STOCK TITAN

Ball Corp (BALL) SVP awarded 1,610 performance-based common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp executive Villatoro Fauze reported a performance-based stock award. On 01/27/2026, he was granted 1,610 shares of Ball Corporation Common Stock at a reported price of $0.00 per share, following the Human Resources Committee’s determination of performance factors for performance contingent restricted stock units granted on January 25, 2023.

The underlying shares are scheduled to vest on January 31, 2026, subject to his continued employment. Each restricted stock unit represents a contingent right to receive one share of common stock. After this award, he beneficially owns 12,227.1663 shares directly.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Villatoro Fauze

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & President South America
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 A 1,610(1) A (2) 12,227.1663 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.
2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
/s/ Derek Redmond, attorney-in-fact to Mr. Villatoro 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ball Corp (BALL) report for Villatoro Fauze?

Ball Corp reported that executive Villatoro Fauze received 1,610 shares of Common Stock on 01/27/2026. The grant followed the Human Resources Committee’s determination of performance factors for performance contingent restricted stock units originally granted on January 25, 2023.

What type of shares did Villatoro Fauze receive from Ball Corp?

He received 1,610 shares of Ball Corporation Common Stock tied to performance contingent restricted stock units. Each restricted stock unit represents a contingent right to receive one share, reflecting performance-based executive compensation rather than an open-market purchase.

When will Villatoro Fauze’s newly reported Ball Corp shares vest?

The shares associated with the performance contingent restricted stock units are scheduled to vest on January 31, 2026. Vesting is conditioned on his continued employment with Ball Corporation through that date, aligning long-term incentives with ongoing service.

How many Ball Corp shares does Villatoro Fauze own after this Form 4 transaction?

After the reported award, Villatoro Fauze beneficially owns 12,227.1663 shares of Ball Corporation Common Stock. These shares are reported as directly held, reflecting his updated ownership position following the 1,610-share performance-based grant.

What triggered the performance-based share award to Villatoro Fauze at Ball Corp?

The Human Resources Committee determined achievement of performance factors on 01/27/2026 for restricted stock units granted January 25, 2023. That determination led to the 1,610-share contingent award, which will vest later if employment conditions are met.

Did Villatoro Fauze pay a purchase price for the newly reported Ball Corp shares?

The reported transaction shows a price of $0.0000 per share for the 1,610 shares. This indicates the position arises from a performance-based equity award rather than a cash purchase in the market, consistent with restricted stock unit compensation.
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