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Alibaba Group SEC Filings

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Welcome to our dedicated page for Alibaba Group SEC filings (Ticker: BABAF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Alibaba Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Alibaba Group's regulatory disclosures and financial reporting.

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Alibaba Group Holding Limited filed a Form 6-K to provide investors with its latest Hong Kong Stock Exchange disclosure on share capital movements. As a Hong Kong–listed issuer, Alibaba must file a Monthly Return summarizing changes in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules.

This Form 6-K furnishes Alibaba’s Monthly Return for November 2025 as Exhibit 99.1, making the same information available to U.S. investors. The filing is administrative in nature and focuses on transparency around any movements in Alibaba’s equity securities during the month.

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Rhea-AI Summary

Alibaba Group Holding Limited has submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong interim report. As a company listed on The Stock Exchange of Hong Kong Limited, Alibaba is required to prepare an interim report for the first six months of each fiscal year. This Form 6-K provides that interim report for the first half of the fiscal year ending March 31, 2026 as Exhibit 99.1, giving investors access to the company’s mid-year Hong Kong reporting in the U.S. market.

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Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit announcing the grant of awards under its 2024 equity plan, as referenced in an announcement with The Stock Exchange of Hong Kong Limited. The report is signed by Company Secretary Kevin Jinwei Zhang.

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Alibaba Group Holding Ltd filed a Form 13F reporting its institutional holdings. The filing lists 2 holdings with a Form 13F Information Table value total of $897,041,973. The report was signed by Jinwei Zhang, Company Secretary on 11-14-2025.

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Rhea-AI Summary

Alibaba Group Holding Limited furnished a Form 6-K that includes its Hong Kong Stock Exchange Monthly Return for October 2025 as Exhibit 99.1. This return, required under Hong Kong Listing Rule 13.25B, reports movements in the company’s authorized share capital and issued shares.

The filing is administrative in nature and makes the HKEX monthly share movement disclosure available to U.S. investors via the SEC.

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Alibaba Group Holding Limited furnished a Form 6-K to provide its Hong Kong Stock Exchange Next Day Disclosure Return as Exhibit 99.1. The company notes that, as an HKEX-listed issuer, it must submit this return to report movements in authorized issued shares or treasury shares pursuant to Hong Kong Listing Rule 13.25A. The exhibit is dated October 28, 2025 and is attached to this report.

The filing also confirms Alibaba files annual reports under Form 20-F. No financial results or transaction details are presented in this submission; it primarily furnishes the required disclosure return.

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FAQ

How many Alibaba Group (BABAF) SEC filings are available on StockTitan?

StockTitan tracks 34 SEC filings for Alibaba Group (BABAF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Alibaba Group (BABAF)?

The most recent SEC filing for Alibaba Group (BABAF) was filed on December 4, 2025.

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