Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Broadridge Financial Solutions (BR) filed a Form 4 for a company director reporting new equity awards granted on 11/13/2025. The director received 459 shares of common stock in the form of Deferred Stock Units at a price of $0.0000, increasing the director’s directly held common stock to 16,516 shares. The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.
The filing also discloses a new stock option grant for 1,758 shares with an exercise price of $225.61 per share. These options vest immediately upon grant and are exercisable until their expiration on 11/13/2035. Both the common stock and the options are reported as directly owned by the director.
Broadridge Financial Solutions director equity awards reported
A director of Broadridge Financial Solutions, Inc. (BR) reported receiving 459 shares of common stock on 11/13/2025 at a stated price of $0.0000. The filing explains this reflects a grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, which vest in full upon grant and will be settled in common shares when the director leaves board service.
The director also received a stock option covering 1,758 shares of Broadridge common stock at an exercise price of $225.61, which vests immediately and expires on 11/13/2035. Following these transactions, the director reports 20,977 shares held directly and additional indirect holdings through BOMAR II LLC and two revocable trusts.
Broadridge Financial Solutions reported the results of its 2025 Annual Meeting of Stockholders, where all management proposals were approved.
Stockholders elected 8 directors to one-year terms. Individual support levels were disclosed, including Timothy C. Gokey with 95,437,365 votes For and Brett A. Keller with 94,268,327 votes For.
The advisory vote to approve executive compensation passed with 87,706,467 votes For, 8,019,679 Against, and 186,912 Abstentions. Stockholders also ratified Deloitte & Touche LLP as the independent registered public accountants for the fiscal year ending June 30, 2026, with 101,741,761 votes For, 1,888,802 Against, and 65,375 Abstentions.
Broadridge Financial Solutions (BR) furnished an update, noting it has posted its November 2025 investor presentation on its investor relations website. The materials were furnished under Items 7.01 and 9.01 of Form 8-K, including Exhibit 99.1, and are not deemed “filed” for purposes of Section 18 of the Exchange Act nor incorporated by reference into other Securities Act or Exchange Act filings.
Broadridge Financial Solutions announced its Board declared a quarterly cash dividend of $0.975 per share. The dividend will be paid on January 5, 2026 to stockholders of record as of the close of business on December 12, 2025. The company furnished a press release with these details as an exhibit.
Broadridge Financial Solutions announced its Board declared a quarterly cash dividend of $0.975 per share. The dividend will be paid on January 5, 2026 to stockholders of record as of the close of business on December 12, 2025. The company furnished a press release with these details as an exhibit.
Broadridge Financial Solutions (BR) reported strong fiscal Q1 results for the three months ended September 30, 2025. Revenue was $1,589.4 million and diluted EPS was $1.40, up from $0.68 a year ago. Operating income rose to $188.8 million as operating expenses increased more slowly than revenue.
Performance was broad-based. Investor Communication Solutions (ICS) revenue reached $1,130.0 million, with higher event-driven activity, including Mutual funds event-driven revenue of $89.8 million versus $41.9 million. Global Technology & Operations recurring revenue was $459.5 million. Other non-operating income was $48.5 million, reflecting $47.0 million realized and unrealized gains tied to Canton Coin digital assets following adoption of ASU 2023-08, which also added $18.4 million to opening retained earnings.
Cash from operations was $42.3 million versus a use of $125.5 million last year. The company paid $103.1 million in dividends ($0.975 per share) and repurchased $150.5 million of stock. Cash ended at $290.7 million; shares outstanding were 116,727,559 as of October 30, 2025. Broadridge acquired iJoin (LDI‑MAP) and Signal, adding technology and communications capabilities.
Broadridge Financial Solutions (BR) furnished an update under Item 2.02, announcing it issued a press release with financial results for the first quarter of fiscal 2026, covering the period ended September 30, 2025. The company also posted an accompanying earnings webcast and conference call presentation on its investor relations website.
The press release and presentation were furnished as Exhibits 99.1 and 99.2 and are not deemed filed under the Exchange Act. The filing includes forward‑looking statements language and refers investors to risk factors in the Form 10‑K for the fiscal year ended June 30, 2025.
The Vanguard Group filed an amended Schedule 13G reporting beneficial ownership in Broadridge Financial Solutions (BR). Vanguard reported 15,292,040 shares, representing 13.05% of the common stock as of 09/30/2025.
Vanguard reported no sole voting power and shared voting power over 705,795 shares. It reported sole dispositive power over 14,163,896 shares and shared dispositive power over 1,128,144 shares. The filer is classified as an investment adviser and stated the securities are held in the ordinary course and not for the purpose of influencing control.
Broadridge Financial Solutions, Inc. director Amit Zavery received awards of 7,870 and 7,884 Deferred Stock Units (DSUs) on 10/02/2025 under the company's 2018 Omnibus Award Plan. These DSUs were granted in connection with Broadridge's regular quarterly dividend on previously issued Deferred Stock Units and carry a reported price of $0.0000. The DSUs vest in full upon grant and are payable in shares of Broadridge common stock when the director separates from service with the company. The Form 4 was filed by a single reporting person and signed via power of attorney on 10/03/2025.
Annette L. Nazareth, a Director of Broadridge Financial Solutions, Inc. (BR), reported two grants of Deferred Stock Units on 10/02/2025 under the company’s 2018 Omnibus Award Plan tied to the regular quarterly dividend. The filings show awards of 8,519 and 8,528 Deferred Stock Units, each representing a like number of common shares and recorded with a $0.0000 per-share price. The Deferred Stock Units vest in full upon grant and are payable in shares when the director separates from service. The form was signed under power of attorney on 10/03/2025.