Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech and technology company serving the financial services industry. Broadridge’s filings offer detailed insight into its technology and operations platforms that power investing, governance, and communications, support post-trade processing and asset servicing, and underpin the daily average trading of more than $15 trillion in securities globally.
Through Broadridge’s annual reports on Form 10-K and quarterly reports on Form 10-Q, investors can review discussions of its business model, segment performance, risk factors, and financial condition. The company’s definitive proxy statement on Schedule 14A describes corporate governance practices, Board composition, executive compensation, and matters submitted to stockholder vote, including the election of directors, advisory votes on executive pay, and ratification of independent auditors.
Broadridge also files frequent current reports on Form 8-K that disclose material events such as dividend declarations, earnings releases, financing arrangements like term credit agreements, investor presentations, and results of stockholder meetings. These filings can include information on the company’s capital allocation approach, including recurring cash dividends, as well as updates on its growth strategy and operational priorities.
In addition, investors can monitor Forms 3, 4, and 5 for information on insider share ownership and changes in holdings by directors and officers, and Schedule 13 filings for significant beneficial ownership by large shareholders, where applicable. Together, these documents provide a regulatory record of Broadridge’s activities as a public company listed on the New York Stock Exchange.
On Stock Titan, Broadridge’s SEC filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand major themes in 10-K and 10-Q reports, the implications of 8-K disclosures, and notable aspects of proxy materials. Real-time updates from EDGAR, combined with simplified explanations, support investors, analysts, and researchers who want to follow BR’s governance, risk disclosures, capital structure, and corporate actions in a structured and accessible way.
Broadridge Financial Solutions filed its 2025 definitive proxy stating stockholders of record as of September 18, 2025 may vote at the virtual annual meeting on November 13, 2025. The Board supports retaining Deloitte & Touche LLP as independent auditors for fiscal 2026. Directors attended 100% of Board meetings and 99% of committee meetings in 2025. Executive pay is largely performance-based, using metrics including Compensation Adjusted Fee-Based Revenue, Adjusted EBT, Closed Sales, Client Onboarding, Client Satisfaction, and Strategic/Leadership goals; long-term awards rely on Adjusted EPS and PRSU metrics. The CEO pay ratio was approximately 216:1 (CEO total comp $17,212,066; median employee $79,503). Governance features include stock ownership guidelines, clawback policy, insider trading windows and a Change in Control severance plan providing 150% of current total annual compensation and accelerated vesting. A Form 4 filing related to dividend DSUs was late and subsequently filed on January 10, 2025.
Markus Maura A., a director of Broadridge Financial Solutions, Inc. (BR), received a grant of Deferred Stock Units (DCUs) on 09/17/2025 under the company's 2018 Omnibus Award Plan in connection with deferral of cash compensation. The filing reports the DCUs vest in full upon grant and will settle into shares of Broadridge common stock beginning when the director separates from service. Following the reported transaction the filing shows 31,245.102 shares as the amount of common stock beneficially owned by the reporting person. The transaction was reported on Form 4 and executed by power of attorney on 09/19/2025.
Markus Maura A., a director of Broadridge Financial Solutions, Inc. (BR), received a grant of Deferred Stock Units (DCUs) on 09/17/2025 under the company's 2018 Omnibus Award Plan in connection with deferral of cash compensation. The filing reports the DCUs vest in full upon grant and will settle into shares of Broadridge common stock beginning when the director separates from service. Following the reported transaction the filing shows 31,245.102 shares as the amount of common stock beneficially owned by the reporting person. The transaction was reported on Form 4 and executed by power of attorney on 09/19/2025.
Amit Zavery, a director of Broadridge Financial Solutions, Inc. (BR), reported a non‑derivative acquisition on 09/17/2025. The filing shows the grant of 121 Deferred Stock Units (DCUs) at a $0.00 price, reflecting a deferral of director cash compensation under Broadridge's 2018 Omnibus Award Plan. The DCUs vest in full upon grant and are recorded as representing a like number of shares of Broadridge common stock; they will settle into shares commencing upon the director's separation from service. After the transaction, the reporting person beneficially owned 7,853 shares. The form was signed by Maria Allen as power of attorney on 09/19/2025.
Amit Zavery, a director of Broadridge Financial Solutions, Inc. (BR), reported a non‑derivative acquisition on 09/17/2025. The filing shows the grant of 121 Deferred Stock Units (DCUs) at a $0.00 price, reflecting a deferral of director cash compensation under Broadridge's 2018 Omnibus Award Plan. The DCUs vest in full upon grant and are recorded as representing a like number of shares of Broadridge common stock; they will settle into shares commencing upon the director's separation from service. After the transaction, the reporting person beneficially owned 7,853 shares. The form was signed by Maria Allen as power of attorney on 09/19/2025.
Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), reported a non-derivative acquisition on 09/17/2025. The filing shows receipt of 121 Deferred Stock Units (DCUs) granted under Broadridge's 2018 Omnibus Award Plan as a deferral of director cash compensation. The DCUs vest in full on grant, carry a reported acquisition price of $0.00, and will settle into shares of Broadridge common stock when the director separates from service. After the transaction Nazareth beneficially owned 8,509 shares. The Form 4 was executed by Maria Allen as power of attorney on 09/19/2025.
Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), reported a non-derivative acquisition on 09/17/2025. The filing shows receipt of 121 Deferred Stock Units (DCUs) granted under Broadridge's 2018 Omnibus Award Plan as a deferral of director cash compensation. The DCUs vest in full on grant, carry a reported acquisition price of $0.00, and will settle into shares of Broadridge common stock when the director separates from service. After the transaction Nazareth beneficially owned 8,509 shares. The Form 4 was executed by Maria Allen as power of attorney on 09/19/2025.
Broadridge Financial Solutions director Eileen K. Murray received 167 Deferred Stock Units (DCUs) on 09/17/2025 as reported on a Form 4. The DCUs were granted under Broadridge's 2018 Omnibus Award Plan in connection with her deferral of cash compensation under the Director Deferred Compensation Program. The units vest in full upon grant and will be settled into shares of Broadridge common stock beginning when the director separates from service. Following the grant, Ms. Murray is reported to beneficially own 3,698 shares of common stock. The Form 4 was signed by Maria Allen by power of attorney on 09/19/2025.
Broadridge Financial Solutions director Eileen K. Murray received 167 Deferred Stock Units (DCUs) on 09/17/2025 as reported on a Form 4. The DCUs were granted under Broadridge's 2018 Omnibus Award Plan in connection with her deferral of cash compensation under the Director Deferred Compensation Program. The units vest in full upon grant and will be settled into shares of Broadridge common stock beginning when the director separates from service. Following the grant, Ms. Murray is reported to beneficially own 3,698 shares of common stock. The Form 4 was signed by Maria Allen by power of attorney on 09/19/2025.
Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), was granted 121 Deferred Stock Units (DCUs) on 09/17/2025 under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation. The DCUs vest in full upon grant, are recorded at a price of $0.0000, and will settle into shares of Broadridge common stock beginning when the director separates from service. After the reported transaction, Mr. Keller beneficially owns 16,006 shares. The grant was reported on Form 4 and signed via power of attorney.
Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), was granted 121 Deferred Stock Units (DCUs) on 09/17/2025 under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation. The DCUs vest in full upon grant, are recorded at a price of $0.0000, and will settle into shares of Broadridge common stock beginning when the director separates from service. After the reported transaction, Mr. Keller beneficially owns 16,006 shares. The grant was reported on Form 4 and signed via power of attorney.
Broadridge Financial Solutions, Inc. furnished an update that its September 2025 investor presentation has been posted on its website and attached as Exhibit 99.1. The information is provided as a Regulation FD disclosure and is not deemed filed under the securities laws.
The company reiterates that the presentation may contain forward-looking statements based on management’s expectations and assumptions, and highlights multiple risk factors, including regulatory changes, client concentration, cybersecurity threats, market activity, technology change, competition, personnel retention, and the impact of acquisitions and divestitures, all of which could cause actual results to differ materially.
Timothy C. Gokey, CEO of Broadridge Financial Solutions (BR), reported an open-market sale of 5,674 shares on 08/25/2025 under a 10b5-1 trading plan adopted May 14, 2025. The filing shows a weighted-average sale price of $258.3733, with execution prices ranging from $256.24 to $262.46. After the reported dispositions, Mr. Gokey beneficially owned 143,285.0271 shares, held directly. The Form 4 was filed as a single reporting-person filing and was signed by a power of attorney on 08/26/2025. The report includes an undertaking to provide detailed per-price sale information upon request.
Broadridge Financial Solutions filed an amended Current Report (Form 8-K/A) reporting a Term Credit Agreement dated August 21, 2025. The filing lists the agreement as Exhibit 10.1 and identifies JPMorgan Chase Bank, N.A. as Administrative Agent and the company and lenders as parties. The document is signed by Ashima Ghei. No financial terms, borrowing amounts, interest rates, maturity dates or other contractual details are included in the text provided.
Broadridge Financial Solutions filed an amended Current Report (Form 8-K/A) reporting a Term Credit Agreement dated August 21, 2025. The filing lists the agreement as Exhibit 10.1 and identifies JPMorgan Chase Bank, N.A. as Administrative Agent and the company and lenders as parties. The document is signed by Ashima Ghei. No financial terms, borrowing amounts, interest rates, maturity dates or other contractual details are included in the text provided.
Broadridge Financial Solutions, Inc. disclosed in a current report that it has entered into a Term Credit Agreement among the company, the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. The filing identifies the credit agreement as an exhibit but does not include any material economic terms, facility size, maturity, covenants, or borrowing details within the disclosed text.