Ball SEC Filings

Ball Corporation director Cynthia A. Niekamp received 1,200 restricted stock units (RSUs) on 09/15/2025 under a deposit share program. The Form 4 reports a non‑derivative entry showing 1,200 shares acquired at $0 and a derivative entry that records 1,200 RSUs which convert to one share each upon vesting. The RSUs vest on the fourth anniversary of the grant date, and the filing shows 21,467.5414 shares beneficially owned directly following the non‑derivative transaction and 29,313 shares beneficially owned following the derivative disclosure. The form was signed by an attorney‑in‑fact on 09/16/2025. This filing documents an insider grant and the vesting schedule; it does not include cash proceeds, sales, or other compensatory terms beyond the vesting rule provided.

Nate C. Carey, Vice President & Controller of Ball Corporation, reported two transactions dated 09/15/2025. The filing shows an acquisition of 1,600 restricted stock units (RSUs) recorded at $0, representing contingent rights to one share each that convert upon vesting; these RSUs vest on the fourth anniversary of the grant date. The filing also reports a sale of 461 shares of Ball common stock at $49.91 per share. After these transactions the report lists 12,288 shares beneficially owned by Mr. Carey. The RSUs were granted in conjunction with a Deposit Share Program and are disclosed as contingent until vesting.

Daniel William Fisher, Chairman & C.E.O. of Ball Corporation (ticker BALL), filed a Form 4 disclosing transactions on 08/28/2025. The filing shows a stock option exercise for 3,400 shares at an exercise price of $33.05, immediately followed by a sale of those 3,400 shares at $51.55. After these transactions, the filing reports 10,036 shares indirectly beneficially owned and 0 derivative securities held by the reporting person; certain shares are reported as held by the reporting person’s spouse and the reporting person disclaims beneficial ownership of those shares. The Form 4 is signed by an attorney-in-fact on behalf of Mr. Fisher on 08/29/2025.

Form 144 notice by an insider of Ball Corporation (BALL) indicates a proposed sale of 3,400 shares of common stock through Morgan Stanley Smith Barney LLC on 08/28/2025. The filing reports an aggregate market value of $175,270 and total shares outstanding of 272,148,895. The securities were acquired on 08/28/2025 through the exercise of options under a registered plan from the issuer, and payment was made in cash. The filer reports no securities sold in the prior three months and makes the standard representation that no undisclosed material adverse information is known.

Ball Corporation (BALL) Form 4 shows that Daniel J. Rabbitt, identified as S.V.P. & C.F.O. and a reporting person, had transactions dated 08/15/2025 and the filing was signed on 08/19/2025. The filing reports an award of 6,253 Restricted Stock Units (RSUs) that convert one-for-one into common shares and vest on the third anniversary of the award date subject to continued employment. The table also records a reported disposition indicated with a "D" for 7,700 common shares. The Form 4 is a single-person filing and was submitted under Section 16 reporting requirements.

Ball Corporation filed a Form 8-K that attaches a set of exhibits documenting debt documentation and legal opinions related to a securities transaction. The filing lists an Eighteenth Supplemental Indenture dated August 14, 2025, a form of 5.500% Senior Notes due 2033 (included with the supplemental indenture), and legal opinions and consents from counsel including Todd A. Mikesell and Skadden, Arps, Slate, Meagher & Flom LLP. The exhibits also reference the base indenture dated November 27, 2015, and indicate Deutsche Bank Trust Company Americas as trustee. The filing is signed by Hannah Lim-Johnson, Senior Vice President and Chief Legal Officer.

Ball Corporation is offering $750.0 million of 5.500% senior notes due September 15, 2033, interest payable January 1 and July 1 beginning January 1, 2026, with interest accruing from August 14, 2025. The notes are priced at 100% with an underwriting discount of 1.2583333%, proceeds before expenses of $740,562,500.25 and estimated net proceeds of approximately $738.4 million.

The company intends to use net proceeds for general corporate purposes and to repay outstanding borrowings under its U.S. dollar and multi-currency revolving credit facilities prior to other applications. The notes will be senior unsecured obligations, guaranteed by substantially all domestic subsidiaries but not by foreign subsidiaries, and will be effectively subordinated to secured debt and structurally subordinated to liabilities of non-guarantor subsidiaries. On an as adjusted basis after the offering, the company would have had approximately $7.13 billion in aggregate long-term debt and related capitalization figures shown in the prospectus supplement.

Ball Corporation has agreed to sell $750 million of 5.500% Senior Notes maturing in 2033 through an underwriting agreement with a syndicate led by BofA Securities. The notes are being offered under the company's shelf registration and the offering is expected to close subject to customary closing conditions. Net proceeds are earmarked for general corporate purposes and may include refinancing or repayment of debt; the company plans to repay outstanding borrowings under its U.S. dollar and multi-currency revolving credit facilities prior to applying proceeds, using a portion of the offering proceeds together with cash on hand. The underwriting agreement is filed as an exhibit to the report.