Every Form 4 that Broadridge Financial Solutions Inc (BR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BR filings page.
Broadridge Financial Solutions, Inc. director Eileen K. Murray received a grant of 389 deferred stock units on September 24, 2026. The units vested in full upon grant and will settle in Broadridge common stock commencing with her separation from service. Her reported direct common-stock holdings following the transaction were 6,147 shares.
Broadridge Financial Solutions director Annette L. Nazareth acquired 180 Deferred Stock Units on September 24, 2026, under the company’s 2018 Omnibus Award Plan. The units represent a like number of common shares, vest in full upon grant, and settle in shares commencing with the director’s separation from service. The reported post-transaction position was 9,794 shares of common stock.
Broadridge Financial Solutions (BR) director Patricia Ann Mosconi received a grant of 180 Deferred Stock Units on September 24, 2026, under the company's 2018 Omnibus Award Plan. The grant was connected to her deferral of cash compensation under the Director Deferred Compensation Program. Her reported direct position following the grant was 821 shares.
Broadridge Financial Solutions (BR) granted director Amit Zavery 180 Deferred Stock Units on September 24, 2026, in connection with his deferral of cash compensation under the Director Deferred Compensation Program. The units vested in full upon grant and are to settle in shares of Broadridge common stock beginning when Zavery separates from service. His reported direct position following the transaction was 9,191 shares.
Broadridge Financial Solutions, Inc. director Maura A. Markus received a grant of 209 Deferred Stock Units on September 24, 2026. The units vested in full upon grant and will settle in shares beginning when she separates from service. Following the transaction, Markus held 32,987 shares of Broadridge common stock directly.
Broadridge Financial Solutions, Inc. reported that Corporate VP and CHRO Richard John Stingi received a grant of 2,172 shares of common stock in the form of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan. These units will vest and convert into shares of common stock on October 1, 2026, bringing his directly held common stock position to 7,680.799 shares after the award.
Broadridge Financial Solutions, Inc. reported that President and director Christopher John Perry received a grant of 9,308 shares of common stock via Restricted Stock Units determined after a three-year performance period. These RSUs will vest and convert into shares on October 1, 2026, bringing his directly held stake to 54,136.521 shares.
BROADRIDGE FINANCIAL SOLUTIONS, INC. CEO Timothy C. Gokey received an equity compensation award of 33,265 shares of Common Stock on August 12, 2026, reflecting Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares on October 1, 2026, bringing his directly held stake to 176,141.0271 shares.
BROADRIDGE FINANCIAL SOLUTIONS, INC. reported that its CFO, Ashima Ghei, acquired 466 shares of common stock through a grant of Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares of Broadridge common stock on October 1, 2026, bringing her directly held position to 6,027 shares.
Broadridge Financial Solutions, Inc. reported that Co-President ICS Douglas Richard Deschutter acquired 1,783 shares of common stock as a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, determined after a three-year performance period. These RSUs will vest and convert into common shares on October 1, 2026, bringing his directly held position to 18,046.8948 shares of common stock.
Broadridge Financial Solutions, Inc. reported that Corporate VP Thomas P. Carey acquired 5,275 shares of common stock through a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, tied to a three-year performance period. These RSUs will vest and convert into shares of common stock on October 1, 2026, bringing Carey's directly held common stock position to 11,301 shares following the award.
Broadridge Financial Solutions, Inc. director Robert N. Duelks filed an amended insider trading report correcting a prior filing for a sale of 253 shares of common stock on February 6, 2026 at $192.60 per share. The amendment clarifies that the shares were sold from the Robert N. Duelks 2007 Revocable Trust, reported as indirect ownership, rather than from his direct holdings. Following this sale, the trust holds 8,600 shares, and Duelks separately holds 20,815 shares directly.
Broadridge Financial Solutions director Markus Maura A. reported acquiring small additional amounts of common stock through two awards of Deferred Stock Units on July 2, 2026. The awards, for 36 and 98 units, were granted under Broadridge’s 2018 Omnibus Award Plan as dividend equivalents on previously issued deferred stock.
The Deferred Stock Units vest in full immediately and will be settled in shares of Broadridge common stock when the director separates from service, reflecting routine, compensation-related equity accrual rather than open-market purchases.
FLOWERS MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
BROADRIDGE FINANCIAL SOLUTIONS, INC. director Melvin L. Flowers received an award of 18 Deferred Stock Units tied to the company’s regular quarterly dividend. These units represent an equivalent number of Broadridge common shares and increase his direct holdings to 2,694 shares.
