Bank New York Mellon Corp SEC Filings

Bank of New York Mellon Corporation and certain subsidiaries report beneficial ownership of 1,178,563 shares, representing 14.8%, of the iShares MSCI China A ETF (CUSIP 46434V514) as of 09/30/2025. The filing lists ownership and voting/dispositive power broken down by reporting entities: The Bank of New York Mellon Corp, BNY Mellon IHC, LLC, MBC Investments Corp, and Mellon Investments Corp. Reported holdings are held in various fiduciary capacities and the filing states these positions were acquired and are held in the ordinary course of business, not to influence control. The Schedule notes that the Police and Firemen's Retirement System of New Jersey has an interest exceeding 5.0%.

Elizabeth Robinson, a director of Bank of New York Mellon Corporation (BK), reported a transaction dated 10/01/2025 under Form 4. The filing shows the acquisition of 99.457 phantom shares pursuant to a prior election under the company's Deferred Compensation Plan for Directors, with a reported price of $106.83 per share equivalent. The filing lists 5,097.7033 shares as beneficially owned following the reported transaction and identifies the ownership form as Direct. The Form 4 was signed by Jean Weng, Attorney-in-Fact on 10/03/2025. The disclosure notes the phantom stock is payable at a specified future date in shares of common stock.

Bank of New York Mellon Corp director Sandra O'Connor reported an acquisition on 10/01/2025 of 257.418 shares (phantom stock paid in shares) under the company's deferred compensation plan at a reported price of $106.83 per share. After the transaction she beneficially owns 6,386.415 shares, held in a direct form. The Form 4 filing notes the shares were phantom stock earned under the Deferred Compensation Plan for Directors and payable in common stock at a specified future date. The form is signed by an attorney-in-fact on behalf of the reporting person on 10/03/2025.

Ralph Izzo, a director of The Bank of New York Mellon Corporation (BK), reported acquiring 374.427 shares of common stock on 10/01/2025 at a reported price of $106.83 per share. The filing states these shares represent phantom stock from a prior election under the company’s deferred compensation plan for directors, which is payable in shares at a specified future date. Following the reported transaction, Mr. Izzo beneficially owned 15,365.964 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.

Jeffrey A. Goldstein, a director of Bank of New York Mellon Corporation (BK), reported an acquisition of 386.127 shares of the issuer's common stock on 10/01/2025. The reported transaction price was $106.83 per share and reflects phantom stock payable in shares under the company’s Deferred Compensation Plan for Directors. After the transaction, Mr. Goldstein beneficially owned 41,244.6487 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.

Bank of New York Mellon (BK) reported an insider transaction on a Form 4. A director acquired 783.956 shares of common stock on 10/01/2025 at a price of $106.83 per share, reflecting a transaction coded “A.” Following this, the director beneficially owned 63,773.8086 shares, held directly.

The filing notes the acquisition relates to phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, payable at a specified date in shares of BK common stock.

Bank of New York Mellon Corporation filed a Form 8-K reporting a material corporate action: a Certificate of Elimination related to its Series G Preferred Stock, dated September 23, 2025. The filing notes that the cover page Inline XBRL tags are embedded and provides a contact phone number. The filing is signed by Jean Weng, Secretary. The submission indicates the elimination of the Series G preferred instrument from the registrant's charter or articles, and the document is incorporated by reference into the Form 8-K.