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BANK OF MONTREAL /CAN/ SEC Filings

BERZ NYSE

Welcome to our dedicated page for BANK OF MONTREAL /CAN/ SEC filings (Ticker: BERZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on BANK OF MONTREAL /CAN/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into BANK OF MONTREAL /CAN/'s regulatory disclosures and financial reporting.

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Bank of Montreal is offering $584,000 of senior Medium-Term Notes, Series K, Autocallable Barrier Enhanced Return Notes due January 31, 2029, linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index.

The notes offer 200% leveraged upside on any gain of the least performing index at maturity if they are not called and that index finishes at or above its initial level. Beginning February 2, 2027, the notes are automatically redeemed if each index closes above its call level, paying principal plus a fixed call amount targeting about 10% per year.

If the notes are not called and the least performing index falls more than 30%, investors lose 1% of principal for each 1% decline, up to a total loss of principal. The notes pay no interest, are unsecured obligations of Bank of Montreal, and their estimated initial value is $939.59 per $1,000, below the issue price, reflecting fees, commissions and hedging costs.

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Bank of Montreal is offering US$1,625,000 of senior Medium‑Term Notes, Series K, in the form of autocallable barrier notes linked to the S&P 500® Index, maturing on January 31, 2029. The notes pay no interest and are unsecured obligations of Bank of Montreal.

On February 02, 2027, if the S&P 500 closing level is at or above 100% of its Initial Level of 6,978.60, the notes are automatically redeemed at par plus a Call Amount of $72.50 per $1,000 note, a return of approximately 7.25% per annum. If not called, at maturity investors receive 1‑to‑1 upside on any index gain, full principal back if the index is between 75% and 100% of its Initial Level, and a 1‑for‑1 loss of principal for declines beyond the 75% Barrier Level of 5,233.95, down to a possible total loss.

The notes are sold at 100% of principal with a 3.20% agent’s commission, resulting in 96.80% of proceeds to Bank of Montreal, and an estimated initial value of $953.33 per $1,000 note. The notes are not listed on any exchange and all payments depend on Bank of Montreal’s creditworthiness.

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Bank of Montreal is offering US$2,351,000 of senior medium-term Capped Buffer Enhanced Return Notes linked to the S&P 500® Index. The notes provide 150% leveraged exposure to index gains, but returns are capped at a Maximum Redemption Amount of $1,090 per $1,000 principal (a 9.00% maximum return).

The structure includes a 20.00% downside buffer: if the index falls by more than 20%, investors lose 1% of principal for each additional 1% decline, up to an 80.00% loss. The notes pay no interest, are unsecured obligations subject to Bank of Montreal’s credit risk, and will not be listed on any exchange. The price to the public is 100% of principal, while the bank’s initial estimated value is $968.95 per $1,000, reflecting offering, structuring and hedging costs.

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Bank of Montreal is offering US$1,469,000 of Senior Medium-Term Notes, Series K, Capped Buffer Enhanced Return Notes due February 26, 2027, linked to the NASDAQ-100 Index®.

The notes provide 200% leveraged upside on index gains, capped at an 8.00% maximum return, for a maximum redemption of $1,080 per $1,000. A 15.00% downside buffer applies; if the index falls by more than 15.00%, investors lose 1% of principal for each 1% additional decline, with up to 85.00% of principal at risk. The notes pay no interest, are unsecured obligations of Bank of Montreal, and will not be listed on an exchange. The estimated initial value is $970.37 per $1,000, reflecting offering, structuring and hedging costs.

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Bank of Montreal is offering US$520,000 of Senior Medium-Term Notes, Series K, maturing on February 26, 2027, that are digitally linked to Marvell Technology, Inc. common stock. The notes pay no interest and are unsecured obligations subject to Bank of Montreal’s credit risk.

For each $1,000 note, investors receive a fixed 15.00% digital return at maturity if Marvell’s final stock price is at least 50.00% of the $82.93 initial level. If the stock falls more than 50.00%, investors suffer a 1% loss of principal for each 1% decline, receiving either shares or cash worth less than the principal, potentially zero. The estimated initial value is $981.69 per $1,000, and the notes will not be listed, creating liquidity and pricing risks alongside structural, market, and tax uncertainties.

