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Bar Harbor Bankshares (BHB) Senior VP discloses direct and 401(k) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bar Harbor Bankshares Senior Vice President reports equity holdings. A Form 3 shows that Williams John Mogan beneficially owns 14,168.92 shares of Bar Harbor Bankshares common stock directly. He also holds 4,340.61 additional common shares indirectly through a 401(k) plan, reflecting his initial reported ownership as an officer of the company.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Williams John Mogan

(Last) (First) (Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR ME 04609

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/20/2026
3. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,168.92 D
Common Stock 4,340.61 I by 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Olivia Erickson, Attorney-in-Fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing for BHB disclose about Williams John Mogan?

The Form 3 discloses that Williams John Mogan, a Senior Vice President of Bar Harbor Bankshares, has reported his beneficial ownership of the company’s common stock, providing transparency into his direct and indirect holdings as a newly reported officer.

How many BHB shares does Williams John Mogan hold directly?

Williams John Mogan directly holds 14,168.92 shares of Bar Harbor Bankshares common stock. This figure represents his personal beneficial ownership in his own name, separate from any retirement or indirect accounts associated with his employment at the bank.

What indirect BHB holdings does Williams John Mogan report on Form 3?

He reports indirect ownership of 4,340.61 shares of Bar Harbor Bankshares common stock through a 401(k) plan. These shares are held in an employer-related retirement account, which is disclosed as indirect beneficial ownership on the Form 3 filing.

What is Williams John Mogan’s role at Bar Harbor Bankshares (BHB)?

Williams John Mogan is identified as a Senior Vice President of Bar Harbor Bankshares. This officer role makes him a reporting person under securities rules, requiring disclosure of his beneficial ownership of the company’s common stock on Form 3.

Does the Form 3 for BHB show any recent stock transactions by Williams John Mogan?

The Form 3 does not report any specific stock purchases or sales. Instead, it lists his existing beneficial ownership of Bar Harbor Bankshares common stock, both direct and through a 401(k), as of the reporting date referenced in the filing.

Why is Bar Harbor Bankshares’ Senior Vice President filing a Form 3?

A Form 3 is required when someone becomes a reporting insider, such as an officer. As a Senior Vice President of Bar Harbor Bankshares, Williams John Mogan must disclose his initial beneficial ownership of the company’s common stock for regulatory transparency.
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