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Broadway Financial (BYFC) director sells 8,600 shares in open market

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Broadway Financial Corp. director Wayne-Kent A. Bradshaw reported a series of open-market sales of the company’s Common Stock. On May 26, 2026, he sold a total of 8,600 shares at prices ranging from about $9.36 to $9.68 per share. After these transactions, he directly holds 41,862 shares of Broadway Financial common stock. A footnote notes that the share amounts reflect a reverse stock split effective October 31, 2023 and include 5,216 shares allocated under the company’s ESOP.

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Insider Bradshaw Wayne-Kent A.
Role null
Sold 8,600 shs ($81K)
Type Security Shares Price Value
Sale Common Stock 97 $9.36 $907.92
Sale Common Stock 3 $9.37 $28.11
Sale Common Stock 107 $9.385 $1K
Sale Common Stock 4,887 $9.40 $46K
Sale Common Stock 574 $9.4001 $5K
Sale Common Stock 2 $9.41 $18.82
Sale Common Stock 2,353 $9.46 $22K
Sale Common Stock 100 $9.4611 $946.11
Sale Common Stock 5 $9.465 $47.33
Sale Common Stock 202 $9.50 $2K
Sale Common Stock 1 $9.525 $9.53
Sale Common Stock 5 $9.535 $47.68
Sale Common Stock 263 $9.57 $3K
Sale Common Stock 1 $9.68 $9.68
Holdings After Transaction: Common Stock — 41,862 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 8,600 shares Total common shares sold on May 26, 2026
Sale price range $9.36–$9.68 per share Prices for open-market sales on May 26, 2026
Shares held after 41,862 shares Director’s direct BYFC common stock holdings after transactions
ESOP allocation 5,216 shares Shares included in holdings via ESOP allocation per footnote
Reverse stock split date October 31, 2023 Effective date of reverse split used to adjust share amounts
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
reverse stock split financial
"adjusted for reverse stock split effective October 31, 2023"
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
ESOP financial
"includes 5,216 shares allocated under the 'ESOP'"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bradshaw Wayne-Kent A.
(Last)(First)(Middle)
23265 BLUE BIRD DRIVE
(Street)
CALABASAS CALIFORNIA 91302
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026S97D$9.3641,862(1)D
Common Stock05/26/2026S3D$9.3741,859(1)D
Common Stock05/26/2026S107D$9.38541,752(1)D
Common Stock05/26/2026S4,887D$9.436,865(1)D
Common Stock05/26/2026S574D$9.400136,291(1)D
Common Stock05/26/2026S2D$9.4136,289(1)D
Common Stock05/26/2026S2,353D$9.4633,936(1)D
Common Stock05/26/2026S100D$9.461133,836(1)D
Common Stock05/26/2026S5D$9.46533,831(1)D
Common Stock05/26/2026S202D$9.533,629(1)D
Common Stock05/26/2026S1D$9.52533,628(1)D
Common Stock05/26/2026S5D$9.53533,623(1)D
Common Stock05/26/2026S263D$9.5733,360(1)D
Common Stock05/26/2026S1D$9.6833,359(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The amount of securities adjusted for reverse stock split effective October 31, 2023. Further, the amount includes 5,216 shares allocated under the 'ESOP'.
/s/Audrey Phillips, Attorney-in-Fact05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did BYFC director Wayne-Kent A. Bradshaw report?

Director Wayne-Kent A. Bradshaw reported selling 8,600 shares of Broadway Financial common stock in open-market transactions on May 26, 2026. The reported trades involved multiple small sales at prices around the mid-$9 range.

How many BYFC shares did the director sell and at what prices?

The director sold a total of 8,600 Broadway Financial common shares. Individual trades were executed at prices between approximately $9.36 and $9.68 per share, reflecting typical open-market sales across several price levels that day.

How many Broadway Financial (BYFC) shares does the director hold after the sales?

Following the reported transactions, the director directly holds 41,862 shares of Broadway Financial common stock. This figure comes from the post-transaction ownership reported in the Form 4, representing his remaining direct stake in the company.

Were the BYFC share amounts adjusted for any corporate actions?

Yes. A footnote explains that the share amounts reported were adjusted for a reverse stock split effective October 31, 2023. This means the current figures reflect the post-split share structure rather than the pre-split counts.

Do the director’s BYFC holdings include ESOP shares?

Yes. The filing notes that the reported amount of securities includes 5,216 shares allocated under the company’s Employee Stock Ownership Plan (ESOP). These ESOP shares are counted within the director’s disclosed holdings total.