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Ball Corp (NYSE: BALL) CEO awarded 31,571 RSUs and 82,664 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp Chief Executive Officer Ronald J. Lewis reported equity awards rather than open-market trades. He received 31,571 Restricted Stock Units that convert without cost into common stock on a one-for-one basis and generally vest on the third anniversary, subject to continued employment.

He also received 82,664 non-qualified stock options that were granted under the Ball Corporation Stock and Cash Incentive Plan. These options will vest in approximately four equal annual installments beginning on the first anniversary of the award date and expire upon termination (with certain grace periods) or ten years after the award, whichever is less.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lewis Ronald J.

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/19/2026 A 31,571 (2) (2) Common Stock 31,571 (3) 39,347 D
Stock Options (Right to Buy) $66.03 02/19/2026 A(4) 82,664 (5) (6) Common Stock 82,664 $0 82,664 D
Explanation of Responses:
1. Convert without cost to shares of common stock on a one-for-one basis.
2. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.
3. N/A
4. Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
5. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.
6. Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
/s/ Derek Redmond, attorney-in-fact to Mr. Lewis 02/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did BALL Corp CEO Ronald J. Lewis report on this Form 4?

Ronald J. Lewis reported equity awards, not market trades. He received 31,571 Restricted Stock Units and 82,664 non-qualified stock options, both granted under the Ball Corporation Stock and Cash Incentive Plan as part of his compensation package.

How many Restricted Stock Units did BALL CEO Ronald J. Lewis receive?

Ronald J. Lewis received 31,571 Restricted Stock Units. These units convert on a one-for-one basis into shares of Ball common stock at no cost and generally vest on the third anniversary of the award date, subject to continued employment.

What are the vesting terms for the BALL Corp Restricted Stock Units granted to the CEO?

The CEO’s Restricted Stock Units vest on the third anniversary of the award date. Vesting is generally conditioned on his continued employment through each vesting date, aligning long-term incentives with company performance and retention.

How many stock options were granted to BALL CEO Ronald J. Lewis in this filing?

Ronald J. Lewis was granted 82,664 non-qualified stock options. These options were issued under the Ball Corporation Stock and Cash Incentive Plan and give him the right to buy Ball common stock, subject to vesting and expiration conditions.

What are the vesting and expiration terms of the BALL Corp stock options granted to the CEO?

The stock options vest in roughly four equal annual installments, starting on the first anniversary of the award date. They expire upon termination of employment, with certain grace periods, or ten years after the award date, whichever occurs first.

Do the BALL Corp Restricted Stock Units convert into common stock at a cost to the CEO?

The Restricted Stock Units convert without cost to the CEO into shares of Ball common stock on a one-for-one basis. This means each vested unit becomes one share, functioning as stock-based compensation tied to continued employment.
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