Ball VP Nate Carey awarded 4,450 shares

Ball Corporation Vice President & Controller Nate C. Carey reported receiving a stock award of 4,450 shares of Ball common stock on January 27, 2026.

Rhea-AI Filing Summary

Ball Corporation Vice President & Controller Nate C. Carey reported receiving a stock award of 4,450 shares of Ball common stock on January 27, 2026. The award reflects performance-contingent restricted stock units that were originally granted on January 25, 2023.

The Human Resources Committee determined that the performance goals were achieved on January 27, 2026, and the related shares are scheduled to vest on January 31, 2026, subject to Mr. Carey’s continued employment. Following this grant, he directly beneficially owns 16,738 shares of Ball common stock.

Insider Trade Summary

Grant/Award: 4,450 shares

Grant/Award 1 txn

Insider Carey Nate C

Role Vice President & Controller

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,450	$0.00	$0.00

Holdings After Transaction: Common Stock — 16,738 shares (Direct)

Footnotes (2)

1. F1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.
2. F2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BALL Vice President Nate C. Carey report?

Nate C. Carey reported receiving 4,450 shares of Ball Corporation common stock as a stock award. These shares relate to performance-contingent restricted stock units granted on January 25, 2023, and reflect achievement of performance factors determined on January 27, 2026.

How many BALL shares does Nate C. Carey own after this Form 4 transaction?

After the reported transaction, Nate C. Carey beneficially owns 16,738 shares of Ball Corporation common stock. This figure includes the 4,450-share stock award credited on January 27, 2026, as reported in the filing, and is listed as directly owned.

What triggered the 4,450-share award to BALL executive Nate C. Carey?

The 4,450-share award was triggered when the Human Resources Committee determined achievement of performance factors for performance-contingent restricted stock units. These units were granted on January 25, 2023, and the determination occurred on January 27, 2026, leading to the credited stock award.

When will Nate C. Carey’s performance-based BALL shares vest?

The shares tied to the performance-contingent restricted stock units are scheduled to vest on January 31, 2026. Vesting is explicitly subject to Mr. Carey’s continued employment with Ball Corporation through that date, according to the footnote disclosure.

Does each restricted stock unit equal one share of BALL common stock?

Yes. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. This one-for-one relationship is stated in the explanatory footnotes accompanying the reported 4,450-share stock award to Nate C. Carey.

Was the BALL stock award to Nate C. Carey a purchase or a grant?

The transaction was a grant, not a purchase, reported with transaction code “A” and a price of $0.0000 per share. It reflects settlement of performance-contingent restricted stock units into shares of Ball Corporation common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/28/2026 - 07:41 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carey Nate C

(Last) (First) (Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER CO 80021

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President & Controller

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		4,450(1)	A	(2)	16,738	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.

2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

	/s/ Derek Redmond, attorney-in-fact to Mr. Carey	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.