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Ball Corp (BALL) growth chief receives RSU and stock option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp senior vice president and chief growth officer Carey Causey reported equity awards consisting of restricted stock units and stock options. The filing shows an award of 5,956 restricted stock units that convert to common shares on a one-for-one basis at no cost.

The restricted stock units were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, generally contingent on continued employment. Causey also received 15,595 non-qualified stock options, which will vest in approximately four equal annual installments starting on the first anniversary of the award date and expire upon termination (subject to grace periods) or ten years after grant, whichever is less.

Positive

  • None.

Negative

  • None.
Insider Causey Carey
Role SVP & Chief Growth Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 5,956 $0.00 --
Grant/Award Stock Options (Right to Buy) 15,595 $0.00 --
Holdings After Transaction: Restricted Stock Units — 11,921 shares (Direct); Stock Options (Right to Buy) — 15,595 shares (Direct)
Footnotes (1)
  1. Convert without cost to shares of common stock on a one-for-one basis. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date. N/A Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date. Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Causey Carey
(Last) (First) (Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER CO 80021
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Growth Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/19/2026 A 5,956(2) (2) (2) Common Stock 5,956 (3) 11,921 D
Stock Options (Right to Buy) $66.03 02/19/2026 A(4) 15,595 (5) (6) Common Stock 15,595 $0 15,595 D
Explanation of Responses:
1. Convert without cost to shares of common stock on a one-for-one basis.
2. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.
3. N/A
4. Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
5. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.
6. Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
/s/ Derek Redmond, attorney-in-fact for Ms. Causey 02/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did Carey Causey report in Ball Corp (BALL) Form 4?

Carey Causey reported grants of 5,956 restricted stock units and 15,595 non-qualified stock options. Both awards were issued under the Ball Corporation Stock and Cash Incentive Plan and represent equity-based compensation rather than open-market share purchases or sales.

How do Carey Causey’s restricted stock units at Ball Corp (BALL) vest?

The 5,956 restricted stock units vest on the third anniversary of the award date. Vesting is generally conditioned on continued employment through that vesting date, and each vested unit converts into one share of Ball Corporation common stock at no cost.

What are the vesting terms of Carey Causey’s Ball Corp (BALL) stock options?

The 15,595 non-qualified stock options vest in approximately four equal annual installments. Vesting begins on the first anniversary of the award date, and each installment is generally subject to continued employment through the applicable vesting date.

When do Carey Causey’s Ball Corp (BALL) stock options expire?

The non-qualified stock options expire upon termination of employment, subject to certain grace periods, or ten years after the award date, whichever period is shorter. This limits how long the options can be held and exercised under the plan’s terms.

At what rate do Carey Causey’s restricted stock units convert into Ball Corp (BALL) shares?

Each restricted stock unit converts into one share of Ball Corporation common stock at no cost. This one-for-one conversion ratio applies upon vesting, aligning the value of the units directly with the company’s common stock on a share-for-share basis.