[144] Boot Barn Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Boot Barn Holdings, Inc. (BOOT) submitted a Form 144 notice reporting a proposed sale of 1,500 common shares through Merrill Lynch on the NYSE with an aggregate market value of $255,000 and an approximate sale date of 08/21/2025. The shares were acquired as restricted stock unit awards on 05/22/2021 (25 shares), 05/14/2022 (1,277 shares) and 05/20/2024 (198 shares). The filer reports no securities sold in the past three months and affirms they are not aware of undisclosed material adverse information about the issuer.

Positive

• Full disclosure of proposed sale including broker, exchange, number of shares and aggregate market value
• Acquisition history provided showing shares originated from restricted stock unit awards (2021, 2022, 2024)
• No sales in the prior three months reported, indicating this filing is not part of a pattern of recent disposals

Negative

• Insider liquidity event: proposed sale of 1,500 shares may be perceived negatively by some investors
• No mention of a Rule 10b5-1 trading plan or plan adoption date in the filing, so sale timing context is not provided

Insights

Securities Analyst

TL;DR: Insider plans to sell a small block of shares (1,500) valued at $255k; disclosed via Form 144, indicating compliance and transparency.

The filing documents a proposed sale by an insider or affiliated person of 1,500 Boot Barn common shares through Merrill Lynch on the NYSE, with an indicated sale date of 08/21/2025 and an aggregate value of $255,000. The lots originated from restricted stock unit awards in 2021, 2022 and 2024, which is consistent with typical executive/employee equity compensation vesting and post-vesting disposition. No sales in the prior three months are reported, and the filer includes the required representation about material information. For investors, the filing is a routine disclosure showing an insider liquidity event rather than an operational development.

Corporate Governance Expert

TL;DR: Form 144 shows proper notice of proposed sale and includes required representations; procedural governance standards appear followed.

The notice specifies the broker (Merrill Lynch), exchange (NYSE) and acquisition history of the shares, which are RSU awards from Boot Barn Holdings, and contains the statutory attestation about undisclosed material information. From a governance perspective, the document reflects compliance with Rule 144 procedural requirements for reporting intended insider sales. There is no accompanying information about any trading plan or Rule 10b5-1 adoption in this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660	1500	255000.00	30555623	08/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/22/2021	RESTRICTED STOCK UNIT AWARD	BOOT BARN HOLDINGS INC			25	05/22/2021	N/A
COMMON	05/14/2022	RESTRICTED STOCK UNIT AWARD	BOOT BARN HOLDINGS INC			1277	05/14/2022	N/A
COMMON	05/20/2024	RESTRICTED STOCK UNIT AWARD	BOOT BARN HOLDINGS INC			198	05/20/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Boot Barn's (BOOT) Form 144 disclose?

The Form 144 discloses a proposed sale of 1,500 common shares through Merrill Lynch on the NYSE, with an aggregate market value of $255,000 and an approximate sale date of 08/21/2025.

How were the 1,500 Boot Barn shares acquired?

The shares were received as restricted stock unit awards: 25 shares on 05/22/2021, 1,277 shares on 05/14/2022, and 198 shares on 05/20/2024.

Did the filer report any share sales in the past three months for BOOT?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Which broker and exchange are named in the Form 144 for BOOT?

The broker is Merrill Lynch, 520 Newport Center Drive, Newport Beach, CA and the exchange is the NYSE.

Does the filing state whether a 10b5-1 trading plan was used?

No. The filing does not indicate a trading plan adoption date or state that a Rule 10b5-1 plan applies.