STOCK TITAN

[Form 4] Broadridge Financial Solutions Inc Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Christopher John Perry, identified as an officer (President) of Broadridge Financial Solutions, Inc. (BR), reported transactions dated 08/12/2025. The filing shows an acquisition and a sale of common stock on that date: Mr. Perry acquired 7,480 shares (reported as an acquisition) at a reported price of $198.3 per share and concurrently sold 7,036 shares at a weighted-average price of $262.7194 per share, with individual sale prices ranging from $262.150 to $263.185 per the footnote. Following the acquisition line, beneficial ownership is reported as 55,848.521 shares; following the sale line, beneficial ownership is reported as 48,812.521 shares. Table II confirms the exercise-related activity: a stock option transaction showing 7,480 underlying shares acquired and 22,441 derivative securities held following the reported transactions. The Form 4 was signed under power of attorney by Maria Allen on 08/12/2025.

Christopher John Perry, identificato come dirigente (Presidente) di Broadridge Financial Solutions, Inc. (BR), ha segnalato operazioni in data 08/12/2025. La comunicazione indica un'acquisizione e una vendita di azioni ordinarie nello stesso giorno: Mr. Perry ha acquisito 7,480 azioni (segnalate come acquisizione) al prezzo dichiarato di $198.3 per azione e contestualmente ha venduto 7,036 azioni a un prezzo medio ponderato di $262.7194 per azione, con prezzi di vendita individuali compresi tra $262.150 e $263.185 secondo la nota. Dopo la riga dell'acquisizione la detenzione beneficiaria è riportata pari a 55,848.521 azioni; dopo la riga della vendita la detenzione beneficiaria è 48,812.521 azioni. La Tabella II conferma l'attività relativa all'esercizio: una transazione su opzioni che mostra 7,480 azioni sottostanti acquisite e 22,441 strumenti derivati detenuti a seguito delle operazioni riportate. Il Modulo 4 è stato firmato per procura da Maria Allen in data 08/12/2025.

Christopher John Perry, identificado como ejecutivo (Presidente) de Broadridge Financial Solutions, Inc. (BR), informó operaciones con fecha 08/12/2025. La presentación muestra una adquisición y una venta de acciones ordinarias en esa fecha: el Sr. Perry adquirió 7,480 acciones (registradas como adquisición) a un precio declarado de $198.3 por acción y, simultáneamente, vendió 7,036 acciones a un precio medio ponderado de $262.7194 por acción, con precios individuales de venta que van desde $262.150 hasta $263.185 según la nota a pie de página. Tras la línea de adquisición, la titularidad beneficiaria se reporta como 55,848.521 acciones; tras la línea de venta, la titularidad beneficiaria se reporta como 48,812.521 acciones. La Tabla II confirma la actividad relacionada con el ejercicio: una transacción de opciones que muestra 7,480 acciones subyacentes adquiridas y 22,441 valores derivados en posesión tras las operaciones reportadas. El Formulario 4 fue firmado por poder por Maria Allen el 08/12/2025.

Christopher John Perry는 Broadridge Financial Solutions, Inc. (BR)의 임원(사장)으로 식별되며, 08/12/2025자 거래를 신고했습니다. 신고서에는 같은 날짜에 보통주 취득과 매도가 모두 기재되어 있습니다: Perry 씨는 7,480주를 취득(취득으로 신고)하였고 신고된 주당 가격은 $198.3입니다. 동시에 7,036주를 매도했으며 가중평균 매도가는 주당 $262.7194였고, 개별 매도 가격은 각주에 따라 $262.150에서 $263.185 사이입니다. 취득 항목 이후의 실질소유는 55,848.521주로, 매도 항목 이후의 실질소유는 48,812.521주로 보고되었습니다. 표 II는 행사 관련 활동을 확인하며, 옵션 거래에서 취득된 기초주식 7,480주와 거래 이후 보유한 파생증권 22,441건을 보여줍니다. Form 4는 08/12/2025Maria Allen이 위임장으로 서명했습니다.

Christopher John Perry, identifié comme dirigeant (Président) de Broadridge Financial Solutions, Inc. (BR), a déclaré des transactions datées du 08/12/2025. Le dépôt indique une acquisition et une vente d'actions ordinaires à cette date : M. Perry a acquis 7,480 actions (déclarées comme acquisition) au prix indiqué de $198.3 par action et a simultanément vendu 7,036 actions à un prix moyen pondéré de $262.7194 par action, les prix de vente individuels variant de $262.150 à $263.185 selon la note. Après la ligne d'acquisition, la propriété bénéficiaire est indiquée à 55,848.521 actions ; après la ligne de vente, elle est indiquée à 48,812.521 actions. Le Tableau II confirme l'activité liée à l'exercice : une opération d'option montrant 7,480 actions sous-jacentes acquises et 22,441 instruments dérivés détenus à la suite des transactions déclarées. Le Formulaire 4 a été signé par procuration par Maria Allen le 08/12/2025.

