Broadway Financial (BYFC) EVP receives 4,458-share restricted stock grant

Rhea-AI Filing Summary

Broadway Financial Corporation executive William Justin Jennings reported an equity grant. He acquired 4,458 shares of common stock on March 2, 2026 as a grant or award valued at $7.85 per share. These are restricted shares that vest over four years under the company’s Amended and Restated 2018 Long-Term Incentive Plan. After this grant, he directly holds 9,394 common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Jennings William Justin

Role EVP, Chief Deposit Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,458	$7.85	$35K

Holdings After Transaction: Common Stock — 9,394 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jennings William Justin

(Last) (First) (Middle)

321 LENOX AVENUE

(Street)

SOUTH ORANGE NJ 07079

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Deposit Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026	03/02/2026	A		4,458(1)	A	$7.85	9,394	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock granted March 02, 2026 with a 4 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

	/s/Audrey A. Phillips, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BYFC executive William Justin Jennings report on Form 4?

William Justin Jennings reported receiving a grant of 4,458 shares of Broadway Financial common stock on March 2, 2026. The shares were awarded at $7.85 per share as equity compensation and increased his direct holdings to 9,394 shares after the transaction.

Was the BYFC Form 4 transaction a purchase or a grant of shares?

The BYFC Form 4 shows a grant or award acquisition, not an open-market purchase. Jennings received 4,458 restricted common shares as equity compensation, coded as transaction type “A” for grant, award, or other acquisition under the company’s long-term incentive plan.

How many BYFC shares does William Justin Jennings own after this Form 4 transaction?

After the reported grant, William Justin Jennings directly owns 9,394 shares of Broadway Financial common stock. This total reflects his holdings following the March 2, 2026 award of 4,458 restricted shares under the company’s Amended and Restated 2018 Long-Term Incentive Plan.

What are the vesting terms of the BYFC restricted stock granted to William Justin Jennings?

The 4,458 shares granted to Jennings are restricted stock with a four-year vesting schedule. They were awarded on March 2, 2026 in accordance with Broadway Financial Corporation’s Amended and Restated 2018 Long-Term Incentive Plan, which became effective on April 16, 2023.

Does the Form 4 indicate whether William Justin Jennings holds BYFC shares directly or indirectly?

The Form 4 indicates that William Justin Jennings holds the reported Broadway Financial shares directly. The ownership code is marked “D” for direct, and no nature-of-ownership footnote shifts voting or investment authority to any trust, partnership, or related entity.