Bank of New York Mellon CEO sells 40,620 shares

BNY's Chairman & CEO reported two direct common-stock sales; 24,833 shares were held through a family trust as of October 26, 2026.

Rhea-AI Filing Summary

Bank of New York Mellon Corp Chairman & CEO Robin A. Vince reported direct sales of 40,620 common shares on October 26, 2026, at a weighted average price of $147.8113 per share, and 9,380 shares on October 27 at a weighted average price of $147.8206 per share. The report also lists 24,833 common shares held through a family trust as of October 26, 2026. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Seller: 50,000 shares

Net Sell 3 txns

Insider Vince Robin A.

Role Chairman & CEO

Sold 50,000 shs ($7.39M)

Type	Security	Shares	Price	Value
Sale	Common Stock F2	9,380	$147.8206	$1.39M
Sale	Common Stock F1	40,620	$147.8113	$6.00M
holding	Common Stock F3	--	--	--

Holdings After Transaction: Common Stock — 575,794.01 shares (Direct); Common Stock — 24,833 shares (Indirect, See Footnote)

Footnotes (3)

1. F1. Represents the weighted average price of shares sold with actual prices ranging from $147.7500 to $147.9500. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (2) to this Form 4.
2. F2. Represents the weighted average price of shares sold with actual prices ranging from $147.2250 to $148.2050.
3. F3. Held through a family trust.

Key Figures

Common shares sold: 40,620 shares Weighted average sale price: $147.8113 per share Common shares sold: 9,380 shares +2 more

5 metrics

Common shares sold 40,620 shares October 26, 2026

Weighted average sale price $147.8113 per share October 26, 2026

Common shares sold 9,380 shares October 27, 2026

Weighted average sale price $147.8206 per share October 27, 2026

Common shares held through a family trust 24,833 shares As of October 26, 2026

Key Terms

weighted average price, family trust, Rule 10b5-1 plan

3 terms

weighted average price financial

"weighted average price of shares sold"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

family trust financial

"Held through a family trust."

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported for the sales"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BNY shares did Chairman & CEO Robin A. Vince sell, and at what prices?

The October 26 sale covered 40,620 shares at a weighted average of $147.8113 per share, with actual prices ranging from $147.7500 to $147.9500; the October 27 sale covered 9,380 shares at a weighted average of $147.8206 per share, with actual prices ranging from $147.2250 to $148.2050. No Rule 10b5-1 plan is reported.

How many BNY shares were held through a family trust?

The reported position was 24,833 common shares held through a family trust as of October 26, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/28/2026 - 04:32 PM EDT Accepted by SEC EDGAR 10/28/2026 - 04:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vince Robin A.

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/26/2026		S		40,620	D	$147.8113(1)	585,174.01	D
Common Stock	10/27/2026		S		9,380	D	$147.8206(2)	575,794.01	D
Common Stock								24,833	I	See Footnote(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the weighted average price of shares sold with actual prices ranging from $147.7500 to $147.9500. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (2) to this Form 4.

2. Represents the weighted average price of shares sold with actual prices ranging from $147.2250 to $148.2050.

3. Held through a family trust.

	Jean Weng, Attorney-in-Fact	10/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)