Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
The Bank of New York Mellon Corporation is proposing an offering of depositary shares, each representing a 1/100th interest in a share of Series M Noncumulative Perpetual Preferred Stock.
Each full share of Series M has a liquidation preference of $100,000 (equivalent to $1,000 per depositary share). Dividends are noncumulative, payable quarterly beginning on
The Bank of New York Mellon Corporation launched a proposed public offering of depositary shares, each representing a 1/100th interest in a new Series M Noncumulative Perpetual Preferred Stock. Pricing has not occurred yet, and there is no assurance the offering will price or close.
The company currently plans to use net proceeds for general corporate purposes, which may include redeeming some or all of its Series H Preferred Stock on the March 2026 dividend date and its Series F Preferred Stock on the September 2026 dividend date. Any redemption decision, amount, and timing remain subject to market conditions and other considerations.
Bank of New York Mellon Corp Chairman and CEO Robin A. Vince reported two stock transactions involving the company’s common shares. On February 23, 2026, he acquired 183,758.75 shares at a price of $0.00 per share from Performance Share Units granted in February 2023 after performance goals were certified as achieved. Each unit represents the right to one share of common stock.
On the same date, 101,619 shares were disposed of at $115.54 per share, with the shares withheld to pay tax liabilities related to the equity award. After these transactions, Vince directly owned 650,627.01 shares of Bank of New York Mellon common stock.
Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported equity compensation-related transactions in the company’s common stock. On February 23, 2026, he acquired 56,818.25 shares at no cost through a grant/award, reflecting performance share units granted in February 2023 for which performance goals were certified as achieved.
On the same date, 31,421 shares were disposed of at $115.54 per share to cover tax liabilities through share withholding. After these transactions, McDonogh directly owned 313,320.25 shares of common stock. These movements reflect compensation and tax withholding mechanics rather than open-market buying or selling.
Bank of New York Mellon Corp executive J. Kevin McCarthy, SEVP & General Counsel, reported equity compensation activity involving the company’s common stock. He acquired 52,501 shares at $0.00 per share from vested performance share units granted in February 2023, after performance goals were certified on February 23, 2026.
To cover tax liability, 29,034 shares were disposed of at $115.54 per share through share withholding, rather than an open-market sale. After these transactions, McCarthy directly owns 80,237.607 shares of Bank of New York Mellon common stock.
The Bank of New York Mellon Corporation files its annual report describing its global platforms-based financial services franchise. The company reports $59.3 trillion in assets under custody and/or administration and $2.2 trillion in assets under management as of Dec. 31, 2025, underscoring its scale in securities services and investment management.
BNY Mellon operates through three main segments—Securities Services, Market and Wealth Services, and Investment and Wealth Management—with extensive U.S. and international banking subsidiaries. It employs about 48,100 full-time staff, roughly 60% outside the U.S., reflecting a large EMEA and Asia-Pacific presence.
Management concludes that disclosure controls and internal control over financial reporting are effective, with no material changes in the fourth quarter of 2025. The filing also notes adoption of a 2026 Executive Incentive Compensation Plan, amendments to the executive severance plan, and the appointment of Alejandro Perez as Chief Operating Officer.
Bank of New York Mellon Corp Chairman & CEO Robin A. Vince reported tax-related share dispositions tied to equity compensation. On February 15, 2026, a total of three transactions coded “F” withheld blocks of common stock at $117.74 per share to satisfy tax liabilities upon vesting of previously disclosed restricted stock units. Following these non-market, tax-withholding dispositions, Vince directly owned approximately 568,487.26 shares of Bank of New York Mellon common stock.
Bank of New York Mellon Corp senior executive Jayee Koffey reported three Form 4 transactions showing shares withheld for taxes tied to vested restricted stock units. On
Bank of New York Mellon Corp senior executive Rajashree Datta reported a tax-related share disposition. On the reported date, 4,606 shares of common stock were withheld at $117.74 per share to cover tax liabilities from vesting restricted stock units. After this tax-withholding disposition, Datta directly held 76,808 common shares.