Broadridge director granted 177 deferred stock units

Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 04/08/2026 - 02:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Amit Zavery received 177 shares of common stock through a grant of Deferred Stock Units. The units were issued in lieu of cash compensation under the company’s 2018 Omnibus Award Plan and vest immediately. Following this award, Zavery directly holds 8,694 shares.

Insider Trade Summary

Grant/Award: 177 shares

Grant/Award 1 txn

Insider Zavery Amit

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	177	$0.00	$0.00

Holdings After Transaction: Common Stock — 8,694 shares (Direct)

Holdings Before and After: Common Stock, 8,517 to 8,694 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Key Figures

Shares granted: 177 shares Post-transaction holdings: 8,694 shares Grant price per share: $0.0000

3 metrics

Shares granted 177 shares Deferred Stock Units grant on 2026-04-07

Post-transaction holdings 8,694 shares Common stock held directly after grant

Grant price per share $0.0000 Non-cash award under compensation program

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, Director Deferred Compensation Program, separation from service

4 terms

Deferred Stock Units financial

"The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Director Deferred Compensation Program financial

"in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program"

A director deferred compensation program is an arrangement that lets a company delay paying part of a board member’s fees or bonuses until a future date, often at retirement or after leaving the board. It matters to investors because it affects a company’s long‑term cash commitments and executive incentives—like a timed savings plan that can align directors’ decisions with the company’s future performance while creating future liabilities on the balance sheet.

separation from service financial

"The DCUs vest in full upon grant and will settle in shares ... commencing with the director's separation from service with Broadridge"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Broadridge (BR) director Amit Zavery report in this Form 4?

Amit Zavery reported receiving 177 shares of Broadridge common stock through a grant of Deferred Stock Units. These units were issued under the 2018 Omnibus Award Plan as deferred director compensation and vest immediately upon grant.

Is the Amit Zavery Form 4 transaction for Broadridge (BR) an open-market stock purchase?

No, the transaction is not an open-market stock purchase. It reflects a grant of 177 Deferred Stock Units issued in place of cash compensation under Broadridge’s director deferred compensation program, with no cash price paid per share in the market.

How many Broadridge (BR) shares does Amit Zavery hold after this Form 4 grant?

After the reported grant, Amit Zavery directly holds 8,694 shares of Broadridge common stock. This total includes the 177 shares represented by the newly granted Deferred Stock Units, which vest in full at the time of the grant.

What are the key terms of the Deferred Stock Units granted to Amit Zavery at Broadridge (BR)?

The Deferred Stock Units represent 177 shares of Broadridge common stock, vest in full upon grant, and were issued under the 2018 Omnibus Award Plan. They will settle in actual shares after the director’s separation from service with Broadridge.

Why did Broadridge (BR) grant Deferred Stock Units instead of cash to director Amit Zavery?

The grant reflects the director’s deferral of cash compensation under Broadridge’s Director Deferred Compensation Program. Instead of receiving cash, Amit Zavery received 177 Deferred Stock Units, each representing one share of Broadridge common stock, as part of his board compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zavery Amit

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/07/2026		A		177(1)	A	$0.0000	8,694	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)