Broadway Financial (NASDAQ: BYFC) back in full Nasdaq reporting compliance

Rhea-AI Filing Summary

Broadway Financial Corporation announced that Nasdaq has confirmed the company is back in compliance with its listing requirements for timely reporting. On February 17, 2026, Nasdaq informed the company that it satisfied Listing Rule 5250(c)(1) after Broadway filed its Form 10-Q for the period ended September 30, 2025 on February 13, 2026. Nasdaq stated that the matter is now closed, meaning the prior reporting deficiency has been fully resolved and the company’s Nasdaq Capital Market listing is no longer at risk from this issue.

Positive

• Nasdaq reporting compliance restored: On February 17, 2026, Nasdaq confirmed Broadway Financial is in compliance with Listing Rule 5250(c)(1) after the delayed Form 10-Q for the period ended September 30, 2025 was filed, closing the prior deficiency matter and reducing delisting risk tied to this issue.

Negative

• None.

Insights

Regulatory & Listing Compliance Analyst

Nasdaq confirms Broadway Financial has fully resolved a prior reporting deficiency.

Broadway Financial Corporation received written confirmation from Nasdaq on February 17, 2026 that it is in compliance with Listing Rule 5250(c)(1). This rule focuses on timely filing of required periodic reports, a core condition for continued listing on the Nasdaq Capital Market.

The compliance determination followed Broadway’s Form 10-Q filing for the period ended September 30, 2025, which was submitted on February 13, 2026. Nasdaq’s letter explicitly notes that the matter is now closed, removing the overhang of a potential delisting based on this reporting issue.

For investors, this resolution means the company’s Nasdaq listing is no longer threatened by this specific deficiency. Future periodic reports will remain important to watch in subsequent company filings to ensure ongoing adherence to Nasdaq’s reporting requirements.

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 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 17, 2026

BROADWAY FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware	001-39043	95-4547287
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

4601 Wilshire Boulevard, Suite 150, Los Angeles, CA		90010
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (323) 634-1700

NOT APPLICABLE

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading symbol(s)		Name of each exchange on which registered
Class A Common Stock, par value $0.01 per share (including attached preferred stock purchase rights)		BYFC		Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company          ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure

On February 17, 2026, Broadway Financial Corporation (the “Company”), received a letter from The Nasdaq Stock Market LLC informing the Company that it had achieved compliance with Nasdaq Listing Rule 5250(c)(1) based on the February 13, 2026 filing of the Company’s Form 10-Q for the period ended September 30, 2025.  The letter noted that the matter is now closed.

The information furnished in this Item 7.01 of this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

BROADWAY FINANCIAL CORPORATION
By:	/s/ Zack Ibrahim
	Zack Ibrahim
	Executive Vice President and Chief Financial Officer
Date: February 18, 2026

FAQ

What did Broadway Financial Corporation (BYFC) announce in this 8-K?

Broadway Financial Corporation announced Nasdaq has confirmed the company is back in compliance with Listing Rule 5250(c)(1). This follows the delayed filing of its Form 10-Q for the period ended September 30, 2025, and Nasdaq has stated the compliance matter is now closed.

Why is Nasdaq Listing Rule 5250(c)(1) important for BYFC shareholders?

Nasdaq Listing Rule 5250(c)(1) requires timely filing of periodic reports, a key condition to remain listed. Broadway Financial’s restored compliance removes the immediate delisting risk tied to late filings, helping preserve trading liquidity and visibility on the Nasdaq Capital Market for existing and potential shareholders.

What filing allowed Broadway Financial (BYFC) to regain Nasdaq compliance?

Broadway Financial regained compliance after filing its Form 10-Q for the period ended September 30, 2025 on February 13, 2026. Nasdaq’s February 17, 2026 letter states that, based on this filing, the company now satisfies Listing Rule 5250(c)(1) and the related matter is closed.

Does this Nasdaq notice mean the BYFC listing issue is fully resolved?

Yes. Nasdaq’s letter to Broadway Financial explicitly notes that the company has achieved compliance with Listing Rule 5250(c)(1) and that the matter is now closed. This indicates the earlier reporting deficiency has been fully addressed for purposes of Nasdaq’s listing standards.

What period did the delayed BYFC Form 10-Q cover?

The delayed Form 10-Q that restored compliance for Broadway Financial covered the period ended September 30, 2025. That quarterly report was filed on February 13, 2026, and formed the basis for Nasdaq’s February 17, 2026 determination that the company again meets its reporting obligations.

Filing Exhibits & Attachments

3 documents

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