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Bank of Montreal is issuing US$597,000 of Series K autocallable barrier notes due July 30, 2026, linked to Rigetti Computing, Inc.3.00% monthly contingent coupon (about 36% per year) when Rigetti’s share price is at or above the $11.16 coupon barrier, set at 50% of the $22.31 initial level.

Starting April 27, 2026, the notes are automatically redeemed if Rigetti’s share price is at or above the initial level, returning principal plus that month’s coupon. If not called and the final share price is below the $11.16 trigger level, investors receive Rigetti shares (or equivalent cash) worth less than the US$1,000 principal, and possibly zero. The notes are unsecured obligations of Bank of Montreal, with an estimated initial value of $967.13 per $1,000 and complex U.S. tax treatment as prepaid contingent income-bearing derivative contracts.

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Bank of Montreal is offering $474,000 of Senior Medium-Term Notes, Series K, barrier notes due February 26, 2027, linked to the Russell 2000 Index and the S&P 500 Index. The notes pay a contingent coupon of 0.6083% per month (about 7.30% per year) only if on each observation date both indices are at or above 80% of their initial levels.

At maturity, holders receive $1,000 per note if no trigger event occurs. If the final level of either index is below its 80% trigger level, repayment of principal is reduced in line with the percentage loss of the worst-performing index and can fall to zero. The notes are unsecured obligations of Bank of Montreal, with an estimated initial value of $964.20 per $1,000 in principal amount and are not insured by any deposit insurance agency.

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Bank of Montreal is offering US$1,987,000 of Senior Medium-Term Autocallable Barrier Notes due April 30, 2027, linked to the least performing of the S&P 500 Index and the Russell 2000 Index. These notes pay a contingent coupon of 0.60% per month (about 7.20% per year) only if, on each monthly observation date, both indices are at or above 80% of their initial levels.

The notes can be automatically redeemed beginning July 28, 2026 if both indices are at or above their initial levels, returning principal plus that month’s coupon. If not called, investors receive full principal at maturity only if neither index finishes below 80% of its initial level; otherwise, repayment is reduced one-for-one with the loss of the worst index, and can be zero. The estimated initial value is $964.99 per $1,000 principal, reflecting fees and hedging costs.

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Bank of Montreal is offering US$9,000 of Senior Medium-Term Notes, Series K, autocallable barrier notes with contingent coupons due July 30, 2026, linked to the Class A common stock of Robinhood Markets, Inc. ("HOOD"). The price to the public is 100% of principal, with a 1.00% selling commission and 99.00% of proceeds to the bank.

The notes pay a contingent monthly coupon of 2.50% (approximately 30.00% per annum) if HOOD’s closing level on an observation date is at or above the coupon barrier of $73.67, equal to 70.00% of the $105.24 initial level. Beginning April 27, 2026, the notes are automatically redeemed if HOOD is above the call level, returning principal plus the applicable coupon.

If the notes are not called and HOOD’s final level on July 27, 2026 is below the $73.67 trigger level, holders receive shares (or cash) equal to the physical delivery amount instead of full principal, exposing them to downside in HOOD. The estimated initial value is $972.92 per $1,000 of principal.

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Bank of Montreal is offering US$4,741,000 of senior medium-term Autocallable Buffer Notes due January 30, 2029, linked to the least-performing of SoFi Technologies, Vistra Corp., and Western Digital common stock.

The notes pay a contingent monthly coupon of 1.6083% (about 19.30% per year) only if each stock closes at or above its coupon barrier (60% of its initial level) on the observation dates. Starting January 26, 2027, the notes are automatically redeemed if all three stocks are at or above their initial levels, returning principal plus the applicable coupon.

If not called, investors receive full principal at maturity only if the worst-performing stock has not fallen more than 20% from its initial level. Below this 20% buffer, repayment is reduced one-for-one with the decline of the least-performing stock, and up to 80% of principal can be lost. The estimated initial value is $892.38 per $1,000, below the issue price, reflecting fees and hedging costs.

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FAQ

How many BANK OF MONTREAL /CAN/ (BERZ) SEC filings are available on StockTitan?

StockTitan tracks 1625 SEC filings for BANK OF MONTREAL /CAN/ (BERZ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for BANK OF MONTREAL /CAN/ (BERZ)?

The most recent SEC filing for BANK OF MONTREAL /CAN/ (BERZ) was filed on January 29, 2026.