STOCK TITAN

BALL Corp (BALL) CFO surrenders 1,136 shares to cover RSU taxes

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

BALL Corp senior vice president and chief financial officer Daniel J. Rabbitt reported a tax-related share transaction. On 01/31/2026, 1,136 shares of common stock were deemed surrendered at $56.87 per share to cover tax liabilities arising from the vesting of restricted stock units. Following this withholding event, he beneficially owned 27,709.1642 BALL common shares in direct ownership.

Positive

  • None.

Negative

  • None.
Insider Rabbitt Daniel J.
Role S.V.P & C.F.O
Type Security Shares Price Value
Tax Withholding Common Stock 1,136 $56.87 $65K
Holdings After Transaction: Common Stock — 27,709.164 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rabbitt Daniel J.

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
S.V.P & C.F.O
3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/31/2026 F 1,136(1) D $56.87 27,709.1642 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
/s/ Derek Redmond, attorney-in-fact for Mr. Rabbitt 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did BALL (BALL) disclose in this Form 4 insider filing?

BALL reported that CFO Daniel J. Rabbitt surrendered 1,136 common shares on January 31, 2026. The shares were deemed surrendered to pay tax liabilities tied to vesting restricted stock units, and he held 27,709.1642 shares afterward.

Who is the insider involved in this BALL (BALL) Form 4 transaction?

The insider is Daniel J. Rabbitt, BALL Corp’s senior vice president and chief financial officer. He is an officer but not a director or 10% owner, and the filing reflects his personal beneficial holdings in BALL common stock after a tax-related transaction.

How many BALL (BALL) shares were surrendered and at what price?

The Form 4 shows 1,136 BALL common shares deemed surrendered at a price of $56.87 per share. This transaction is coded “F,” indicating a tax-related share withholding associated with equity compensation rather than a standard open-market trade.

How many BALL (BALL) shares does the CFO own after this Form 4 event?

After the tax-related surrender, CFO Daniel J. Rabbitt beneficially owned 27,709.1642 BALL common shares. The filing classifies this position as directly owned, meaning the shares are held in his name rather than through an intermediary entity.

What does transaction code F mean in the BALL (BALL) Form 4?

Transaction code F in this filing indicates shares were withheld or surrendered to satisfy tax obligations from equity awards. Here, 1,136 BALL common shares were deemed surrendered to pay taxes arising from the vesting of restricted stock units.
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