Smartbird director plans sale of 48,277 shares

Smartbird, Inc. (BIRD) director Richard Wallace Boyce has filed a notice to sell 48,277 shares of Class A Common Stock under Rule 144, with J.P.

Rhea-AI Filing Summary

Smartbird, Inc. (BIRD) director Richard Wallace Boyce has filed a notice to sell 48,277 shares of Class A Common Stock under Rule 144, with J.P. Morgan Securities LLC acting as agent, with an approximate sale date of September 18, 2026.

The filing states that the shares were acquired through multiple pre-IPO investments, secondary purchases, compensation awards, and a post-IPO direct preferred purchase, and that the shares will be sold by the Dick W Boyce & Sandy W Boyce Revocable Trust Agreement DTD 12/30/1994. The notice also reports a prior sale of 9,200 shares during the past three months.

Key Figures

Shares to be sold: 48,277 shares Aggregate market value of shares to be sold: 117,795 Shares outstanding: 9,315,794 shares +3 more

6 metrics

Shares to be sold 48,277 shares Class A Common Stock to be sold under Rule 144 by Richard Wallace Boyce

Aggregate market value of shares to be sold 117,795 Aggregate market value associated with the 48,277 shares to be sold

Shares outstanding 9,315,794 shares Class A Common Stock outstanding in the securities information section

Approximate sale date September 18, 2026 Planned date for the Rule 144 sale of Class A Common Stock

Recent sale volume 9,200 shares Class A Common Stock sold on August 25, 2026 during the past three months

Consideration for recent sale 21,873.33 Total consideration for the 9,200 shares sold on August 25, 2026

Key Terms

Rule 144, Pre-IPO Investment, Pre-IPO Secondary, Revocable Trust

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Pre-IPO Investment financial

"Class A Common Stock | 07/19/2016 | Pre-IPO Investment | Issuer"

Pre-IPO Secondary financial

"Class A Common Stock | 10/09/2020 | Pre-IPO Secondary | Kathy Stafford"

Revocable Trust financial

"sold by the Dick W Boyce & Sandy W Boyce Revocable Trust Agreement"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing by BIRD insider Richard Wallace Boyce disclose?

It discloses a planned Rule 144 sale of 48,277 shares of Smartbird, Inc. Class A Common Stock by Richard Wallace Boyce, a director, with J.P. Morgan Securities LLC as agent and an approximate sale date of September 18, 2026.

How many Smartbird (BIRD) shares has Richard Wallace Boyce sold recently?

The notice reports that 9,200 shares of Smartbird Class A Common Stock were sold on August 25, 2026, for total consideration of 21,873.33 during the past three months.

How many Smartbird (BIRD) shares are covered by the planned Rule 144 sale?

The filing lists 48,277 shares of Smartbird Class A Common Stock to be sold under Rule 144, corresponding to shares previously acquired through various investments, secondary purchases, compensation, and a post-IPO direct preferred purchase.

Who will actually sell the Smartbird (BIRD) shares under this Form 144?

The filing states that the shares will be sold by the Dick W Boyce & Sandy W Boyce Revocable Trust Agreement DTD 12/30/1994, with J.P. Morgan Securities LLC signing as agent and attorney-in-fact for Richard Wallace Boyce.

How many Smartbird (BIRD) shares are outstanding according to this notice?

The Form 144 lists 9,315,794 shares of Smartbird, Inc. Class A Common Stock as outstanding, in the section describing the securities to be sold and related market information.

How were the Smartbird (BIRD) shares to be sold by Richard Wallace Boyce originally acquired?

The filing describes acquisitions via pre-IPO investments, pre-IPO secondary purchases from various holders, compensation from the issuer, and a post-IPO direct preferred purchase, with individual acquisition lots ranging from 1,250 to 26,381 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 04:52 PM Accepted by SEC EDGAR 09/18/2026 - 04:51 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001180366
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Smartbird, Inc.
SEC File Number	001-40963
Address of Issuer	425 Page Mill Road Suite 200 Palo Alto CALIFORNIA 94306
Phone	6282254848
Name of Person for Whose Account the Securities are To Be Sold	Richard Wallace Boyce
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	48277	117795	9315794	09/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	07/19/2016	Pre-IPO Investment	Issuer			26381	07/19/2016	Cash
Class A Common Stock	07/28/2017	Pre-IPO Investment	Issuer			3328	07/28/2017	Cash
Class A Common Stock	10/09/2020	Pre-IPO Secondary	Kathy Stafford			1250	10/09/2020	Cash
Class A Common Stock	11/12/2020	Pre-IPO Secondary	Peterson Partners			7606	11/12/2020	Cash
Class A Common Stock	11/13/2020	Pre-IPO Secondary	Yosef Zev Group			4398	11/13/2020	Cash
Class A Common Stock	05/14/2021	Compensation	Issuer			3214	05/14/2021	Compensation
Class A Common Stock	11/01/2021	Post-IPO Direct Preferrred Purchase	Paula Sutter			2100	11/01/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard Wallace Boyce C/o Issuer 425 Page Mill Road Suite 200 Palo Alto CA 94306	Class A Common Stock	08/25/2026	9200	21873.33

144: Remarks and Signature

Remarks	The shares filed today will be sold by the Dick W Boyce & Sandy W Boyce Revocable Trust Agreement DTD 12/30/1994
Date of Notice	09/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Richard Wallace Boyce
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)