Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal priced a $1,033,000 offering of Senior Medium-Term Notes, Series K: Callable Barrier Notes with Contingent Coupons due June 28, 2030, linked to the least performing of the S&P 500®, Russell 2000® and the Nasdaq-100 Technology Sector indices. The notes pay a contingent coupon of 0.625% per month (≈7.50% per annum) when each Reference Asset on an Observation Date is at or above its Coupon Barrier (60% of its Initial Level). The issuer may call the notes beginning on June 25, 2027. At maturity, if the Least Performing Reference Asset is below its Trigger Level (60% of Initial Level), the cash payoff equals $1,000 × (1 + Percentage Change of the Least Performing Reference Asset), which can be less than principal. The estimated initial value on the Pricing Date was $935.16 per $1,000. The public offering price was 100%; aggregate agent commission and proceeds are shown on the cover.
Bank of Montreal (BMO) is offering US$30,420,000 aggregate principal amount of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons due July 02, 2029, linked to the least performing of the S&P 500® Index and the EURO STOXX 50® Index. The notes pay contingent quarterly coupons of 2.45% per quarter (approximately 9.80% per annum) when each reference asset closes at or above an 80.00% coupon barrier on observation dates and include a memory feature for unpaid coupons. The notes are automatically redeemable if both indices close at or above their initial levels on an Observation Date. At maturity, if a trigger event occurs (the least performing reference asset finishes below its 80.00% trigger level), principal is reduced pro rata by that asset's percentage decline. The estimated initial value on the Pricing Date was $975.29 per $1,000 principal amount; public offering price ranged up to $1,000 per $1,000.
Bank of Montreal is offering US$966,000 of Senior Medium-Term Notes, Series K due July 30, 2027 linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The notes pay a 10.70% Digital Return at maturity if the least performing index’s Final Level is ≥100.00% of its June 25, 2026 Initial Level; if that least performing index finishes between 70.00% and 100.00% of its Initial Level investors receive principal only. If the least performing index declines below 70.00% of its Initial Level, investors lose 1% of principal for each 1% decline, with possible loss of up to 100% of principal. The notes are unsecured obligations of Bank of Montreal, do not pay interest, will not be listed, and are subject to the issuer’s credit risk. Pricing Date: June 25, 2026; Settlement Date: June 30, 2026; Valuation Date: July 27, 2027; Maturity Date: July 30, 2027.
Bank of Montreal priced US$2,800,000 Senior Medium‑Term Notes, Series K — Autocallable Barrier Notes linked to the least performing of GDX, SPX and NDXT. The Pricing Date was June 25, 2026, Settlement Date June 30, 2026, and Maturity Date June 29, 2029. The notes pay a contingent coupon of 1.1667% per month (approximately 14.00% per annum) on monthly coupon payment dates if, on each Observation Date, each Reference Asset is at or above its Coupon Barrier (70% of its Initial Level). Beginning on December 28, 2026, the notes may be automatically redeemed if each Reference Asset is at or above its Call Level on an Observation Date, in which case holders receive principal plus the contingent coupon due. At maturity, if not redeemed, payment depends on the Final Level of the Least Performing Reference Asset: holders receive $1,000 per $1,000 unless a Trigger Event occurred (Final Level below 50% of Initial Level), in which case the return equals $1,000 plus $1,000 times the Percentage Change of the Least Performing Reference Asset. The estimated initial value on the Pricing Date was $951.68 per $1,000 in principal amount.
Bank of Montreal priced US$702,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Enhanced Return Notes due June 28, 2030, linked to the least performing of the Dow Jones Industrial Average, the NASDAQ-100 and the Russell 2000. The notes pay no interest and may be automatically redeemed on June 30, 2027 if each reference asset closes above its Call Level; on automatic redemption holders receive principal plus a $162.50 Call Amount (about 16.25% per annum). If not called, maturity payoff depends on the Least Performing Reference Asset: positive performance is multiplied by an Upside Leverage Factor of 170.00%; if the Least Performing Reference Asset falls below its Barrier Level (70% of the Initial Level) losses occur on a one-for-one basis, potentially resulting in loss of up to 100% of principal. All payments are subject to Bank of Montreal credit risk.
