STOCK TITAN

BALL (BALL) SVP Hannah Lim-Johnson receives RSU and stock option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BALL Corp senior vice president and chief legal officer Hannah S. Lim-Johnson received equity awards on February 19, 2026. She was granted 4,670 restricted stock units that convert into common stock on a one-for-one basis and generally vest on the third anniversary of the award date, subject to continued employment. She also received 12,228 non-qualified stock options, which vest in approximately four equal annual installments starting on the first anniversary of the grant, and expire upon termination (with certain grace periods) or ten years after the award, whichever is less.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lim-Johnson Hannah S.

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, CLO & CORP SEC
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/19/2026 A 4,670(2) (2) (2) Common Stock 4,670 (3) 22,366 D
Stock Options (Right to Buy) $66.03 02/19/2026 A(4) 12,228 (5) (6) Common Stock 12,228 $0 12,228 D
Explanation of Responses:
1. Convert without cost to shares of common stock on a one-for-one basis.
2. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.
3. N/A
4. Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
5. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.
6. Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
/s/ Derek Redmond, attorney-in-fact to Ms. Lim-Johnson 02/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did BALL (BALL) report for Hannah S. Lim-Johnson?

BALL reported that Hannah S. Lim-Johnson acquired equity awards consisting of 4,670 restricted stock units and 12,228 non-qualified stock options. Both grants were awarded under the Ball Corporation Stock and Cash Incentive Plan on February 19, 2026, as part of her compensation.

How do the BALL (BALL) restricted stock units granted to Hannah S. Lim-Johnson vest?

The 4,670 restricted stock units vest on the third anniversary of the award date, generally requiring continued employment through that vesting date. Each unit converts into one share of BALL common stock without cost upon vesting, according to the plan’s terms and the filing’s footnotes.

What are the terms of the BALL (BALL) stock options granted to Hannah S. Lim-Johnson?

Hannah S. Lim-Johnson received 12,228 non-qualified stock options that vest in about four equal annual installments, beginning on the first anniversary of the award date. These options were granted under the Stock and Cash Incentive Plan and include standard vesting and expiration provisions.

When do the BALL (BALL) stock options granted to Hannah S. Lim-Johnson expire?

The non-qualified stock options expire upon termination of employment, subject to certain grace periods, or ten years after the award date, whichever is less. This standard expiration framework is specified in the footnotes describing the Ball Corporation Stock and Cash Incentive Plan.

What is the conversion ratio for BALL (BALL) restricted stock units granted to Hannah S. Lim-Johnson?

Each restricted stock unit converts to BALL common stock on a one-for-one basis without cost. This means 4,670 restricted stock units can become 4,670 common shares upon vesting, as specified in the footnotes of the insider transaction disclosure.
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