Every Form 4 that Broadridge Financial Solutions Inc (BR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BR filings page.
Broadridge Financial Solutions director reports issuer share disposition
On February 25, 2026, an entity identified as BOMAR II LLC, associated with director Robert N. Duelks, disposed of 486 shares of Broadridge common stock to the issuer at $177.035 per share. After this transaction, BOMAR II LLC held 4,474 shares indirectly. As of the same date, Duelks also reported 20,815 shares held directly and additional indirect holdings of 17,000 shares in the Mary E. Duelks 2007 Revocable Trust and 8,853 shares in the Robert N. Duelks 2007 Revocable Trust.
Broadridge Financial Solutions director Robert N. Duelks reported a small sale of company stock. On February 6, 2026, he sold 253 shares of common stock at $192.6 per share, and held 20,815 shares directly afterward.
He also reported indirect ownership of Broadridge common stock, including 4,960 shares through BOMAR II LLC, 17,000 shares through the Mary E. Duelks 2007 Revocable Trust, and 8,853 shares through the Robert N. Duelks 2007 Revocable Trust.
Broadridge Financial Solutions director reports small stock-based awards tied to dividends. A company director received two awards of deferred stock units on 01/05/2026 under Broadridge’s 2018 Omnibus Award Plan: one for 19 units and another for 17 units of common stock, each at a grant price of $0.0000. These awards were issued as additional units credited in connection with Broadridge’s regular quarterly dividend on common stock underlying previously issued deferred stock units and director deferred compensation units.
The deferred stock units and director deferred compensation units vest in full immediately upon grant and represent an equivalent number of shares of Broadridge common stock. They will be settled in shares of common stock when the director separates from service with Broadridge. After these transactions, the director’s beneficial ownership in common stock, including these units, is reported as directly held.
Broadridge Financial Solutions, Inc. reported a director’s routine equity compensation update. On 01/05/2026, the director received two small awards of Broadridge common stock in the form of deferred stock units tied to the company’s regular quarterly dividend. One award covered 12 deferred stock units, bringing the director’s beneficial ownership for that line to 9,148 shares of common stock. A second award covered 11 deferred stock units, bringing beneficial ownership for that line to 9,159 shares. These deferred stock units vest in full upon grant and are scheduled to settle in Broadridge common shares after the director’s separation from service.
Broadridge Financial Solutions director reports small equity awards. A company director received two awards of additional deferred stock units on 01/05/2026 under Broadridge's 2018 Omnibus Award Plan. One award covered 11 deferred stock units tied to regular quarterly dividends on previously granted deferred stock units, bringing the director's beneficial ownership in that line to 4,853 shares of common stock. A second award covered 9 deferred stock units related to dividend equivalents on units previously issued in lieu of cash compensation under the Director Deferred Compensation Program, increasing beneficial ownership in that line to 4,862 shares. All these deferred stock units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.
Broadridge Financial Solutions director reports small stock-based awards linked to dividends. A company director received 62 shares of common stock on 01/05/2026 through Deferred Stock Units granted under Broadridge's 2018 Omnibus Award Plan as dividend equivalents on previously issued Deferred Stock Units. The director also received 21 additional Deferred Stock Units on the same date as dividend equivalents on Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program. Both types of Deferred Stock Units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. Following these transactions, the director beneficially owns a total of 32,023.102 shares of Broadridge common stock in direct form.
Broadridge Financial Solutions director reports dividend-based stock awards
A director of Broadridge Financial Solutions reported automatic awards of additional deferred stock units tied to the company’s regular quarterly dividend. On 01/05/2026, the director received 39 shares of common stock-equivalent Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, increasing beneficial ownership to 16,693 shares held directly. On the same date, the director received an additional 18 Deferred Stock Units in connection with dividend equivalents on units previously issued under the Director Deferred Compensation Program, bringing total directly owned common stock-equivalent units to 16,711.
The deferred stock units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service with the company.
Broadridge Financial Solutions director reports small equity award. A company director filed a Form 4 disclosing the receipt of 11 shares’ worth of Deferred Stock Units of Broadridge common stock on 01/05/2026 at a price of $0.0000 per share. This brought the director’s total beneficial ownership to 2,660 shares of Broadridge common stock.