The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when Flowers separates from service as a director. This is a routine, compensation-related adjustment rather than an open-market purchase or sale.
Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Robert N. Duelks reported a small equity award linked to his existing deferred stock units. He received 143 additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on the common stock underlying previously issued units. These Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when he separates from service. After this award, his directly related common stock equivalent holdings total 21,085 shares, alongside indirect holdings through family trusts and an LLC.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi reported routine equity awards of deferred stock units. On July 2, 2026, she received two small grants of common stock equivalents under Broadridge's 2018 Omnibus Award Plan, tied to the regular quarterly dividend and the director deferred compensation program.
The deferred stock units vest in full immediately upon grant and will be settled in Broadridge common stock when she separates from board service. These are non-cash compensation awards rather than open-market share purchases or sales.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray reported routine equity compensation awards. On July 2, 2026, she received two grants totaling 38 Deferred Stock Units tied to Broadridge’s regular quarterly dividend under the 2018 Omnibus Award Plan.
The awards represent 38 shares of common stock that vest immediately and will be settled in stock when she leaves board service, consistent with the Director Deferred Compensation Program. After these grants, Form 4 entries show direct holdings of 5,758 shares in one line and 5,740 shares in another related entry.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth reported routine equity awards rather than open-market trades. She received two grants of Deferred Stock Units tied to Broadridge’s regular quarterly dividend, covering 18 and 21 units, each representing the same number of shares of common stock.
The Deferred Stock Units vest in full upon grant and will settle in Broadridge common shares when she separates from service as a director. These awards function as non-cash compensation and do not involve any purchase or sale of stock in the market.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery reported routine equity compensation activity. On July 2, 2026, he received two awards of Deferred Stock Units tied to Broadridge’s regular quarterly dividend under the 2018 Omnibus Award Plan and the Director Deferred Compensation Program, totaling 60 shares of common stock. The footnotes state these units vest in full upon grant and will settle in Broadridge common stock when he separates from board service. Following the grants, he holds 9,011 shares of common stock directly.
Broadridge Financial Solutions CFO Ashima Ghei had FY2024 RSUs vest and convert into common stock, with part of the shares withheld for taxes. On June 27, 2026, 2,509 Restricted Stock Units vested and became an equal number of common shares. To cover tax liabilities on this vesting, 905 of those shares were withheld, based on a price of $137.93 per share. The transactions reflect routine equity compensation mechanics rather than open‑market trading, and Ghei ended the day holding 5,561 shares of Broadridge common stock directly.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi received an equity-based compensation award rather than buying shares on the market. She was granted 206 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in lieu of cash fees, increasing her direct common stock-equivalent holdings to 638 shares.
The Deferred Stock Units vest in full immediately upon grant and will be settled in an equal number of Broadridge common shares when she separates from service as a director. This filing reflects routine director compensation and does not indicate an open-market purchase or sale.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Markus Maura A. received a grant of 239 Deferred Stock Units of common stock as compensation, with no cash paid per share. These units vest immediately and will be settled in shares after his separation from service, bringing his direct holdings to 32,584.102 shares.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received a grant of 206 Deferred Stock Units tied to deferred cash compensation. The units vest in full upon grant and will be settled in an equal number of Broadridge common shares after his separation from service. Following this award, Zavery directly holds 8,951 shares of common stock.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth received a grant of 206 Deferred Stock Units, representing the same number of common shares, in lieu of cash director compensation. The units vest in full upon grant and will settle in Broadridge common stock after her separation from service, bringing her direct holdings to 9,575 shares.
Broadridge Financial Solutions director Eileen K. Murray received an equity-based compensation award. On this Form 4, she acquired 445 Deferred Stock Units of Broadridge common stock at no cash price, reflecting a deferral of cash director compensation under the company’s 2018 Omnibus Award Plan and Director Deferred Compensation Program.
The Deferred Stock Units vest in full upon grant and will be settled in an equal number of Broadridge common shares when she separates from service as a director. After this grant, Murray directly holds 5,720 shares of Broadridge common stock.
BROADRIDGE FINANCIAL SOLUTIONS, INC. Chief Legal Officer Hope M. Jarkowski reported an open-market sale of Common Stock. On June 4, 2026, she sold 1,966 shares of Broadridge common stock at a price of $154.995 per share. After this transaction, she directly held 1.25 shares of the company’s common stock.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received equity compensation rather than buying stock on the market. He was granted 27 and 24 additional Deferred Stock Units on April 8, 2026 as dividend-equivalent awards under Broadridge's 2018 Omnibus Award Plan. Each unit represents one share of Broadridge common stock, vests in full upon grant, and will be settled in shares after his separation from service. Following these grants, his direct holdings increased to 8,745 shares of common stock.
