Sierra Bancorp officer proposes $171K share sale

Stifel Nicolaus & Company Inc. is listed as broker, and 12,963,397 shares are reported outstanding.

Available on EDGAR 10/29/2026 - 04:38 PM EDT Accepted by SEC EDGAR 10/29/2026 - 04:37 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Sierra Bancorp officer Kevin McPhail filed a notice covering a proposed sale of 4,000 common shares, with an aggregate market value of $171,413 and an approximate sale date of October 29, 2026. Stifel Nicolaus & Company Inc. is listed as broker, and the securities information reports 12,963,397 shares outstanding.

Key Figures

Shares proposed for sale: 4,000 shares Aggregate market value: $171,413 Shares outstanding: 12,963,397 shares

3 metrics

Shares proposed for sale 4,000 shares Sierra Bancorp common stock

Aggregate market value $171,413 Proposed sale

Shares outstanding 12,963,397 shares Reported in the securities information

Key Terms

Rule 144, Equity Compensation, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Equity Compensation financial

"Equity Compensation | Issuer"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

attorney-in-fact regulatory

"as attorney-in-fact for Kevin McPhail"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BSRR shares did Kevin McPhail propose to sell?

Kevin McPhail, identified as a Sierra Bancorp officer, proposed to sell 4,000 common shares, with an aggregate market value of $171,413 and an approximate sale date of October 29, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001349140
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SIERRA BANCORP
SEC File Number	000-33063
Address of Issuer	86 NORTH MAIN STREET PORTERVILLE CALIFORNIA 93257
Phone	5597824900
Name of Person for Whose Account the Securities are To Be Sold	McPhaill Kevin J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	4000	171413.00	12963397	10/29/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	11/16/2024	Equity Compensation	Issuer			1089	11/16/2024	Cash
Common Stock	11/18/2024	Equity Compensation	Issuer			1287	11/18/2024	Cash
Common Stock	11/18/2024	Equity Compensation	Issuer			963	11/18/2024	Cash
Common Stock	11/19/2024	Equity Compensation	Issuer			378	11/19/2024	Cash
Common Stock	08/20/2025	Equity Compensation	Issuer			283	08/20/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	10/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Azad Daswani, as a duly authorized representative of STIFEL, as attorney-in-fact for Kevin McPhail
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)