The new Deferred Stock Units were granted under Broadridge’s 2018 Omnibus Award Plan as a dividend-equivalent award tied to the company’s regular quarterly dividend on previously issued Deferred Stock Units. These units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service with the company.
Broadridge Financial Solutions director reports dividend-equivalent stock award. A director of Broadridge Financial Solutions, Inc. reported receiving 91 shares of common stock in the form of Deferred Stock Units on 01/05/2026 at a price of $0.0000 per share. These units were granted under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on the common stock underlying previously issued Deferred Stock Units.
After this grant, the director beneficially owns 21,068 shares of Broadridge common stock directly. Additional indirect holdings include 4,960 shares through BOMAR II LLC, 17,000 shares through the Mary E. Duelks 2007 Revocable Trust, and 8,853 shares through the Robert N. Duelks 2007 Revocable Trust. The Deferred Stock Units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service.
Broadridge Financial Solutions, Inc. reported an insider equity award for one of its directors. On 12/10/2025 the director received 149 shares of Broadridge common stock in the form of Deferred Stock Units under the company’s 2018 Omnibus Award Plan, tied to the deferral of cash compensation under the Director Deferred Compensation Program.
The Deferred Stock Units vest in full immediately upon grant and will be settled in shares of Broadridge common stock when the director separates from service with the company. Following this grant, the director beneficially owns 9,136 shares, held directly.
Broadridge Financial Solutions reported an equity compensation transaction for one of its directors. On 12/10/2025, the director received 299 shares of common stock in the form of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, linked to the deferral of cash compensation under the Director Deferred Compensation Program. These units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. After this grant, the director beneficially owns 4,842 shares of Broadridge common stock held directly.
Broadridge Financial Solutions, Inc. reported a routine equity grant to one of its directors. On 12/10/2025, a director received 138 shares of Broadridge common stock in the form of Deferred Stock Units under the company’s 2018 Omnibus Award Plan, tied to the deferral of cash compensation under the Director Deferred Compensation Program. These units vest in full upon grant and are designed to settle in an equal number of Broadridge common shares when the director separates from service with the company. Following this award, the director beneficially owns 8,481 shares of Broadridge common stock, held directly.
Broadridge Financial Solutions director reports new equity grant. A company director received 160 shares of Broadridge common stock on December 10, 2025 in the form of Deferred Stock Units under the 2018 Omnibus Award Plan. These units vest immediately and are scheduled to be settled in Broadridge common shares when the director leaves board service. Following this grant, the director beneficially owns a total of 31,940.102 shares of Broadridge common stock held directly.
Broadridge Financial Solutions, Inc. reported an equity compensation transaction by a director. On 12/10/2025, the director received 138 shares of Broadridge common stock in the form of Deferred Stock Units under the company’s 2018 Omnibus Award Plan, linked to the deferral of cash compensation under the Director Deferred Compensation Program. These units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. Following this grant, the director beneficially owns 16,654 shares of Broadridge common stock in direct ownership.
Broadridge Financial Solutions CEO reports charitable stock gift
The CEO of Broadridge Financial Solutions reported a disposition of 5,709 shares of common stock on 12/05/2025, coded as a bona fide charitable gift at a price of $0.0000. After this transaction, the reporting person beneficially owns 137,576.0271 shares of Broadridge common stock in direct ownership. The filing indicates this was a voluntary transfer for charitable purposes rather than an open-market sale.
Broadridge Financial Solutions, Inc. insider stock activity: A corporate vice president reported multiple option exercises and share sales in Broadridge Financial Solutions, Inc. common stock. On 12/03/2025, the officer exercised stock options for 6,000 shares at an exercise price of $148.07 and 4,163 shares at an exercise price of $93.88. The same day, the officer sold 1,150, 3,516 and 5,548 shares of common stock at a weighted average price of $229.2557 per share, with the actual sale prices ranging from $228.89 to $229.71. Following these transactions, the officer directly beneficially owns 6,026 shares of Broadridge common stock and 8,548 stock options.