Broadridge Financial Solutions director Annette L. Nazareth reported two awards of common stock on April 8. She received 17 shares and 16 shares of common stock at a stated price of $0.00 per share, both classified as grant or award acquisitions.
Footnotes explain these represent additional Deferred Stock Units (DSUs) credited under Broadridge's 2018 Omnibus Award Plan in connection with regular quarterly dividends on previously issued deferred units. The DSUs vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. Following these awards, her directly held common stock position reported in this filing is 9,369 shares.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray received additional equity-based compensation in the form of deferred stock units. On April 8, 2026, she was granted 16 and 13 deferred stock units tied to Broadridge’s regular quarterly dividend, representing the same number of common shares.
The awards were made under Broadridge’s 2018 Omnibus Award Plan, including units previously issued in lieu of cash compensation under the Director Deferred Compensation Program. The deferred stock units vest in full upon grant and will be settled in shares of Broadridge common stock when she separates from service. Following these grants, her directly held common stock position reported in this filing is 5,275 shares.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi received an automatic stock-based award tied to her existing deferred units. She was granted 2 additional Deferred Stock Units of common stock on the basis of Broadridge's regular quarterly dividend, increasing her directly held equivalent common stock units to 432 shares. The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when she separates from service as a director, reflecting routine dividend-equivalent compensation rather than an open-market share purchase.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Maura A. Markus received additional deferred stock unit awards tied to the company’s regular quarterly dividend. She was granted 87 shares and a separate award of 29 shares of Broadridge common stock equivalents under the 2018 Omnibus Award Plan.
These deferred stock units vest in full upon grant and will be settled in Broadridge common shares when she separates from board service, rather than paying cash dividends or cash director fees now. After these awards, she directly holds a total of 32,345.102 shares of Broadridge common stock.
keller brett reported acquisition or exercise transactions in this Form 4 filing.
BROADDRIDGE FINANCIAL SOLUTIONS, INC. director Brett Keller received equity-based compensation in the form of additional Deferred Stock Units tied to the company’s regular quarterly dividend. The awards cover 54 shares and 26 shares of common stock equivalents under Broadridge’s 2018 Omnibus Award Plan.
The footnotes explain that both Deferred Stock Unit grants vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service. Following these routine compensation-related awards, Keller holds 16,968 shares of common stock directly.
FLOWERS MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Melvin L. Flowers received 16 shares of common stock-equivalent Deferred Stock Units as a grant. The award was made under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on previously issued Deferred Stock Units.
The new Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service. Following this award, Flowers holds 2,676 shares of Broadridge common stock on a direct ownership basis.
Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Robert N. Duelks received an award of 127 deferred stock units of common stock at no cost under Broadridge's 2018 Omnibus Award Plan, issued in connection with the regular quarterly dividend. These units vest immediately and will settle in shares when he leaves board service. Following this grant, he directly holds 20,942 shares of Broadridge common stock, in addition to indirect holdings through an LLC and family trusts.
Broadridge Financial Solutions director Markus A. Maura received an equity award rather than cash fees. On the reported date, he acquired 206 shares of common stock in the form of Deferred Stock Units granted under Broadridge's 2018 Omnibus Award Plan in connection with the Director Deferred Compensation Program.
The Deferred Stock Units vest in full immediately upon grant and represent an equivalent number of Broadridge common shares. They will be settled in shares of common stock when the director separates from service with the company. Following this grant, Maura directly holds 32,229.102 shares of Broadridge common stock.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received 177 shares of common stock through a grant of Deferred Stock Units. The units were issued in lieu of cash compensation under the company’s 2018 Omnibus Award Plan and vest immediately. Following this award, Zavery directly holds 8,694 shares.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth received an award of 177 Deferred Stock Units (DCUs), representing 177 shares of Broadridge common stock. The grant was made under Broadridge's 2018 Omnibus Award Plan in connection with her decision to defer cash compensation under the Director Deferred Compensation Program.
The DCUs vest in full upon grant and will settle in shares of Broadridge common stock after her separation from service with the company. Following this award, she directly holds 9,336 shares of Broadridge common stock.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray received a grant of 384 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, issued in lieu of cash director compensation. The units vest immediately and will be settled in Broadridge common stock after her separation from service, bringing her direct holdings to 5,246 shares.
