Broadway Financial director sells 8,600 shares

Broadway Financial Corp. director Wayne-Kent A. Bradshaw reported a series of open-market sales of the company’s Common Stock.

Accepted by SEC EDGAR 05/27/2026 - 05:39 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Broadway Financial Corp. director Wayne-Kent A. Bradshaw reported a series of open-market sales of the company’s Common Stock. On May 26, 2026, he sold a total of 8,600 shares at prices ranging from about $9.36 to $9.68 per share. After these transactions, he directly holds 33,359 shares of Broadway Financial common stock. A footnote notes that the share amounts reflect a reverse stock split effective October 31, 2023 and include 5,216 shares allocated under the company’s ESOP.

Insider Trade Summary

Net Seller: 8,600 shares

Net Sell 14 txns

Insider Bradshaw Wayne-Kent A.

Role Director

Sold 8,600 shs ($81K)

Share of Position Sold 20.5%

Type	Security	Shares	Price	Value
Sale	Common Stock	97	$9.36	$907.92
Sale	Common Stock	3	$9.37	$28.11
Sale	Common Stock	107	$9.385	$1K
Sale	Common Stock	4,887	$9.40	$46K
Sale	Common Stock	574	$9.4001	$5K
Sale	Common Stock	2	$9.41	$18.82
Sale	Common Stock	2,353	$9.46	$22K
Sale	Common Stock	100	$9.4611	$946.11
Sale	Common Stock	5	$9.465	$47.33
Sale	Common Stock	202	$9.50	$2K
Sale	Common Stock	1	$9.525	$9.53
Sale	Common Stock	5	$9.535	$47.68
Sale	Common Stock	263	$9.57	$3K
Sale	Common Stock	1	$9.68	$9.68

Holdings After Transaction: Common Stock — 33,359 shares (Direct)

Holdings Before and After: Common Stock, 41,959 to 33,359 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. The amount of securities adjusted for reverse stock split effective October 31, 2023. Further, the amount includes 5,216 shares allocated under the 'ESOP'.

Key Figures

Shares sold: 8,600 shares Sale price range: $9.36–$9.68 per share Shares held after: 41,862 shares +2 more

5 metrics

Shares sold 8,600 shares Total common shares sold on May 26, 2026

Sale price range $9.36–$9.68 per share Prices for open-market sales on May 26, 2026

Shares held after 41,862 shares Director’s direct BYFC common stock holdings after transactions

ESOP allocation 5,216 shares Shares included in holdings via ESOP allocation per footnote

Reverse stock split date October 31, 2023 Effective date of reverse split used to adjust share amounts

Key Terms

open-market sale, reverse stock split, ESOP, Form 4

4 terms

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

reverse stock split financial

"adjusted for reverse stock split effective October 31, 2023"

A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.

ESOP financial

"includes 5,216 shares allocated under the 'ESOP'"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BYFC director Wayne-Kent A. Bradshaw report?

Director Wayne-Kent A. Bradshaw reported selling 8,600 shares of Broadway Financial common stock in open-market transactions on May 26, 2026. The reported trades involved multiple small sales at prices around the mid-$9 range.

How many BYFC shares did the director sell and at what prices?

The director sold a total of 8,600 Broadway Financial common shares. Individual trades were executed at prices between approximately $9.36 and $9.68 per share, reflecting typical open-market sales across several price levels that day.

How many Broadway Financial (BYFC) shares does the director hold after the sales?

Following the reported transactions, the director directly holds 41,862 shares of Broadway Financial common stock. This figure comes from the post-transaction ownership reported in the Form 4, representing his remaining direct stake in the company.

Were the BYFC share amounts adjusted for any corporate actions?

Yes. A footnote explains that the share amounts reported were adjusted for a reverse stock split effective October 31, 2023. This means the current figures reflect the post-split share structure rather than the pre-split counts.

Do the director’s BYFC holdings include ESOP shares?

Yes. The filing notes that the reported amount of securities includes 5,216 shares allocated under the company’s Employee Stock Ownership Plan (ESOP). These ESOP shares are counted within the director’s disclosed holdings total.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bradshaw Wayne-Kent A.

(Last) (First) (Middle)

23265 BLUE BIRD DRIVE

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		S		97	D	$9.36	41,862(1)	D
Common Stock	05/26/2026		S		3	D	$9.37	41,859(1)	D
Common Stock	05/26/2026		S		107	D	$9.385	41,752(1)	D
Common Stock	05/26/2026		S		4,887	D	$9.4	36,865(1)	D
Common Stock	05/26/2026		S		574	D	$9.4001	36,291(1)	D
Common Stock	05/26/2026		S		2	D	$9.41	36,289(1)	D
Common Stock	05/26/2026		S		2,353	D	$9.46	33,936(1)	D
Common Stock	05/26/2026		S		100	D	$9.4611	33,836(1)	D
Common Stock	05/26/2026		S		5	D	$9.465	33,831(1)	D
Common Stock	05/26/2026		S		202	D	$9.5	33,629(1)	D
Common Stock	05/26/2026		S		1	D	$9.525	33,628(1)	D
Common Stock	05/26/2026		S		5	D	$9.535	33,623(1)	D
Common Stock	05/26/2026		S		263	D	$9.57	33,360(1)	D
Common Stock	05/26/2026		S		1	D	$9.68	33,359(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The amount of securities adjusted for reverse stock split effective October 31, 2023. Further, the amount includes 5,216 shares allocated under the 'ESOP'.

	/s/Audrey Phillips, Attorney-in-Fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)