Broadridge Financial Solutions (BR) reported an insider stock sale by a company officer who serves as President. On 11/18/2025, the officer sold 3,984 shares of Broadridge common stock in an open market transaction coded "S" at a price of $226 per share. After this transaction, the officer continued to beneficially own 44,828.521 shares of Broadridge common stock, held in direct ownership. This filing reflects a routine Form 4 disclosure of insider trading activity by a single reporting person.
Broadridge Financial Solutions (BR) director reported receiving 459 shares of common stock on 11/13/2025 as a Deferred Stock Unit grant under Broadridge's 2018 Omnibus Award Plan.
The filing also reports a stock option grant for 1,758 shares at an exercise price of $225.61, vesting immediately and expiring on 11/13/2035. After the stock grant, the director beneficially owned 8,343 common shares held directly. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service.
Broadridge Financial Solutions (BR) reported a routine equity award to one of its directors. On 11/13/2025, the director received 459 shares of common stock at a price of $0.0000, increasing the director’s directly held stake to 8,987 shares. The director was also granted a stock option for 1,758 shares with an exercise price of $225.61, exercisable from 11/13/2025 and expiring on 11/13/2035. The stock grant reflects Deferred Stock Units issued under Broadridge’s 2018 Omnibus Award Plan, which vest immediately and will be settled in shares when the director leaves board service, while the stock options also vest immediately upon grant.
Broadridge Financial Solutions, Inc. (BR) reported a routine director equity award on a Form 4. On 11/13/2025, a director received 831 Deferred Stock Units of Broadridge common stock at $0.0000 per unit, increasing the director’s directly held common stock to 4,543 shares after the transaction. The director was also granted a stock option for 3,182 shares with an exercise price of $225.61 per share, vesting immediately and expiring on 11/13/2035. The Deferred Stock Units vest in full upon grant and will be settled in shares when the director separates from service with Broadridge.
Broadridge Financial Solutions, Inc. (BR) reported equity awards for one of its directors. On 11/13/2025, the director received 459 Deferred Stock Units of Broadridge common stock at a stated price of $0.0000, increasing the director’s directly held common stock to 31,780.102 shares. These Deferred Stock Units vest in full upon grant and will be settled in shares of common stock when the director leaves service.
On the same date, the director was also granted a stock option covering 1,758 shares of Broadridge common stock with an exercise price of $225.61 per share. The option vests immediately and is exercisable from 11/13/2025 until its expiration on 11/13/2035. Both awards are made under Broadridge’s 2018 Omnibus Award Plan and reflect standard equity-based director compensation.
Broadridge Financial Solutions (BR) filed a Form 4 for a company director reporting new equity awards granted on 11/13/2025. The director received 459 shares of common stock in the form of Deferred Stock Units at a price of $0.0000, increasing the director’s directly held common stock to 16,516 shares. The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.
The filing also discloses a new stock option grant for 1,758 shares with an exercise price of $225.61 per share. These options vest immediately upon grant and are exercisable until their expiration on 11/13/2035. Both the common stock and the options are reported as directly owned by the director.
Broadridge Financial Solutions (BR) reported an equity award to one of its directors. On 11/13/2025, the director received 459 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, representing the same number of shares of common stock. These units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. The filing also shows a grant of 1,758 stock options with an exercise price of $225.61 per share, which vest immediately and expire on 11/13/2035. Following the stock unit grant, the director directly owns 2,649 shares of Broadridge common stock, in addition to the stock options.
Broadridge Financial Solutions director equity awards reported
A director of Broadridge Financial Solutions, Inc. (BR) reported receiving 459 shares of common stock on 11/13/2025 at a stated price of $0.0000. The filing explains this reflects a grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, which vest in full upon grant and will be settled in common shares when the director leaves board service.
The director also received a stock option covering 1,758 shares of Broadridge common stock at an exercise price of $225.61, which vests immediately and expires on 11/13/2035. Following these transactions, the director reports 20,977 shares held directly and additional indirect holdings through BOMAR II LLC and two revocable trusts.