usual in the United States or globally because it does not engage in U.S. military procurement. The company notes that the CMC List does not impose other export controls or sanctions, and it does not prevent parties other than the Department of Defense from doing business with the group or transacting in its securities. Alibaba indicates it will issue further announcements when appropriate.
Alibaba Group Holding Limited submitted a Form 6-K to provide U.S. investors with its Hong Kong Stock Exchange Monthly Return for May 2026. As a Hong Kong–listed issuer, Alibaba must file this Monthly Return under Rule 13.25B of the Hong Kong Listing Rules, detailing movements in its authorized share capital and issued shares. The Form 6-K simply furnishes this Monthly Return as Exhibit 99.1.
Alibaba Group Holding Limited submitted a Form 6-K to provide U.S. investors with its Hong Kong Stock Exchange Monthly Return for May 2026. As a Hong Kong–listed issuer, Alibaba must file this Monthly Return under Rule 13.25B of the Hong Kong Listing Rules, detailing movements in its authorized share capital and issued shares. The Form 6-K simply furnishes this Monthly Return as Exhibit 99.1.
Wu Yongming reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Executive Officer Wu Yongming received a grant of 448,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The award reflects a new equity-based compensation grant rather than an open-market transaction.
The filing states that this RSU award will vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the award agreement. After this grant, Wu holds 448,000 RSUs directly, providing long-term, stock-linked incentives tied to Alibaba’s future performance and service over the multi-year vesting period.
Wu Yongming reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Executive Officer Wu Yongming received a grant of 448,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The award reflects a new equity-based compensation grant rather than an open-market transaction.
The filing states that this RSU award will vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the award agreement. After this grant, Wu holds 448,000 RSUs directly, providing long-term, stock-linked incentives tied to Alibaba’s future performance and service over the multi-year vesting period.
Alibaba Group Holding Ltd reported that Chief People Officer Jiang Fang received a grant of 60,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, so this award could convert into 60,000 ordinary shares over time.
The RSU grant vests in sixteen equal quarterly installments beginning on June 25, 2026, as long as the conditions in the award agreement are met. This is a compensation-related equity award, not an open‑market stock purchase or sale, and leaves Jiang Fang holding 60,000 unvested RSUs from this grant.
Alibaba Group Holding Ltd reported that Chief People Officer Jiang Fang received a grant of 60,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, so this award could convert into 60,000 ordinary shares over time.
The RSU grant vests in sixteen equal quarterly installments beginning on June 25, 2026, as long as the conditions in the award agreement are met. This is a compensation-related equity award, not an open‑market stock purchase or sale, and leaves Jiang Fang holding 60,000 unvested RSUs from this grant.
Jiang Fan (FJ) reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Jiang Fan, CEO of a business group, received a grant of 248,000 restricted share units on May 29, 2026. Each unit represents one ordinary share at no purchase price. The award vests in 16 equal quarterly installments starting on June 25, 2026, and Jiang Fan holds 248,000 units after this grant.
Jiang Fan (FJ) reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Jiang Fan, CEO of a business group, received a grant of 248,000 restricted share units on May 29, 2026. Each unit represents one ordinary share at no purchase price. The award vests in 16 equal quarterly installments starting on June 25, 2026, and Jiang Fan holds 248,000 units after this grant.
Tsai Joseph C reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd director Joseph C. Tsai received a grant of 120,000 Restricted Share Units (RSUs) on ordinary shares. Each RSU represents a contingent right to receive one ordinary share.
The award consists of unvested RSUs that vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the underlying award agreement. Following this grant, Tsai has 120,000 RSUs reported in this filing.
Tsai Joseph C reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd director Joseph C. Tsai received a grant of 120,000 Restricted Share Units (RSUs) on ordinary shares. Each RSU represents a contingent right to receive one ordinary share.
The award consists of unvested RSUs that vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the underlying award agreement. Following this grant, Tsai has 120,000 RSUs reported in this filing.
Xu Hong reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Financial Officer Xu Hong received a grant of 160,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, making the award equivalent to 160,000 ordinary shares if fully vested.
The filing states that these RSUs are currently unvested and will vest in sixteen equal quarterly installments beginning on June 25, 2026, subject to the terms and conditions of the underlying award agreement. This is a compensation-related equity award rather than an open‑market share purchase or sale.
Xu Hong reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Financial Officer Xu Hong received a grant of 160,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, making the award equivalent to 160,000 ordinary shares if fully vested.
The filing states that these RSUs are currently unvested and will vest in sixteen equal quarterly installments beginning on June 25, 2026, subject to the terms and conditions of the underlying award agreement. This is a compensation-related equity award rather than an open‑market share purchase or sale.
Yu Siying reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that General Counsel Siying Yu received a grant of 120,000 restricted share units. Each unit represents a contingent right to receive one ordinary share. The award consists of unvested RSUs that are scheduled to vest in sixteen equal quarterly installments starting on June 25, 2026, subject to the terms and conditions of the award agreement. Following this grant, Yu holds 120,000 RSUs related to Alibaba ordinary shares as reflected in this filing.
Yu Siying reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that General Counsel Siying Yu received a grant of 120,000 restricted share units. Each unit represents a contingent right to receive one ordinary share. The award consists of unvested RSUs that are scheduled to vest in sixteen equal quarterly installments starting on June 25, 2026, subject to the terms and conditions of the award agreement. Following this grant, Yu holds 120,000 RSUs related to Alibaba ordinary shares as reflected in this filing.