Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal priced US$2,162,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Contingent Coupons due May 31, 2028. The notes pay a contingent coupon of 0.7667% per month (~9.20% per annum) if each reference index meets its coupon barrier on observation dates. The notes reference the S&P 500 (SPX), Russell 2000 (RTY) and the Nasdaq-100 Technology Sector (NDXT), use a Valuation Date of May 25, 2028, and automatically redeem if, on any observation date beginning December 28, 2026, each index is at or above its Call Level. At maturity, if not autocalled and if any reference asset is below its Trigger Level (70% of initial), the maturity payout is reduced pro rata based on the least performing reference asset. The pricing supplement states an estimated initial value of $956.39 per $1,000 on the Pricing Date.
Bank of Montreal is offering US$1,150,000 of Senior Medium‑Term Notes, Series K — Capped Buffer Enhanced Return Notes due June 29, 2029. The notes provide 200.00% upside leverage on the least‑performing of the S&P 500® and NASDAQ‑100®, capped at a Maximum Redemption Amount of $1,340.00 per $1,000.
The notes return principal at maturity if the least‑performing index falls no more than 15.00% from its initial level (the Buffer Level). If that index falls below the Buffer Level, investors lose 1% of principal for each 1% decline beyond 15.00%, up to an 85.00% loss. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.
Bank of Montreal is offering US$394,000 in Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Contingent Coupons linked to the least performing of the VanEck® Semiconductor ETF (SMH) and the Dow Jones Industrial Average® (INDU). Pricing Date is June 25, 2026, Settlement Date June 30, 2026 and Maturity Date June 30, 2028. The notes pay a monthly Contingent Coupon of 1.0833% per month (approximately 13.00% per annum) when each reference asset on an Observation Date is at or above its Coupon Barrier. The notes are autocallable beginning June 25, 2027 if both references exceed their Call Levels; automatic redemption returns principal plus the then-due Contingent Coupon. At maturity, if a Trigger Event occurs (the Final Level of any Reference Asset is below its Trigger Level), the holder receives $1,000 x (1 + Percentage Change of the Least Performing Reference Asset), which can be less than principal and may be zero. The pricing supplement states an estimated initial value of $910.21 per $1,000 on the Pricing Date.
The Bank of Montreal is offering Accelerated Return Notes® linked to the Global X Robotics & Artificial Intelligence ETF (ticker BOTZ), maturing on August 27, 2027. The notes have a $10.00 principal per unit, an initial estimated value of $9.46 per unit and a public offering price of $10.00 per unit.
The notes pay a leveraged positive return if the Underlying Fund’s Ending Value exceeds the Starting Value ($36.61); they participate at 300% up to a Capped Value of $12.64 (a 26.40% return). If the Ending Value is below the Starting Value, holders can lose some or all principal. Payments are unsecured and subject to BMO’s credit risk.
The Bank of Montreal is offering Capped Leveraged Index Return Notes® linked to the MSCI Emerging Markets due June 30, 2028. Each note has a $10.00 principal, a public offering price of $10.00 per unit and an initial estimated value of $9.64 per unit as of the pricing date. The notes provide a 200% participation rate in positive Index performance up to a $13.75 capped redemption and protect principal only if the Index Ending Value is at or above the Threshold Value of 1,580.55 (90% of the Starting Value). Payments are unsecured and subject to BMO credit risk.
Bank of Montreal priced a one-year, principal-protected-linked note offering tied to the Nasdaq-100 Index® with a stated maturity of June 29, 2027 and a strike date of June 25, 2026. Each note has an original issue price of $1,000 per note and a threshold settlement amount of $1,104.00.
The notes pay no interest and repay either the threshold settlement amount if the final underlier level is ≥85.00% of the initial underlier level (initial underlier level: 29,440.32) or a reduced cash settlement that declines approximately 1.1765% of principal for every 1% the final underlier level is below the threshold. The notes are unsecured obligations of Bank of Montreal and subject to its credit risk; estimated initial value was indicated between $980.00 and $988.00 per $1,000 principal amount.
Bank of Montreal (BMO) priced a series of market-linked, auto-callable senior medium-term notes (equity-linked securities) with contingent monthly coupons and a memory feature. The original offering price is $1,000 per security; the initial estimated value on the pricing date was $969.91 per security. The securities reference the lowest performing share of Constellation Energy (CEG), Duke Energy (DUK) and NextEra Energy (NEE). They pay a 21.30% per annum contingent coupon (monthly if thresholds are met), may be automatically called on monthly observation dates beginning September 2026, and mature on June 28, 2029 if not called. At maturity investors receive the face amount unless the lowest performing Underlier ends below its downside threshold (60% of starting value), in which case the maturity payment equals the face amount multiplied by that Underlier’s performance factor, potentially resulting in a loss exceeding 40% of principal.
Bank of Montreal priced a primary offering of $1,690,000 aggregate Senior Medium-Term Notes, Series K, Redeemable Fixed Rate Notes due June 30, 2034. The Notes pay 5.00% per annum semiannually, are issued at $1,000.00 per Note and are redeemable by the issuer on semiannual Optional Redemption Dates beginning June 30, 2031.
The Notes are unsecured, bail-inable under the Canada Deposit Insurance Corporation Act and may be converted into common shares under Canadian bail-in powers. Original issue price per Note was $1,000.00 with underwriting discount $10.00 per Note, resulting in proceeds to the Bank of $990.00 per Note.
Bank of Montreal is offering Senior Medium-Term Notes, Series K, Redeemable Fixed Rate Notes with a 5.00% per annum fixed interest rate. The Notes have a $1,000 per Note principal amount, trade date July 10, 2026, issue date July 14, 2026, and stated maturity date July 14, 2031. The Notes are redeemable by the issuer on semi-annual Optional Redemption Dates at 100% of principal plus accrued interest and are bail-inable under the Canada Deposit Insurance Corporation Act, permitting conversion into common shares under specified Canadian bail-in powers. The original issue price is $1,000.00 per Note, the underwriting discount is $15.00 per Note, and proceeds to the issuer are $985.00 per Note. Payments are unsecured and subject to Bank of Montreal credit risk; the Notes will not be listed on any exchange.
Bank of Montreal priced Senior Medium-Term Notes, Series K — redeemable fixed-rate notes due July 14, 2034. The Notes pay 5.00% per annum, pay semiannually, have a $1,000 principal denomination and an issue date of July 14, 2026.
The offering price per Note is $1,000.00 with an underwriting discount of $20.00, leaving proceeds to the issuer of $980.00 per Note. The Notes are bail-inable under the Canada Deposit Insurance Corporation Act and may be converted into common shares under those powers. The issuer may redeem the Notes on specified semiannual Optional Redemption Dates beginning July 14, 2031.