STOCK TITAN

BALL (BALL) legal chief receives 2,265 deferred stock units award

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lim-Johnson Hannah S. reported acquisition or exercise transactions in this Form 4 filing.

BALL Corp senior vice president and chief legal officer Hannah S. Lim-Johnson received a grant of 2,265.4332 deferred compensation units on 2026-02-27 at a reference price of $52.97 per unit. After this award, her direct holdings in these deferred stock units total 4,475.5925 units. Each unit may be settled in one share of BALL stock or an equivalent cash amount under the Ball Corporation Deferred Compensation Company Stock Plan, and distributions occur upon separation from service in line with the plan’s terms.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lim-Johnson Hannah S.

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, CLO & CORP SEC
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Compensation (1) 02/27/2026 A 2,265.4332(2) (3) (3) Common Stock 2,265.4332 $52.97 4,475.5925 D
Explanation of Responses:
1. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
2. Shares awarded under the Deferred Compensation Company Stock Plan for deferred compensation and the Company match.
3. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
/s/ Derek Redmond, attorney-in-fact to Ms. Lim-Johnson 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BALL (BALL) report for Hannah S. Lim-Johnson?

BALL reported that SVP and chief legal officer Hannah S. Lim-Johnson received 2,265.4332 deferred compensation units. These units were awarded under Ball Corporation’s Deferred Compensation Company Stock Plan as part of deferred compensation and company matching contributions, increasing her direct deferred unit holdings to 4,475.5925.

What is the size and price of the deferred compensation award at BALL?

The award consists of 2,265.4332 deferred compensation units with a reference price of $52.97 per unit. These units track BALL stock value and are part of a non-cash compensation arrangement under the company’s Deferred Compensation Company Stock Plan for eligible executives.

How many deferred compensation units does the BALL insider hold after this grant?

Following the 2,265.4332-unit award, Hannah S. Lim-Johnson holds 4,475.5925 deferred compensation units directly. These units represent deferred compensation and company match amounts, with value tied to BALL stock and settlement governed by the terms of the Deferred Compensation Company Stock Plan.

How can BALL deferred compensation units be settled under the plan?

Each deferred compensation unit may be settled in one BALL share or the equivalent cash amount. Settlement and distribution occur under the Ball Corporation Deferred Compensation Company Stock Plan, which provides that stock units are distributed upon separation from service according to the plan’s established rules.

When are BALL deferred compensation stock units distributed to the insider?

Deferred compensation stock units are distributed upon the insider’s separation from service. The Ball Corporation Deferred Compensation Company Stock Plan specifies that these stock units, representing deferred compensation and company matching, are delivered in accordance with plan provisions at or after the end of employment.

Is the BALL insider transaction a purchase or a compensation award?

The transaction is classified as a grant or award acquisition, not an open-market purchase. It reflects deferred compensation and a company matching contribution credited as 2,265.4332 stock units under the Ball Corporation Deferred Compensation Company Stock Plan for the reporting executive.
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