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Veteran lawyer Tina Carew joins Broadway Financial (NASDAQ: BYFC)

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Broadway Financial Corporation, parent of City First Bank, has appointed financial services veteran Tina Carew as Executive Vice President, Chief Legal Officer and Corporate Secretary, effective June 17, 2026.

Carew will oversee corporate governance, regulatory disclosure strategies, and board advisory operations, reporting directly to City First Bank CEO Brian Argrett. The company highlights her more than 29 years of experience in regulatory compliance, capital markets, and complex corporate transactions as support for City First Bank’s long-term, mission-driven growth strategy.

She previously served as Vice President, General Counsel and Corporate Secretary of Invesco Mortgage Capital Inc. and held senior legal and governance roles at the Federal Home Loan Bank of Atlanta, after earlier work in securities and M&A law at Sullivan & Cromwell LLP.

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Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Effective appointment date June 17, 2026 Carew’s role as EVP, Chief Legal Officer and Corporate Secretary becomes effective
Announcement date June 18, 2026 Company publicly announced Carew’s appointment
Professional experience More than 29 years Experience advising boards and executives on compliance, capital markets, and transactions
Corporate Secretary financial
"Executive Vice President, Chief Legal Officer and Corporate Secretary"
A corporate secretary is a person in a company who helps organize meetings, keeps important records, and makes sure the company follows legal rules. They act like a bridge between the company's leaders and its shareholders, making sure everything runs smoothly and by the book. Their role is important because it helps the company stay organized and legally compliant.
regulatory compliance financial
"experience advising boards and senior executives on regulatory compliance, capital markets, and complex corporate transactions"
Regulatory compliance is the process of ensuring that a company follows all applicable laws, rules, and standards set by government authorities or industry bodies. It is important to investors because it helps prevent legal penalties, financial losses, and reputational damage, contributing to the overall stability and trustworthiness of a business. Think of it as following the rules of a game to play fairly and avoid penalties.
capital markets financial
"experience advising boards and senior executives on regulatory compliance, capital markets, and complex corporate transactions"
Capital markets are places where people and organizations buy and sell long-term investments like stocks and bonds. They help connect those who need money to grow or fund projects with investors looking to earn returns over time. For investors, capital markets are important because they offer opportunities to invest, save, and grow their wealth through a variety of financial assets.
Community Development Financial Institution financial
"City First Bank is a Community Development Financial Institution, Certified B Corp"
A community development financial institution (CDFI) is a specialized lender—like a neighborhood bank on a mission—that provides loans, investments and basic financial services to underserved people, small businesses and local projects such as affordable housing and community facilities. It matters to investors because CDFIs channel capital into areas mainstream banks avoid, offering access to impact-driven opportunities, potential government support or incentives, and a way to balance financial return with measurable social benefit.
Certified B Corp financial
"City First Bank is a Community Development Financial Institution, Certified B Corp"
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Understanding 8-K Material Events →

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 18, 2026

BROADWAY FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)

Delaware
001-39043
95-4547287
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)

4601 Wilshire Boulevard, Suite 150, Los Angeles, CA
90010
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code: (323) 634-1700

NOT APPLICABLE
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


 ☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
  
Trading symbol(s)
  
Name of each exchange on which registered
Class A Common Stock, par value $0.01 per share (including attached preferred stock purchase rights)
  
BYFC
  
Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
 
Item 7.01
Regulation FD Disclosure

On June 18, 2026, Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”), announced that Tina Carew has been named Executive Vice President, Chief Legal Officer and Corporate Secretary of City First Broadway.  Ms. Carew's appointment is effective June 17, 2026.

A copy of the press release announcing Ms. Carew’s appointment is attached hereto to this Current Report on Form 8-K as Exhibit 99.1.

The information furnished pursuant to this Item 7.01 shall not be deemed “filed” for any purpose, including for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

Item 9.01
Financial Statements and Exhibits

(d) Exhibits.
99.1
Press Release, dated June 18, 2026.
104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
BROADWAY FINANCIAL CORPORATION
     