Christopher John Perry, als Officer (Präsident) von Broadridge Financial Solutions, Inc. (BR) geführt, meldete Transaktionen mit Datum 08/12/2025. Die Meldung weist an diesem Datum einen Erwerb und einen Verkauf von Stammaktien aus: Herr Perry erwarb 7,480 Aktien (als Erwerb gemeldet) zu einem angegebenen Preis von $198.3 je Aktie und verkaufte gleichzeitig 7,036 Aktien zu einem gewichteten Durchschnittspreis von $262.7194 je Aktie, wobei die einzelnen Verkaufspreise laut Fußnote zwischen $262.150 und $263.185 lagen. Nach der Erwerbszeile wird das wirtschaftliche Eigentum mit 55,848.521 Aktien angegeben; nach der Verkaufszeile mit 48,812.521 Aktien. Tabelle II bestätigt die optionsbezogene Aktivität: eine Aktienoptions-Transaktion, die 7,480 zugrundeliegende erworbene Aktien und 22,441 derivative Wertpapiere ausweist, die nach den gemeldeten Transaktionen gehalten werden. Das Formular 4 wurde am 08/12/2025 von Maria Allen per Vollmacht unterzeichnet.

Positive
  • Exercise realized value: Options exercised at $198.3 were followed by sales at a weighted-average of $262.7194, indicating a positive per-share spread.
  • Disclosure completeness: Footnote provides explicit sale price range ($262.150–$263.185) and offers to provide per-trade details, improving transparency.
  • Continued stake: Reporting person continues to hold substantial positions—reported beneficial ownership lines show 48,812.521 direct shares and 22,441 derivative securities after the transactions.
Negative
  • Insider sale: The President sold 7,036 shares on 08/12/2025, which may be interpreted by some investors as reducing insider-held common stock.

Insights

TL;DR: Officer exercised options to acquire 7,480 shares and sold 7,036 shares the same day, realizing proceeds above the exercise price.

The filing documents a same-day exercise and partial disposition: options with a reported conversion/exercise price of $198.3 were used to acquire 7,480 shares, and 7,036 shares were sold at a weighted-average of $262.7194. The sale price range is explicitly $262.150–$263.185, producing a clear per-share spread versus the reported exercise price. Beneficial ownership figures move from 55,848.521 to 48,812.521 across the reported lines, and 22,441 derivative securities remain after the transactions. For investors, this is a liquidity/monetization event by an insider rather than a novel corporate development.

TL;DR: Routine insider option exercise and partial sale by the President; disclosure is clear and includes sale-price range and POA signature.

The Form 4 provides the necessary disclosures: transaction codes, exact share counts, weighted-average sale price, and a footnote detailing the sale price range with an offer to provide per-trade detail on request. The form is executed by a power of attorney (Maria Allen). There is no other governance or regulatory event disclosed. This appears consistent with standard insider exercises followed by asset monetization, with full Form 4 transparency.

Christopher John Perry, identificato come dirigente (Presidente) di Broadridge Financial Solutions, Inc. (BR), ha segnalato operazioni in data 08/12/2025. La comunicazione indica un'acquisizione e una vendita di azioni ordinarie nello stesso giorno: Mr. Perry ha acquisito 7,480 azioni (segnalate come acquisizione) al prezzo dichiarato di $198.3 per azione e contestualmente ha venduto 7,036 azioni a un prezzo medio ponderato di $262.7194 per azione, con prezzi di vendita individuali compresi tra $262.150 e $263.185 secondo la nota. Dopo la riga dell'acquisizione la detenzione beneficiaria è riportata pari a 55,848.521 azioni; dopo la riga della vendita la detenzione beneficiaria è 48,812.521 azioni. La Tabella II conferma l'attività relativa all'esercizio: una transazione su opzioni che mostra 7,480 azioni sottostanti acquisite e 22,441 strumenti derivati detenuti a seguito delle operazioni riportate. Il Modulo 4 è stato firmato per procura da Maria Allen in data 08/12/2025.

Christopher John Perry, identificado como ejecutivo (Presidente) de Broadridge Financial Solutions, Inc. (BR), informó operaciones con fecha 08/12/2025. La presentación muestra una adquisición y una venta de acciones ordinarias en esa fecha: el Sr. Perry adquirió 7,480 acciones (registradas como adquisición) a un precio declarado de $198.3 por acción y, simultáneamente, vendió 7,036 acciones a un precio medio ponderado de $262.7194 por acción, con precios individuales de venta que van desde $262.150 hasta $263.185 según la nota a pie de página. Tras la línea de adquisición, la titularidad beneficiaria se reporta como 55,848.521 acciones; tras la línea de venta, la titularidad beneficiaria se reporta como 48,812.521 acciones. La Tabla II confirma la actividad relacionada con el ejercicio: una transacción de opciones que muestra 7,480 acciones subyacentes adquiridas y 22,441 valores derivados en posesión tras las operaciones reportadas. El Formulario 4 fue firmado por poder por Maria Allen el 08/12/2025.

