Form 4: Eileen Murray receives 167 DCUs under Broadridge Omnibus Plan

Rhea-AI Filing Summary

Broadridge Financial Solutions director Eileen K. Murray received 167 Deferred Stock Units (DCUs) on 09/17/2025 as reported on a Form 4. The DCUs were granted under Broadridge's 2018 Omnibus Award Plan in connection with her deferral of cash compensation under the Director Deferred Compensation Program. The units vest in full upon grant and will be settled into shares of Broadridge common stock beginning when the director separates from service. Following the grant, Ms. Murray is reported to beneficially own 3,698 shares of common stock. The Form 4 was signed by Maria Allen by power of attorney on 09/19/2025.

Positive

• Grant of 167 Deferred Stock Units that vest in full upon grant, providing immediate equity alignment for the director
• DCUs will settle into shares upon the director's separation from service, preserving compensation value for the reporting person

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine director compensation deferral; units vest immediately and convert to stock at separation.

The filing documents a standard director compensation arrangement where cash fees were deferred into 167 Deferred Stock Units granted under the 2018 Omnibus Award Plan. Immediate vesting on grant reduces forfeiture risk for the director and aligns eventual payout with equity. Settlement is contingent on separation from service, reflecting a typical deferred equity structure for non-employee directors. No cash purchase, exercise price, or derivative instruments are reported. The disclosure is procedural and consistent with established director compensation practices.

Securities Analyst

TL;DR: Non-material insider acquisition reported; transaction increases beneficial ownership by 167 shares-equivalent units.

The Form 4 reports acquisition code 'A' for 167 Deferred Stock Units at a reported price of $0.0000, indicating these units were granted as deferred compensation rather than purchased. The filing shows total beneficial ownership of 3,698 shares after the grant. There are no derivative securities or disposals disclosed. From a market-impact perspective, this is a routine insider compensation disclosure with limited material effect on share count or control based solely on the information provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

MURRAY EILEEN K

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/17/2025		A		167(1)	A	$0.0000	3,698	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	09/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Broadridge director Eileen K. Murray receive on 09/17/2025?

She received 167 Deferred Stock Units (DCUs) granted under the 2018 Omnibus Award Plan.

Do the Deferred Stock Units vest immediately for Eileen K. Murray?

Yes, the filing states the DCUs vest in full upon grant.

When will the DCUs be settled into Broadridge common stock?

The DCUs will be settled in shares of Broadridge common stock commencing with the director's separation from service.

How many Broadridge shares does Eileen K. Murray beneficially own after the transaction?

The Form 4 reports 3,698 shares beneficially owned following the reported transaction.

Who signed the Form 4 and on what date?

The Form 4 was signed by Maria Allen, as Power of Attorney, on 09/19/2025.