Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
FLOWERS MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Melvin L. Flowers received 16 shares of common stock-equivalent Deferred Stock Units as a grant. The award was made under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on previously issued Deferred Stock Units.
The new Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service. Following this award, Flowers holds 2,676 shares of Broadridge common stock on a direct ownership basis.
Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Robert N. Duelks received an award of 127 deferred stock units of common stock at no cost under Broadridge's 2018 Omnibus Award Plan, issued in connection with the regular quarterly dividend. These units vest immediately and will settle in shares when he leaves board service. Following this grant, he directly holds 20,942 shares of Broadridge common stock, in addition to indirect holdings through an LLC and family trusts.
Broadridge Financial Solutions director Markus A. Maura received an equity award rather than cash fees. On the reported date, he acquired 206 shares of common stock in the form of Deferred Stock Units granted under Broadridge's 2018 Omnibus Award Plan in connection with the Director Deferred Compensation Program.
The Deferred Stock Units vest in full immediately upon grant and represent an equivalent number of Broadridge common shares. They will be settled in shares of common stock when the director separates from service with the company. Following this grant, Maura directly holds 32,229.102 shares of Broadridge common stock.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received 177 shares of common stock through a grant of Deferred Stock Units. The units were issued in lieu of cash compensation under the company’s 2018 Omnibus Award Plan and vest immediately. Following this award, Zavery directly holds 8,694 shares.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth received an award of 177 Deferred Stock Units (DCUs), representing 177 shares of Broadridge common stock. The grant was made under Broadridge's 2018 Omnibus Award Plan in connection with her decision to defer cash compensation under the Director Deferred Compensation Program.
The DCUs vest in full upon grant and will settle in shares of Broadridge common stock after her separation from service with the company. Following this award, she directly holds 9,336 shares of Broadridge common stock.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray received a grant of 384 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, issued in lieu of cash director compensation. The units vest immediately and will be settled in Broadridge common stock after her separation from service, bringing her direct holdings to 5,246 shares.
Broadridge Financial Solutions director Brett Keller received an equity-based compensation grant. He acquired 177 Deferred Stock Units representing an equal number of Broadridge common shares, granted under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation.
The Deferred Stock Units vest in full upon grant and will be settled in shares of Broadridge common stock after his separation from service. Following this award, Keller directly holds 16,888 shares of Broadridge common stock.
Broadridge Financial Solutions Chief Legal Officer exercises RSUs and covers taxes with shares. On April 1, 2026, Hope M. Jarkowski had 2,879 Restricted Stock Units vest and convert into 2,879 shares of Broadridge common stock. To satisfy tax obligations, 913 shares were disposed of at $159.98 per share, leaving 1,967.25 common shares held directly after these transactions.
Broadridge Financial Solutions Inc — Schedule 13G/A amendment showing The Vanguard Group reports 0 shares and 0% beneficial ownership.
The filing states that on January 12, 2026 The Vanguard Group, Inc. completed an internal realignment; certain subsidiaries now report beneficial ownership separately and Vanguard no longer is deemed to beneficially own the securities held by those subsidiaries.
Broadridge Financial Solutions CEO Timothy C. Gokey purchased 5300 shares of common stock in an open-market transaction on March 6, 2026. The weighted average purchase price was $194.4895 per share. Following this transaction, he directly owns 142876.0271 shares of Broadridge common stock.