BYFC exec granted 7,833 restricted shares

Allen John Anthony reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Allen John Anthony reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corp. EVP and Chief Banking Officer John Anthony Allen received a grant of 7,833 shares of restricted common stock on March 2, 2026. The award was priced at $7.85 per share and increased his directly held common stock to 16,016 shares.

The restricted stock vests over four years under the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan, effective April 16, 2023. This represents equity-based compensation rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 7,833 shares

Grant/Award 1 txn

Insider Allen John Anthony

Role EVP, Chief Banking Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,833	$7.85	$61K

Holdings After Transaction: Common Stock — 16,016 shares (Direct)

Footnotes (1)

1. F1. Restricted Stock granted March 02, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BYFC executive John Anthony Allen report?

John Anthony Allen reported receiving 7,833 restricted shares of Broadway Financial Corp. common stock. The grant was made on March 2, 2026 at $7.85 per share as equity compensation, not an open-market purchase, under the company’s long-term incentive plan.

How many BYFC shares does John Anthony Allen hold after this Form 4?

After the restricted stock grant, John Anthony Allen directly holds 16,016 shares of Broadway Financial Corp. common stock. This total includes the newly granted 7,833 restricted shares, which were added to his prior direct holdings as reported in the filing.

Was the BYFC insider transaction a purchase or an award of shares?

The BYFC insider transaction was an award of shares, not a market purchase. The Form 4 uses transaction code “A” for a grant, award, or other acquisition, reflecting restricted stock granted as compensation rather than stock bought in the open market.

What are the vesting terms of John Anthony Allen’s BYFC restricted stock?

The 7,833 restricted shares granted to John Anthony Allen vest over four years. The grant was made under Broadway Financial Corporation’s Amended and Restated 2018 Long-Term Incentive Plan, which became effective April 16, 2023, and governs the award’s vesting conditions.

Under which plan was the BYFC restricted stock grant to John Anthony Allen made?

The restricted stock grant was made under the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan. This plan, effective April 16, 2023, authorizes equity-based awards such as the 7,833 restricted shares granted on March 2, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allen John Anthony

(Last) (First) (Middle)

3000 NIGHTSIDE DRIVE

(Street)

UPPER MARLBORO MD 20774

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Banking Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026	03/02/2026	A		7,833(1)	A	$7.85	16,016	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock granted March 02, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

	/s/ Audrey Phillips, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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