Director at Broadridge (NYSE: BR) adds 127 deferred stock units

Rhea-AI Filing Summary

Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Robert N. Duelks received an award of 127 deferred stock units of common stock at no cost under Broadridge's 2018 Omnibus Award Plan, issued in connection with the regular quarterly dividend. These units vest immediately and will settle in shares when he leaves board service. Following this grant, he directly holds 20,942 shares of Broadridge common stock, in addition to indirect holdings through an LLC and family trusts.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Duelks Robert N

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	127	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 20,942 shares (Direct); Common Stock — 4,474 shares (Indirect, BOMAR II LLC)

Footnotes (1)

1. [object Object]

Key Figures

Deferred stock units granted: 127 units Grant price per share: $0.0000 per share Direct shares after transaction: 20,942 shares +3 more

6 metrics

Deferred stock units granted 127 units Award under 2018 Omnibus Award Plan tied to quarterly dividend

Grant price per share $0.0000 per share Director equity award with no cash paid

Direct shares after transaction 20,942 shares Common stock directly owned by Robert N. Duelks

Indirect shares via BOMAR II LLC 4,474 shares Common stock held indirectly through BOMAR II LLC

Indirect shares via Mary E. Duelks 2020 Irrevocable Trust 17,000 shares Common stock held indirectly through family trust

Indirect shares via Robert N. Duelks 2007 Revocable Trust 8,853 shares Common stock held indirectly through revocable trust

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, vest in full upon grant, separation from service

4 terms

Deferred Stock Units financial

"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend"

vest in full upon grant financial

"The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock"

separation from service financial

"will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duelks Robert N

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/08/2026		A		127(1)	A	$0.0000	20,942	D
Common Stock								4,474	I	BOMAR II LLC
Common Stock								17,000	I	Mary E. Duelks 2020 Irrevocable Trust
Common Stock								8,853	I	Robert N. Duelks 2007 Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Robert N. Duelks receive in this Broadridge (BR) Form 4 filing?

Robert N. Duelks received an award of 127 deferred stock units of Broadridge common stock. The grant was made at no cost under Broadridge's 2018 Omnibus Award Plan in connection with the payment of the regular quarterly dividend.

How and when do Robert N. Duelks’s Broadridge deferred stock units vest and settle?

The deferred stock units vest in full upon grant, meaning they are immediately earned. They will be settled in shares of Broadridge common stock when Duelks separates from service as a director, providing equity exposure until he leaves the board.

How many Broadridge shares does Robert N. Duelks own directly after this transaction?

After the award, Robert N. Duelks directly owns 20,942 shares of Broadridge common stock. This direct position excludes additional indirect holdings reported through BOMAR II LLC and family trusts, which are shown separately in the Form 4 filing.

Why were additional deferred stock units granted to Robert N. Duelks by Broadridge (BR)?

The additional 127 deferred stock units were granted in connection with Broadridge's regular quarterly dividend. They adjust the director’s existing deferred stock unit balance so it reflects dividends paid on the underlying common stock previously awarded.

What indirect Broadridge holdings related to Robert N. Duelks are shown in this Form 4?

The filing lists indirect holdings of Broadridge common stock through BOMAR II LLC, the Mary E. Duelks 2020 Irrevocable Trust, and the Robert N. Duelks 2007 Revocable Trust, with separate share totals reported for each entity.