Date: June 18, 2026
By:
/s/ Zack Ibrahim
   
Zack Ibrahim
   
Executive Vice President and
   
Chief Financial Officer


Exhibit 99.1

FOR IMMEDIATE RELEASE
Broadway Financial Corporation Names Tina Carew as Chief Legal Officer and Corporate Secretary
Washington D.C. - June 18, 2026 - Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”), announced today that financial services veteran Tina Carew has been named Executive Vice President, Chief Legal Officer and Corporate Secretary. Carew has more than 29 years of experience advising boards and senior executives on regulatory compliance, capital markets, and complex corporate transactions.
In this position, she will oversee the company's corporate governance framework, regulatory disclosure strategies, and board advisory operations, reporting directly to City First Bank CEO, Brian Argrett.
Bringing Carew on board is part of our focus on staying ahead of shifting regulatory demands while supporting City First Bank’s long-term growth strategy.
“Tina brings a strong track record across corporate legal practice, government‑sponsored enterprises, and public asset management. We’re excited to welcome her to the team,” said City First Bank CEO, Brian Argrett. “Her practical experience with SEC compliance and capital markets will be important as we stay focused on disciplined growth and delivering long‑term value for our shareholders.”
Most recently, Carew served as Vice President, General Counsel and Corporate Secretary of Invesco Mortgage Capital Inc. (NYSE: IVR), where she held principal responsibility for advising leadership on all governance, capital markets, SEC, and NYSE matters. She also concurrently served as Deputy General Counsel and Corporate Secretary of Invesco Commercial Real Estate Finance Trust, Inc., a non-listed REIT focused on private credit secured by real estate.
Prior to joining Invesco in 2022, Carew spent more than 13 years at the Federal Home Loan Bank of Atlanta, where she was elevated to Senior Vice President and Corporate Secretary after serving as Deputy General Counsel of capital markets, securities, and governance. She began her career in private practice, specializing in securities and mergers and acquisitions law at Sullivan & Cromwell LLP.
"I am incredibly proud to join an organization with such a strong foundation of leadership, integrity, and client commitment," said Carew. "I look forward to working with the talented teams here to build on our governance and regulatory frameworks as they continue to support the company’s strategic priorities, including mission-driven business banking solutions and mission-based growth, and to deliver value to our stakeholders."
 
About City First Bank
City First Bank offers a variety of commercial real estate loan products, services, and depository accounts that support investments in affordable housing, small businesses, and nonprofit community facilities located within underinvested neighborhoods. City First Bank is a Community Development Financial Institution, Certified B Corp, and a member of the Global Alliance of Banking on Values. The Bank and the City First network of nonprofits, City First Enterprises, Homes By CFE, and City First Foundation, represent the City First branded family of community development financial institutions, which offer a robust lending and deposit platform. Member FDIC and Equal Housing Lending.
Press Contact:
Josie Talavera, 323-271-6978
Digital Marketing and Communications Strategist
jtalavera@cityfirstbank.com


Source: View Original Filing on SEC EDGAR

FAQ

What leadership change did Broadway Financial Corporation (BYFC) announce?

Broadway Financial Corporation appointed Tina Carew as Executive Vice President, Chief Legal Officer and Corporate Secretary. She will oversee governance, regulatory disclosure, and board advisory work for City First Bank, supporting the company’s strategic, mission-driven growth priorities and compliance efforts.

What experience does Tina Carew bring to Broadway Financial Corporation (BYFC)?

Tina Carew brings over 29 years of legal and governance experience in financial services. Her background includes advising boards on regulatory compliance, capital markets, and complex transactions at Invesco Mortgage Capital, Invesco Commercial Real Estate Finance Trust, and the Federal Home Loan Bank of Atlanta.

When does Tina Carew’s appointment at Broadway Financial Corporation become effective?

Tina Carew’s appointment as Executive Vice President, Chief Legal Officer and Corporate Secretary is effective June 17, 2026. The company publicly announced the leadership change on June 18, 2026, emphasizing her role in governance and regulatory strategy for City First Bank.

To whom will Tina Carew report at City First Bank, the subsidiary of BYFC?

Tina Carew will report directly to City First Bank CEO Brian Argrett. Her responsibilities include overseeing the company’s corporate governance framework, regulatory disclosure strategies, and board advisory operations in support of City First Bank’s long-term, mission-focused growth strategy.

What is the strategic focus behind Broadway Financial Corporation hiring Tina Carew?

The company states that hiring Tina Carew supports staying ahead of shifting regulatory demands while backing City First Bank’s long-term growth strategy. Her SEC, capital markets, and governance experience is expected to strengthen legal, disclosure, and board advisory capabilities.

What type of banking business does City First Bank, subsidiary of BYFC, focus on?

City First Bank provides commercial real estate loans, services, and deposits supporting affordable housing, small businesses, and nonprofit community facilities in underinvested neighborhoods. It is a Community Development Financial Institution, Certified B Corp, and member of the Global Alliance for Banking on Values.

Filing Exhibits & Attachments

4 documents

Press Releases

Other Documents