Virtu Americas files Form 144 to sell 2,369,769 BATL shares

Virtu Americas LLC reports a proposed sale of 2,369,769 shares of Common Stock to be effected on the NYSE American.

Rhea-AI Filing Summary

Virtu Americas LLC reports a proposed sale of 2,369,769 shares of Common Stock to be effected on the NYSE American. The shares were acquired 10/08/2019 in satisfaction of bankruptcy claims, and the filing lists 21659688.66 as an associated numeric value. The Form 144 notice identifies the broker/issuer contact as VIRTU AMERICAS LLC, 1633 BROADWAY, 41st FL, NEW YORK, NY 10019.

Insights

Securities Compliance Counsel

Form 144 filed for a large resale by an affiliate; transaction disclosed under Section 16 rules.

Form 144 shows a proposed sale of 2,369,769 shares on the NYSE American, with acquisition dated 10/08/2019 and a stated acquisition reason of "satisfaction of bankruptcy claims." The filing provides the broker/issuer contact details and a numeric value 21659688.66 as listed in the record.

Cash‑flow treatment and timing mechanics for the sale are not detailed in the excerpt; subsequent trade reports or amended filings would show executed dispositions and proceeds. Rule compliance and broker handling are the primary items to watch in later filings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for BATL disclose?

The Form 144 discloses a proposed sale of 2,369,769 Common shares on the NYSE American. It notes the shares were acquired on 10/08/2019 in satisfaction of bankruptcy claims and supplies a broker/issuer contact address.

Who is offering the shares in the BATL Form 144 filing?

The filing lists Virtu Americas LLC at 1633 Broadway, 41st Fl, New York, NY 10019 as the broker/issuer contact. The entity is identified as the party associated with the proposed sale on the Form 144.

How many BATL shares are proposed for sale under this Form 144?

The Form 144 states a proposed sale of 2,369,769 shares of Common Stock. The record also shows the numeric value 21659688.66 alongside the share count as part of the filing's listed fields.

When were the shares in the BATL Form 144 acquired?

The shares were acquired on 10/08/2019, according to the filing. The filing characterizes the acquisition as occurring in satisfaction of bankruptcy claims tied to the issuer's emergence from bankruptcy.

Does the Form 144 state proceeds or timing for the BATL sale?

The excerpt lists 21659688.66 as a numeric field but does not attach an explicit proceeds label or definitive timing for sale execution. The Form 144 identifies the intended market as the NYSE American.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/25/2026 - 09:08 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001697367
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BATTALION OIL CORP
SEC File Number	001-35467
Address of Issuer	820 Gessner Road, Suite 1100 Houston TEXAS 77024
Phone	832-538-0300
Name of Person for Whose Account the Securities are To Be Sold	Gen IV Investment Opportunities, LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director, 10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	VIRTU AMERICAS LLC 1633 BROADWAY 41st FL NEW YORK NY 10019	2369769	21659688.66	0	03/25/2026	NYSE American

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/08/2019	Acquired in connection with the Issuer's (f/k/a Halcon Resources Corporation) emergence from bankruptcy.	Issuer (f/k/a Halcon Resources Corporation)			2369769	10/08/2019	Satisfaction of bankruptcy claims.

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Aggregate market value is based on the closing price of $9.14 on 03-24-2026.
Date of Notice	03/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jeff Wade, Chief Compliance Officer of Gen IV Investment Opportunities, LLC
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)