Welcome to our dedicated page for BROADRIDGE FINANCIAL SOLUTIONS SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Broadridge Financial Solutions filed an amended Current Report (Form 8-K/A) reporting a Term Credit Agreement dated August 21, 2025. The filing lists the agreement as Exhibit 10.1 and identifies JPMorgan Chase Bank, N.A. as Administrative Agent and the company and lenders as parties. The document is signed by Ashima Ghei. No financial terms, borrowing amounts, interest rates, maturity dates or other contractual details are included in the text provided.
Broadridge Financial Solutions, Inc. disclosed in a current report that it has entered into a Term Credit Agreement among the company, the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. The filing identifies the credit agreement as an exhibit but does not include any material economic terms, facility size, maturity, covenants, or borrowing details within the disclosed text.
Broadridge Financial Solutions (BR) Form 4 summary: Chief Executive Officer Timothy C. Gokey reported an open-market sale of 5,675 shares of Broadridge common stock on 08/18/2025. The transaction was made pursuant to a 10b5-1 trading plan adopted May 14, 2025. The Form 4 shows a weighted-average price of $260.8683 for the shares, with individual sale prices in the range $260.02 to $261.76. After the reported sale, the filing lists 148,959.0271 shares beneficially owned by the reporting person in a direct form. The filer states they will provide, on request, details on the number of shares sold at each price within the stated range.
Broadridge Financial Solutions (BR) insider transactions summary: The company's CEO, Timothy C. Gokey, executed stock option exercises and sold common shares under a pre-established 10b5-1 plan. On 08/13/2025 he exercised options to acquire 46,561 shares at an exercise price of $93.88 and sold 39,251 shares at a weighted average price of $262.4552. On 08/14/2025 he exercised options to acquire 99,831 shares at $98.31 and sold 84,571 shares at a weighted average price of $259.5296. On 08/15/2025 he sold an additional 11,000 shares at a weighted average price of $259.2871. After these reported transactions the filing shows 154,634.0271 shares beneficially owned.
Broadridge Financial Solutions (BR) filed a Form 144 notifying the proposed sale of 39,251 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $10,303,387.50. The filing shows those shares were acquired the same day by exercise of stock options and paid in cash. The company reports 117,129,320 shares outstanding, making the proposed sale roughly 0.034% of outstanding shares. The filer states there were no sales in the past three months and makes the standard representation that they are not aware of undisclosed material adverse information.
Broadridge Financial Solutions (BR) filed a Form 144 reporting an intended sale of 7,036 common shares through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $1,848,493.70. The filing lists total shares outstanding as 117,129,320 and gives an approximate sale date of 08/12/2025.
The shares were acquired on 08/12/2025 by exercising options under a registered plan from the issuer and the payment method is listed as cash. The notice states there were no securities sold by the person in the past three months and includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer.
Christopher John Perry, identified as an officer (President) of Broadridge Financial Solutions, Inc. (BR), reported transactions dated 08/12/2025. The filing shows an acquisition and a sale of common stock on that date: Mr. Perry acquired 7,480 shares (reported as an acquisition) at a reported price of $198.3 per share and concurrently sold 7,036 shares at a weighted-average price of $262.7194 per share, with individual sale prices ranging from $262.150 to $263.185 per the footnote. Following the acquisition line, beneficial ownership is reported as 55,848.521 shares; following the sale line, beneficial ownership is reported as 48,812.521 shares. Table II confirms the exercise-related activity: a stock option transaction showing 7,480 underlying shares acquired and 22,441 derivative securities held following the reported transactions. The Form 4 was signed under power of attorney by Maria Allen on 08/12/2025.