STOCK TITAN
  1. Home
  2. Sec-filings
  3. BLK
  4. [Form 4] BlackRock, Inc. Insider Trading Activity

BlackRock (NYSE: BLK) exec awarded 1,196 RSUs in $1.4M stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BlackRock, Inc. Senior Managing Director Caroline Heller received an equity award of 1,196 restricted stock units (RSUs) on January 16, 2026. The RSUs were based on an approved award value of $1,400,000, converted into units by dividing by $1,170.18, which was the average of the high and low price per share of BlackRock common stock on that date. The grant was approved by the Management Development and Compensation Committee on January 13, 2026.

The RSUs vest in three equal installments on January 31, 2027, January 31, 2028 and January 31, 2029, tying part of Heller’s compensation to longer-term performance. After this award, she beneficially owned 4,124 shares of BlackRock common stock, including RSUs that vest over one to three years, each payable in an equal number of common shares.

Positive

  • None.

Negative

  • None.
Insider Heller Caroline
Role Senior Managing Director
Type Security Shares Price Value
Grant/Award Common Stock 1,196 $0.00 --
Holdings After Transaction: Common Stock — 4,124 shares (Direct)
Footnotes (1)
  1. Reflects an award value of $1,400,000 converted to a number of Restricted Stock Units by dividing the approved award value by $1,170.18, which was the average of the high and low price per share of Common Stock on January 16, 2026. This grant was approved by the Management Development and Compensation Committee on January 13, 2026. Restricted Stock Units vest in equal installments on 1/31/27, 1/31/28 and 1/31/29. Includes Common Stock as well as Restricted Stock Units that vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Heller Caroline
(Last) (First) (Middle)
BLACKROCK, INC.
50 HUDSON YARDS
(Street)
NEW YORK NY 10001
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BlackRock, Inc. [ BLK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Managing Director
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2026 A 1,196(1) A $0 4,124(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects an award value of $1,400,000 converted to a number of Restricted Stock Units by dividing the approved award value by $1,170.18, which was the average of the high and low price per share of Common Stock on January 16, 2026. This grant was approved by the Management Development and Compensation Committee on January 13, 2026. Restricted Stock Units vest in equal installments on 1/31/27, 1/31/28 and 1/31/29.
2. Includes Common Stock as well as Restricted Stock Units that vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
/s/ R. Andrew Dickson III as Attorney-in-Fact for Caroline Heller 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did BlackRock (BLK) report for Caroline Heller?

The filing shows that Senior Managing Director Caroline Heller received an award of 1,196 restricted stock units (RSUs) of BlackRock common stock on January 16, 2026 coded as an acquisition.

What is the dollar value of the equity award to the BlackRock (BLK) executive?

The RSU grant reflects an approved award value of $1,400,000, converted to 1,196 RSUs by dividing the award value by $1,170.18, the average of the high and low share price on January 16, 2026.

How do the new RSUs for Caroline Heller at BlackRock (BLK) vest?

The 1,196 restricted stock units vest in three equal installments on 1/31/27, 1/31/28 and 1/31/29. Each RSU is payable solely by delivery of an equal number of BlackRock common shares.

How many BlackRock (BLK) shares does Caroline Heller own after this award?

Following the reported grant, Caroline Heller beneficially owned 4,124 shares of BlackRock common stock, which includes both common shares and RSUs that vest over a period of 1 to 3 years.

Was the BlackRock (BLK) equity grant to Caroline Heller approved by a board committee?

Yes. The grant was approved by BlackRock’s Management Development and Compensation Committee on January 13, 2026, before the grant date of January 16, 2026.

Is this BlackRock (BLK) Form 4 transaction a purchase or a sale?

The Form 4 reports an acquisition (code "A") of common stock in the form of restricted stock units granted as compensation. There is no sale reported in this filing.