Broadridge (BR) awards 25,977 stock options to Co-President DeSchutter

Rhea-AI Filing Summary

Broadridge Financial Solutions reported an insider equity award for Co-President ICS Douglas Richard DeSchutter. He received a grant of stock options covering 25,977 shares on March 5, 2026, recorded at a transaction price of $0.00 because it is an award, not a market purchase.

All 25,977 stock options are held as direct ownership and this award increased his derivative holdings to 25,977 options. According to the footnote, the options will vest in equal installments over 4 years beginning March 5, 2027, meaning the right to exercise builds gradually over time.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DESCHUTTER DOUGLAS RICHARD

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President ICS

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.89	03/05/2026		A		25,977		03/05/2027(1)	03/05/2036	Common Stock	25,977	$0.0000	25,977	D

Explanation of Responses:

1. Stock options vest equally over 4 years beginning March 5, 2027.

	Maria Allen, Power of Attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Broadridge (BR) report for Douglas Richard DeSchutter?

Broadridge reported that Co-President ICS Douglas Richard DeSchutter received a grant of stock options covering 25,977 shares on March 5, 2026. This is classified as a grant or award acquisition, not an open-market stock purchase or sale.

How many Broadridge (BR) stock options were granted in this Form 4 filing?

The filing shows a grant of 25,977 stock options to Douglas Richard DeSchutter. After this award, his total derivative holdings reported in this transaction are 25,977 options, all held as direct ownership according to the Form 4 data.

What is the vesting schedule for the 25,977 Broadridge (BR) stock options?

The 25,977 stock options vest in equal installments over 4 years, beginning on March 5, 2027. This means DeSchutter’s rights to exercise the options increase gradually each year rather than becoming fully exercisable immediately.

Was the Broadridge (BR) stock option grant to Douglas DeSchutter a market purchase?

No, the transaction is reported as a grant, award, or other acquisition of stock options. The Form 4 lists a $0.00 transaction price per option, indicating it was a compensatory award rather than a market purchase of existing shares.

Does the Form 4 show direct or indirect ownership for the Broadridge (BR) options?

The Form 4 describes the 25,977 stock options as directly owned by Douglas Richard DeSchutter. The ownership code is listed as “D” for direct, with no indication that the options are held through a separate entity or trust.