Broadridge director granted additional deferred stock units

MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Eileen K. Murray received additional equity-based compensation in the form of deferred stock units. On April 8, 2026, she was granted 16 and 13 deferred stock units tied to Broadridge’s regular quarterly dividend, representing the same number of common shares.

The awards were made under Broadridge’s 2018 Omnibus Award Plan, including units previously issued in lieu of cash compensation under the Director Deferred Compensation Program. The deferred stock units vest in full upon grant and will be settled in shares of Broadridge common stock when she separates from service. Following these grants, her directly held common stock position reported in this filing is 5,275 shares.

Insider Trade Summary

Grant/Award: 29 shares

Grant/Award 2 txns

Insider MURRAY EILEEN K

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	16	$0.00	$0.00
Grant/Award	Common Stock	13	$0.00	$0.00

Holdings After Transaction: Common Stock — 5,275 shares (Direct)

Footnotes (2)

1. F1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
2. F2. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Key Figures

Deferred stock units grant 1: 16 units Deferred stock units grant 2: 13 units Common shares after transactions: 5,275 shares

3 metrics

Deferred stock units grant 1 16 units Award of additional Deferred Stock Units on April 8, 2026

Deferred stock units grant 2 13 units Additional Deferred Stock Units linked to director fee deferrals

Common shares after transactions 5,275 shares Total Broadridge common stock directly held after grants

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, Director Deferred Compensation Program, DCUs

4 terms

Deferred Stock Units financial

"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Director Deferred Compensation Program financial

"Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program"

A director deferred compensation program is an arrangement that lets a company delay paying part of a board member’s fees or bonuses until a future date, often at retirement or after leaving the board. It matters to investors because it affects a company’s long‑term cash commitments and executive incentives—like a timed savings plan that can align directors’ decisions with the company’s future performance while creating future liabilities on the balance sheet.

DCUs financial

"in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs")"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Broadridge (BR) director Eileen K. Murray report in this Form 4?

Eileen K. Murray reported receiving additional deferred stock units linked to Broadridge common stock. These were routine equity awards granted under the company’s 2018 Omnibus Award Plan and director compensation programs, rather than open-market purchases or sales of existing shares.

How many Broadridge deferred stock units were granted to Eileen K. Murray?

She was granted 16 and 13 deferred stock units, totaling 29 units, each representing one share of Broadridge common stock. These awards were issued in connection with the regular quarterly dividend and prior deferred stock unit grants, including units issued instead of cash director fees.

Do the Broadridge deferred stock units granted to Eileen K. Murray vest immediately?

Yes, the deferred stock units vest in full upon grant. Although they vest immediately, they will not be settled in actual Broadridge common shares until Eileen K. Murray’s separation from service as a director, according to the terms described in the filing footnotes.

When will Eileen K. Murray receive Broadridge shares from these deferred stock units?

The deferred stock units will settle in Broadridge common shares upon her separation from service as a director. For units granted in lieu of cash compensation, settlement will commence with that separation event, consistent with the company’s Director Deferred Compensation Program terms.

What is Eileen K. Murray’s reported Broadridge share ownership after these Form 4 grants?

After the reported grants, her directly held Broadridge common stock position in this filing is 5,275 shares. This figure reflects the updated ownership following the additional deferred stock unit awards reported as acquisitions on the Form 4.

Were these Broadridge transactions open-market buys or sells by Eileen K. Murray?

No, these transactions were not open-market buys or sells. They are coded as awards, reflecting additional deferred stock units granted as part of director compensation and dividend-equivalent credits, rather than discretionary trading in Broadridge shares on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/09/2026 - 02:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MURRAY EILEEN K

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/08/2026		A		16(1)	A	$0.0000	5,262	D
Common Stock	04/08/2026		A		13(2)	A	$0.0000	5,275	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

2. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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* Form 4: SEC 1474 (03-26)