17K Broadridge (NYSE: BR) shares gifted between Duelks family trusts

Rhea-AI Filing Summary

Broadridge Financial Solutions director Robert N. Duelks reported indirect movements of company Common Stock tied to family trusts. A bona fide gift moved 17,000 shares on March 2, 2026 from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust at a stated price of $0.00 per share. As of that date, filings show 20,815 shares held directly, plus indirect holdings of 4,474 shares through BOMAR II LLC and 8,853 shares through the Robert N. Duelks 2007 Revocable Trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duelks Robert N

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		G		17,000(1)	D	$0(1)	0.0000	I	Mary E. Duelks 2007 Revocable Trust
Common Stock	03/02/2026		G		17,000(1)	A	$0(1)	17,000	I	Mary E. Duelks 2020 Irrevocable Trust
Common Stock								20,815	D
Common Stock								4,474	I	BOMAR II LLC
Common Stock								8,853	I	Robert N. Duelks 2007 Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction represents the transfer of shares from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust.

	Maria Allen, Power of Attorney	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Broadridge (BR) report for Robert N. Duelks?

Broadridge director Robert N. Duelks reported an indirect bona fide gift of 17,000 shares of Common Stock. The shares moved from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust on March 2, 2026, at a stated price of $0.00 per share.

How many Broadridge (BR) shares were transferred between the Duelks trusts?

A total of 17,000 Broadridge Common Stock shares were transferred between Mary E. Duelks trusts. The 2007 Revocable Trust’s reported holdings fell to zero, while the 2020 Irrevocable Trust’s reported holdings increased to 17,000 shares on March 2, 2026, reflecting this internal trust transfer.

What does the Form 4 say about Robert N. Duelks’ direct Broadridge (BR) holdings?

The filing reports that Robert N. Duelks directly held 20,815 shares of Broadridge Common Stock after the reported date. This figure reflects his direct ownership position as of March 2, 2026, separate from any shares held through trusts or other indirect ownership vehicles.

What indirect Broadridge (BR) holdings are associated with Robert N. Duelks after the transaction?

After the reported movements, indirect holdings include 17,000 shares in the Mary E. Duelks 2020 Irrevocable Trust, 4,474 shares held through BOMAR II LLC, and 8,853 shares in the Robert N. Duelks 2007 Revocable Trust. These amounts are recorded as of March 2, 2026, in the filing.

What is the transaction code used in Robert N. Duelks’ Broadridge (BR) filing?

The filing uses transaction code “G,” which denotes a bona fide gift. In this case, it records the transfer of 17,000 Broadridge Common Stock shares between the Mary E. Duelks 2007 Revocable Trust and the Mary E. Duelks 2020 Irrevocable Trust on March 2, 2026, at $0.00 per share.