[Form 4] AMERICAN BATTERY MATERIALS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Sebastian Lux, a director of American Battery Materials, Inc. (BLTH), received 1,112 shares of common stock on 05/23/2025 as part of his annual director equity grant under the companys Director Compensation Agreement. The shares were issued at a reported price of $7.98 per share. After the issuance, Mr. Lux beneficially owned 35,346 shares. The Form 4 was signed by Mr. Lux on 09/22/2025 and filed to report this non-derivative transaction. The filing shows this was an issuance for service as a board member rather than an open-market trade.

Insights

Financial Analyst

TL;DR: Director received a routine equity grant of 1,112 shares; immaterial to company market capitalization.

The Form 4 documents a non-derivative issuance of 1,112 common shares to a director as annual compensation, priced at $7.98 per share. This is a common governance practice to align directors with shareholder interests. The reported post-transaction beneficial ownership is 35,346 shares. There is no indication of other transactions, sales, or derivative activity by the reporting person in this filing. The transaction date is 05/23/2025 and the form is signed 09/22/2025.

Corporate Governance Expert

TL;DR: This appears to be a standard director compensation issuance under the companys director pay framework.

The explanation explicitly states the shares were issued pursuant to the Director Compensation Agreement as the annual equity grant for board service. That characterizes the issuance as compensation, not a market purchase or insider sale. The filing does not disclose any special arrangements, accelerated vesting, or derivative instruments tied to this grant. Based solely on the filing, the disclosure meets Section 16 reporting requirements for a director equity award.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LUX SEBASTIAN F

(Last) (First) (Middle)

500 WEST PUTNAM AVE SUITE 400

(Street)

GREENWICH CT 06830

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY MATERIALS, INC. [ BLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/23/2025		A		1,112	A	$7.98	35,346	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement

	/s/ Sebastian Lux	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Sebastian Lux report on the Form 4 for BLTH?

The Form 4 reports a non-derivative issuance of 1,112 shares of common stock to Sebastian Lux on 05/23/2025 as an annual director equity grant.

At what price were the shares issued in the Form 4?

The shares are reported at a price of $7.98 per share on the Form 4.

How many BLTH shares does Sebastian Lux beneficially own after the reported transaction?

Following the issuance, the filing reports Sebastian Lux beneficially owns 35,346 shares.

Why were the shares issued to the director according to the filing?

The filing states the shares were issued as part of the annual equity grant for service as a member of the Board of Directors under the companys Director Compensation Agreement.

When was the Form 4 signed by the reporting person?

The Form 4 is signed by Sebastian Lux on 09/22/2025.