Bank of Montreal is offering US$415,000 in Senior Medium-Term Notes, Series K: autocallable, barrier enhanced-return notes due June 29, 2029, linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. The notes provide 200.00% upside leverage on any appreciation of the least performing index if not auto‑redeemed, and feature automatic redemption beginning June 30, 2027 that would pay principal plus a Call Amount (approximately 10.00% per annum). If not redeemed and the least performing index falls below a 70.00% Barrier Level, investors lose 1% of principal for each 1% decline, up to a total loss of principal. Payments are unsecured and subject to the credit risk of Bank of Montreal. The public price is 100% and the dealer commission is approximately 3.1663%.
Bank of Montreal priced US$248,000 aggregate of Senior Medium-Term Notes, Series K — "Bearish Notes" linked to the S&P 500® Index. The notes provide 150.00% leveraged positive return on any depreciation in the index, capped by a Maximum Redemption Amount of $1,170.00 per $1,000. The Pricing Date is June 25, 2026, Settlement Date June 30, 2026, Valuation Date December 28, 2027 and Maturity Date December 31, 2027. The Initial Level is stated as 7,357.49 and the issuer’s estimated initial value was $977.30 per $1,000. The notes pay no interest, are unsecured obligations of BMO, will not be listed, and are subject to the credit risk of Bank of Montreal. Payment at maturity is principal only if the Final Level is higher than the Initial Level; downside-linked payouts are subject to the 17.00% maximum return cap.
Bank of Montreal is offering $4,027,600 of Capped Buffer GEARS linked to the S&P 500® Index due June 29, 2028. Each Security has a Principal Amount of $10 and an Original Issue Price of $10. The Securities pay at maturity either: (1) $10 plus upside participation (Upside Gearing 2.0) capped at a Maximum Gain of 24.30%; (2) $10 if the Final Underlier Value is negative but at or above the Downside Threshold (90% of the Initial Underlier Value); or (3) less than $10 with 1:1 downside exposure beyond the 10% Buffer if the Final Underlier Value is below the Downside Threshold. The Initial Underlier Value was 7,354.02 (closing level on the Trade Date) and the estimated initial value per Security was $9.97.
Payments are subject to Bank of Montreal credit risk, there is no interest paid, secondary market liquidity is limited, tax treatment is uncertain, and the Buffer and payoff formulas apply only at maturity.
Bank of Montreal is offering US$1,000,000 in Senior Medium-Term Notes, Series K: autocallable barrier notes with contingent monthly coupons of 1.0708% per month (approximately 12.85% per annum) linked to the least performing of EFA, SPX and NDX. Observation Dates are three trading days before each monthly coupon date, the notes autocall if all reference assets close above their Call Levels starting December 28, 2026, and mature on June 30, 2028. At maturity, if any Reference Asset is below its 75% Trigger Level, investors receive a cash amount based on the Percentage Change of the Least Performing Reference Asset; otherwise they receive principal. The estimated initial value on the Pricing Date was $986.13 per $1,000 in principal.
Bank of Montreal priced US$2,850,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the S&P 500, Russell 2000 and Dow Jones Industrial Average. Pricing Date was June 25, 2026, settlement on June 30, 2026 and maturity on June 29, 2029. The notes pay a contingent coupon of 0.5833% per month (~7.00% per annum) if each reference asset on an Observation Date is at or above its Coupon Barrier (70% of initial levels). Beginning December 28, 2026, the notes are subject to automatic redemption if each Reference Asset equals or exceeds its Call Level (105% of initial). If not redeemed, final payment depends on the Least Performing Reference Asset; a Trigger Event occurs if any Final Level is below 70% of its Initial Level, reducing principal pro rata. The estimated initial value was $955.29 per $1,000 on the Pricing Date. Public offering price was 100% with an agent commission of 3.90% and proceeds to BMO of 96.10% ($2,738,850).