Peabody director receives 22-share stock award

Director Georganne Hodges received 22 BTU shares as dividend-equivalent awards, bringing direct holdings to 8,064 shares.

Rhea-AI Filing Summary

PEABODY ENERGY CORP (BTU) reported that director Georganne Hodges received an acquisition of 22 shares of common stock on September 3, 2026, described as a grant or award. These shares represent exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards.

After this transaction, Hodges directly holds a reported total of 8,064 shares of Peabody Energy common stock. No transactions were reported under a Rule 10b5-1 trading plan.

Insider Trade Summary

Grant/Award: 22 shares

Grant/Award 1 txn

Insider Hodges Georganne

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	22	$27.64	$608.08

Holdings After Transaction: Common Stock — 8,064 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.

Key Figures

Shares acquired: 22 shares Reported price per share: $27.64 per share Holdings after transaction: 8,064 shares

3 metrics

Shares acquired 22 shares Grant or award of common stock on September 3, 2026

Reported price per share $27.64 per share Dividend-equivalent share award on September 3, 2026

Holdings after transaction 8,064 shares Total direct holdings of Georganne Hodges after the award

Key Terms

dividend equivalents, deferred stock unit, restricted stock unit, Rule 10b5-1

4 terms

dividend equivalents financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

deferred stock unit financial

"exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards"

A deferred stock unit (DSU) is a promise from a company to give an employee or director the value of a share at a future date, paid in actual shares or cash when certain conditions are met (such as retirement or a set date). Think of it like a gift card that converts to company stock later; it aligns pay with long‑term performance and can affect future share count, compensation expense and potential cash needs, so investors watch DSUs for their impact on dilution and company finances.

restricted stock unit financial

"exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Rule 10b5-1 regulatory

"The Rule 10b5-1 checkbox is not selected for these transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did BTU director Georganne Hodges report?

Director Georganne Hodges reported an acquisition of 22 shares of Peabody Energy common stock on September 3, 2026, classified as a grant or award. A footnote states these shares are exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards.

How many BTU shares does Georganne Hodges hold after this Form 4 transaction?

Following the reported award, Georganne Hodges directly holds 8,064 shares of Peabody Energy common stock. This total reflects the addition of 22 shares received as exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards.

Was the September 3, 2026 BTU insider transaction made under a Rule 10b5-1 plan?

No. The Form 4 for Peabody Energy indicates the Rule 10b5-1 checkbox is not selected, and there is no footnote stating that the September 3, 2026 award to Georganne Hodges was made under a Rule 10b5-1 trading plan.

What is the nature of the 22 BTU shares awarded to Georganne Hodges?

The 22 shares of Peabody Energy common stock represent exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards. They are reported as a grant or award acquisition of common stock, not as an open-market purchase.

What price per share is reported for the BTU shares awarded to Georganne Hodges?

The Form 4 reports a price of $27.64 per share for the 22 awarded Peabody Energy common shares. The filing classifies this transaction as a grant or award acquisition rather than a market purchase or sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 04:14 PM Accepted by SEC EDGAR 09/08/2026 - 04:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hodges Georganne

(Last) (First) (Middle)

C/O PEABODY ENERGY CORP.

1245 J.J. KELLEY MEMORIAL DRIVE, STE 700

(Street)

ST. LOUIS MISSOURI 63131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		A		22(1)	A	$27.64	8,064	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)