Broadridge Financial Solutions director Brett Keller received an equity-based compensation grant. He acquired 177 Deferred Stock Units representing an equal number of Broadridge common shares, granted under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation.
The Deferred Stock Units vest in full upon grant and will be settled in shares of Broadridge common stock after his separation from service. Following this award, Keller directly holds 16,888 shares of Broadridge common stock.
Broadridge Financial Solutions Chief Legal Officer exercises RSUs and covers taxes with shares. On April 1, 2026, Hope M. Jarkowski had 2,879 Restricted Stock Units vest and convert into 2,879 shares of Broadridge common stock. To satisfy tax obligations, 913 shares were disposed of at $159.98 per share, leaving 1,967.25 common shares held directly after these transactions.
Broadridge Financial Solutions CEO Timothy C. Gokey purchased 5300 shares of common stock in an open-market transaction on March 6, 2026. The weighted average purchase price was $194.4895 per share. Following this transaction, he directly owns 142876.0271 shares of Broadridge common stock.
Broadridge Financial Solutions reported that Corporate VP and CHRO Richard John Stingi acquired a new stock option award. He received stock options covering 10,039 shares of the company’s stock as a grant, recorded at a transaction price of $0.0000 per option. These stock options vest in equal installments over four years, beginning on March 5, 2027, which means the award becomes fully exercisable gradually rather than all at once.
Broadridge Financial Solutions president Christopher John Perry received a grant of 51,047 stock options on March 5, 2026. These options carry an exercise price of $0.00 per share, meaning they were granted at no cost to him.
The stock options vest in equal installments over four years, beginning on March 5, 2027. This award increases his directly held derivative securities to 51,047 options, aligning his compensation with the company’s long-term performance.
Jarkowski Hope M. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions' Chief Legal Officer Hope M. Jarkowski received a grant of stock options covering 20,872 shares of common stock. These options were awarded at a stated price of $0.00 per option as part of her compensation.
The stock options vest in equal installments over four years, beginning on March 5, 2027. This staged vesting structure is designed to align the executive’s incentives with the company’s longer-term performance and encourage continued service over the full vesting period.
Gokey Timothy C reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions CEO Timothy C. Gokey received a grant of 170,667 stock options. These options are a right to buy Broadridge shares and are reported as a derivative security.
The stock options vest in equal installments over four years, beginning on March 5, 2027, aligning long-term compensation with the company’s future performance.
Ghei Ashima reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions, Inc. interim CFO Ashima Ghei received a grant of stock options covering 23,254 shares of the company’s common stock. These options were awarded on March 5, 2026 as a form of equity compensation.
According to the disclosure, the stock options vest in equal installments over four years, beginning on March 5, 2027. This structure is designed to tie the executive’s potential future benefit to continued service and the company’s long-term performance.
Broadridge Financial Solutions reported an insider equity award for Co-President ICS Douglas Richard DeSchutter. He received a grant of stock options covering 25,977 shares on March 5, 2026, recorded at a transaction price of $0.00 because it is an award, not a market purchase.
All 25,977 stock options are held as direct ownership and this award increased his derivative holdings to 25,977 options. According to the footnote, the options will vest in equal installments over 4 years beginning March 5, 2027, meaning the right to exercise builds gradually over time.
Broadridge Financial Solutions reported that Corporate VP Carey Thomas P acquired a new stock option award. On March 5, 2026, Thomas received 25,977 stock options, giving the right to buy Broadridge shares. Following this grant, Thomas held 25,977 stock options in total.
According to the footnote, these options vest equally over four years, beginning on March 5, 2027, meaning portions of the award become exercisable each year over that period.
Broadridge Financial Solutions director equity grants: On March 5, 2026, director Patricia Ann Mosconi acquired 1,786 stock options and 420 shares of common stock through equity awards.
The common stock reflects Deferred Stock Units granted under Broadridge's 2018 Omnibus Award Plan, which represent an equivalent number of Broadridge common shares. These Deferred Stock Units vest in full upon grant and will be settled in shares of common stock when the director separates from service. The stock options vest immediately upon grant.
Broadridge Financial Solutions director Robert N. Duelks reported indirect movements of company Common Stock tied to family trusts. A bona fide gift moved 17,000 shares on March 2, 2026 from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust at a stated price of $0.00 per share. As of that date, filings show 20,815 shares held directly, plus indirect holdings of 4,474 shares through BOMAR II LLC and 8,853 shares through the Robert N. Duelks 2007 Revocable Trust.