Christopher John Perry는 Broadridge Financial Solutions, Inc. (BR)의 임원(사장)으로 식별되며, 08/12/2025자 거래를 신고했습니다. 신고서에는 같은 날짜에 보통주 취득과 매도가 모두 기재되어 있습니다: Perry 씨는 7,480주를 취득(취득으로 신고)하였고 신고된 주당 가격은 $198.3입니다. 동시에 7,036주를 매도했으며 가중평균 매도가는 주당 $262.7194였고, 개별 매도 가격은 각주에 따라 $262.150에서 $263.185 사이입니다. 취득 항목 이후의 실질소유는 55,848.521주로, 매도 항목 이후의 실질소유는 48,812.521주로 보고되었습니다. 표 II는 행사 관련 활동을 확인하며, 옵션 거래에서 취득된 기초주식 7,480주와 거래 이후 보유한 파생증권 22,441건을 보여줍니다. Form 4는 08/12/2025Maria Allen이 위임장으로 서명했습니다.

Christopher John Perry, identifié comme dirigeant (Président) de Broadridge Financial Solutions, Inc. (BR), a déclaré des transactions datées du 08/12/2025. Le dépôt indique une acquisition et une vente d'actions ordinaires à cette date : M. Perry a acquis 7,480 actions (déclarées comme acquisition) au prix indiqué de $198.3 par action et a simultanément vendu 7,036 actions à un prix moyen pondéré de $262.7194 par action, les prix de vente individuels variant de $262.150 à $263.185 selon la note. Après la ligne d'acquisition, la propriété bénéficiaire est indiquée à 55,848.521 actions ; après la ligne de vente, elle est indiquée à 48,812.521 actions. Le Tableau II confirme l'activité liée à l'exercice : une opération d'option montrant 7,480 actions sous-jacentes acquises et 22,441 instruments dérivés détenus à la suite des transactions déclarées. Le Formulaire 4 a été signé par procuration par Maria Allen le 08/12/2025.

Christopher John Perry, als Officer (Präsident) von Broadridge Financial Solutions, Inc. (BR) geführt, meldete Transaktionen mit Datum 08/12/2025. Die Meldung weist an diesem Datum einen Erwerb und einen Verkauf von Stammaktien aus: Herr Perry erwarb 7,480 Aktien (als Erwerb gemeldet) zu einem angegebenen Preis von $198.3 je Aktie und verkaufte gleichzeitig 7,036 Aktien zu einem gewichteten Durchschnittspreis von $262.7194 je Aktie, wobei die einzelnen Verkaufspreise laut Fußnote zwischen $262.150 und $263.185 lagen. Nach der Erwerbszeile wird das wirtschaftliche Eigentum mit 55,848.521 Aktien angegeben; nach der Verkaufszeile mit 48,812.521 Aktien. Tabelle II bestätigt die optionsbezogene Aktivität: eine Aktienoptions-Transaktion, die 7,480 zugrundeliegende erworbene Aktien und 22,441 derivative Wertpapiere ausweist, die nach den gemeldeten Transaktionen gehalten werden. Das Formular 4 wurde am 08/12/2025 von Maria Allen per Vollmacht unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PERRY CHRISTOPHER JOHN

(Last) (First) (Middle)
5 DAKOTA DRIVE

(Street)
LAKE SUCCESS NY 11042

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/12/2025 M 7,480 A $198.3 55,848.521 D
Common Stock 08/12/2025 S 7,036 D $262.7194(1) 48,812.521 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $198.3 08/12/2025 M 7,480 02/15/2025 02/15/2034 Common Stock 7,480 $0.0000 22,441 D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.150 - $263-185, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Maria Allen, Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Broadridge (BR) insider Christopher Perry report on 08/12/2025?

The Form 4 shows an acquisition of 7,480 common shares and a sale of 7,036 common shares, both dated 08/12/2025.

At what price were the shares acquired and sold in the Form 4 for BR?

The acquisition is reported at $198.3 per share; the sale was at a weighted-average price of $262.7194 per share, with sale prices ranging $262.150–$263.185.

How many options or derivative securities does the reporting person hold after the transactions?

Table II reports 22,441 derivative securities (stock options) beneficially owned following the reported transactions.

How did beneficial ownership change after the reported transactions?

The filing shows beneficial ownership figures of 55,848.521 shares after the acquisition line and 48,812.521 shares after the sale line.

Who signed the Form 4 for Christopher Perry?

The Form 4 indicates it was signed under power of attorney by Maria Allen on 08/12/2025.
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