Barfresh (BRFH) CFO receives 15,000-share equity incentive grant

Rhea-AI Filing Summary

BARFRESH FOOD GROUP INC. Chief Financial Officer Lisa Roger reported an equity award and her outstanding stock options. She received 15,000 shares of Common Stock at $0.00 per share as incentive compensation, increasing her direct holdings to 127,499 shares.

The award vests in three equal installments on April 27, 2028, April 27, 2029, and April 27, 2030. She also continues to hold stock options to acquire 15,385 shares at $5.95 per share expiring in 2030, and options for 150,000 shares at $2.19 per share expiring in 2032.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Roger Lisa

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	15,000	$0.00	--
holding	Stock Option (right to buy)	--	--	--
holding	Stock Option (right to buy	--	--	--

Holdings After Transaction: Common Stock — 127,499 shares (Direct, null); Stock Option (right to buy) — 150,000 shares (Direct, null); Stock Option (right to buy — 15,385 shares (Direct, null)

Footnotes (1)

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Key Figures

Equity grant size: 15,000 shares Shares held after grant: 127,499 shares Option 1 exercise price: $5.95/share +4 more

7 metrics

Equity grant size 15,000 shares Common Stock award at $0.00 per share to CFO

Shares held after grant 127,499 shares Total Common Stock directly owned following transaction

Option 1 exercise price $5.95/share Stock option over 15,385 underlying shares, expires 2030-01-17

Option 1 underlying shares 15,385 shares Common Stock underlying 2030-expiring option position

Option 2 exercise price $2.19/share Stock option over 150,000 underlying shares, expires 2032-06-13

Option 2 underlying shares 150,000 shares Common Stock underlying 2032-expiring option position

Grant vesting dates 2028-04-27, 2029-04-27, 2030-04-27 Three equal tranches of 15,000-share award

Key Terms

Stock Option (right to buy), Common Stock, incentive compensation, vesting, +1 more

5 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)" tied to Common Stock"

Common Stock financial

"underlying_security_title: "Common Stock" for option holdings"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

incentive compensation financial

"Issued as incentive compensation. One-third of the shares vests April 27, 2028"

Incentive compensation is pay tied to specific goals—such as bonuses, stock options, or commission—that rewards employees or executives when the company meets financial, operational, or strategic targets. For investors, it matters because it influences company costs, can encourage behavior that boosts long-term value (or short-term results), and may dilute existing shares if paid in stock; think of it as a performance-based reward system that aligns pay with outcomes.

vesting financial

"One-third of the shares vests April 27, 2028, one-third vests April 27, 2029"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roger Lisa

(Last) (First) (Middle)

12100 WILSHIRE BLVD, 8TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/27/2026		A		15,000	A	(1)	127,499	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$2.19							06/13/2026	06/13/2032	Common Stock	150,000		150,000	D
Stock Option (right to buy	$5.95							01/17/2024	01/17/2030	Common Stock	15,385		15,385	D

Explanation of Responses:

1. Issued as incentive compensation. One-third of the shares vests April 27, 2028, one-third vests April 27, 2029, and the remaining third vests April 27, 2030.

	/s/ Lisa Roger	04/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity award did BRFH CFO Lisa Roger report on this Form 4?

Lisa Roger reported receiving an award of 15,000 shares of Barfresh Common Stock at $0.00 per share as incentive compensation. This grant increased her directly held common shares to 127,499 following the transaction, according to the Form 4 data provided.

What is the vesting schedule for Lisa Roger’s 15,000-share BRFH grant?

The 15,000-share award vests in three equal parts as incentive compensation. One-third vests April 27, 2028, another third vests April 27, 2029, and the final third vests April 27, 2030, as disclosed in the Form 4 footnote.

Did the BRFH CFO buy or sell shares on the open market in this filing?

The filing shows a grant of 15,000 shares coded as an award (transaction code A) and no open-market purchases or sales. Other entries are option holdings, so this Form 4 reflects compensation and existing positions rather than trading activity.

What stock options does BRFH CFO Lisa Roger hold after this Form 4?

After this filing, Lisa Roger holds stock options over 15,385 shares of Common Stock at an exercise price of $5.95, expiring in 2030, and options over 150,000 shares at $2.19 per share, expiring in 2032, all held directly.

What does transaction code A mean in the BRFH CFO’s Form 4?

Transaction code A on the Form 4 denotes a grant, award or other acquisition of securities. Here, it represents the CFO’s incentive compensation award of 15,000 Barfresh common shares at no cost, rather than an open-market purchase of stock.