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Beneficient (NASDAQ: BENF) adds Mack Hicks to key board committees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K/A

Rhea-AI Filing Summary

Beneficient filed an amendment to a prior current report to provide more detail on board responsibilities for director Mack Hicks. Effective June 22, 2026, the Board appointed Mr. Hicks to its Executive Committee and its Nominating Committee. All other information about his original election to the Board remains as previously reported.

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Class A common stock par value $0.001 per share Par value of Beneficient Class A common stock
Series A convertible preferred par value $0.001 per share Par value of Series A convertible preferred stock
Committee appointment effective date June 22, 2026 Effective date for Mack Hicks’s committee roles
Emerging growth company regulatory
"Emerging growth company Explanatory Note"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Executive Committee financial
"the Board appointed Mr. Hicks to the Executive Committee"
An executive committee is a small group of top leaders within an organization responsible for making important decisions and setting strategic direction. Think of it as the company's steering team, guiding the overall course and ensuring management actions align with long-term goals. For investors, understanding the executive committee helps gauge how decisions are made at the highest level and how leadership might influence the company's future performance.
Nominating Committee financial
"the Board appointed Mr. Hicks to the Executive Committee and the Nominating Committee"
A nominating committee is a small group of company directors tasked with finding, evaluating and recommending people to serve on the board. Think of it as a hiring panel that chooses the team responsible for guiding the business and holding management accountable. Investors care because the committee’s choices shape the board’s experience, independence and judgment, which directly affect strategy, oversight, leadership succession and the protection of shareholder interests.
Nasdaq Stock Market LLC market
"BENF | | Nasdaq Stock Market LLC"
Nasdaq Stock Market LLC is the company that operates the Nasdaq electronic stock exchange, a large centralized marketplace where shares of publicly traded companies are listed and bought and sold. Think of it as a high-speed digital auction house and storefront combined: being listed there gives a company visibility and easier access to many buyers, while investors benefit from transparent prices, fast trades and regulated rules that help protect fair trading.
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Learn about SEC filing dates
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

FORM 8-K/A

(Amendment No. 1)

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): March 10, 2026

 

 

 

Beneficient

(Exact Name of Registrant as Specified in Charter)

 

 

 

Nevada   001-41715   72-1573705

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

325 North St. Paul Street, Suite 4850

Dallas, Texas 75201

(Address of Principal Executive Offices, and Zip Code)

 

(214) 445-4700

Registrant’s Telephone Number, Including Area Code

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)  

Name of each exchange on which registered

Shares of Class A common stock, par value $0.001 per share   BENF   Nasdaq Stock Market LLC
Warrants, each whole warrant exercisable for one share of Class A common stock, par value $0.001 per share, and one share of Series A convertible preferred stock, par value $0.001 per share   BENFW   Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Explanatory Note

 

This Amendment No. 1 to Form 8-K is an amendment to the Current Report on Form 8-K filed by Beneficient (the “Company”) on March 12, 2026 (the “Original Form 8-K”) concerning the appointment of Mack Hicks as a member of the Company’s Board of Directors (the “Board”). The sole purpose of this Amendment No. 1 is to disclose the appointment of Mr. Hicks to certain committees of the Board.

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Effective June 22, 2026, the Board appointed Mr. Hicks to the Executive Committee and the Nominating Committee of the Board.

 

The information reported under Item 5.02 of the Original Form 8-K is hereby incorporated by reference.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  BENEFICIENT
     
  By:

/s/ Gregory W. Ezell

  Name:  Gregory W. Ezell
  Title: Chief Financial Officer
  Dated: June 25, 2026

 

 

FAQ

What does Beneficient (BENF) disclose in this 8-K/A amendment?

Beneficient discloses an update to board committee assignments. The company reports that director Mack Hicks has been appointed to the Executive Committee and the Nominating Committee, supplementing an earlier filing about his election to the Board.

When did Mack Hicks join Beneficient’s board committees?

Mack Hicks joined Beneficient’s committees effective June 22, 2026. On that date, the Board appointed him to both the Executive Committee and the Nominating Committee, expanding his governance role beyond basic board membership.

Which board committees did Beneficient add Mack Hicks to?

Beneficient added Mack Hicks to its Executive Committee and its Nominating Committee. These committees typically oversee strategic decisions and board composition, giving him a more active role in the company’s governance structure.

Does this Beneficient 8-K/A change Mack Hicks’s original board appointment?

The amendment does not change Mack Hicks’s original board appointment. It only supplements the earlier disclosure by specifying that, effective June 22, 2026, he also serves on the Executive Committee and the Nominating Committee.

Who signed Beneficient’s amended current report about Mack Hicks?

Chief Financial Officer Gregory W. Ezell signed the amended report for Beneficient. His signature indicates the company’s authorization of the updated disclosure regarding Mack Hicks’s committee appointments on the Board.

Filing Exhibits & Attachments

4 documents