Broadridge (NYSE: BR) Chief Legal Officer reports sale of 1,966 shares

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

BROADRIDGE FINANCIAL SOLUTIONS, INC. Chief Legal Officer Hope M. Jarkowski reported an open-market sale of Common Stock. On June 4, 2026, she sold 1,966 shares of Broadridge common stock at a price of $154.995 per share. After this transaction, she directly held 1.25 shares of the company’s common stock.

Insider Trade Summary

Net Seller: 1,966 shares ($304,720)

Net Sell 1 txn

Insider Jarkowski Hope M.

Role Chief Legal Officer

Sold 1,966 shs ($305K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,966	$154.995	$305K

Holdings After Transaction: Common Stock — 1.25 shares (Direct, null)

Footnotes (1)

Key Figures

Shares sold: 1,966 shares Sale price per share: $154.995 per share Shares held after transaction: 1.25 shares +1 more

4 metrics

Shares sold 1,966 shares Open-market sale of Broadridge Common Stock on June 4, 2026

Sale price per share $154.995 per share Price for the 1,966 Broadridge Common Stock shares sold

Shares held after transaction 1.25 shares Direct ownership of Broadridge Common Stock following the sale

Net share change -1,966 shares Net-sell direction from transactionSummary for Broadridge Common Stock

Key Terms

open-market sale, Common Stock, Chief Legal Officer, Form 4

4 terms

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Chief Legal Officer financial

""officer_title": "Chief Legal Officer""

A chief legal officer is a senior executive responsible for overseeing a company's legal matters, ensuring that its activities comply with laws and regulations. They act like a company's legal guide, helping to prevent legal problems and manage risks. For investors, understanding this role is important because it reflects how well a company manages legal risks that could impact its stability and reputation.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

06/05/2026 - 10:43 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jarkowski Hope M.

(Last)

(First)

(Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS

NEW YORK

11042

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/04/2026		S		1,966	D	$154.995	1.25	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	Maria Allen, Power of Attorney	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Broadridge (BR) report for Hope M. Jarkowski?

Broadridge reported that Chief Legal Officer Hope M. Jarkowski sold 1,966 shares of Common Stock in an open-market transaction. The sale was recorded on June 4, 2026, and involved Broadridge Financial Solutions, Inc. stock as disclosed in the Form 4 filing.

How many Broadridge (BR) shares did Hope M. Jarkowski sell and at what price?

Hope M. Jarkowski sold 1,966 shares of Broadridge Common Stock at $154.995 per share. This transaction was classified as an open‑market sale and was reported in a Form 4 filed for Broadridge Financial Solutions, Inc.

What is Hope M. Jarkowski’s role at Broadridge (BR) in this Form 4 filing?

In this Form 4, Hope M. Jarkowski is identified as an officer of Broadridge Financial Solutions, Inc., serving as Chief Legal Officer. She is not listed as a director or a ten percent owner in the reporting information provided.

How many Broadridge (BR) shares did Hope M. Jarkowski hold after the sale?

Following the reported open‑market sale, Hope M. Jarkowski directly held 1.25 shares of Broadridge common stock. This post‑transaction holding figure is reported in the Form 4 as the total shares owned directly after the transaction date.

Was the Broadridge (BR) insider transaction by Hope M. Jarkowski a buy or a sell?

The transaction reported for Hope M. Jarkowski was a sale. The Form 4 lists transaction code “S,” describes it as an open‑market sale of Common Stock, and flags the transaction direction as “sell” in the filing data.

Does the Form 4 for Broadridge (BR) show any derivative security activity for Hope M. Jarkowski?

No derivative security transactions are shown for Hope M. Jarkowski in this Form 4. The derivativeSummary section is empty, indicating the filing reports only a non‑derivative common stock sale and no option or other derivative exercises.