Broadway Financial director awarded 2,675 shares

Bradshaw Wayne-Kent A. reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/04/2026 - 04:24 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Bradshaw Wayne-Kent A. reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corp. director Wayne-Kent A. Bradshaw received an award of 2,675 shares of common stock on March 2, 2026. The shares were issued as unrestricted stock under the company’s Amended and Restated 2018 Long Term Incentive Plan.

After this grant, Bradshaw directly owns a total of 43,359 common shares, which includes 5,216 shares allocated under the ESOP and reflects adjustments for a reverse stock split effective October 31, 2023.

Insider Trade Summary

Grant/Award: 2,675 shares

Grant/Award 1 txn

Insider Bradshaw Wayne-Kent A.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,675	$7.85	$21K

Holdings After Transaction: Common Stock — 43,359 shares (Direct)

Holdings Before and After: Common Stock, 40,684 to 43,359 shares (Direct)

Footnotes (2)

1. F1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.
2. F2. The amount of securities adjusted for reverse stock split effective October 31, 2023. Further, the amount includes 5,216 shares allocated under the 'ESOP'.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BYFC director Wayne-Kent A. Bradshaw report?

BYFC director Wayne-Kent A. Bradshaw reported receiving 2,675 shares of common stock. The shares were granted as unrestricted stock under Broadway Financial’s Amended and Restated 2018 Long Term Incentive Plan, increasing his direct holdings and aligning his compensation more closely with shareholders.

How many Broadway Financial (BYFC) shares does the director own after this award?

After the award, Wayne-Kent A. Bradshaw directly owns 43,359 BYFC common shares. This total already reflects adjustments for a reverse stock split effective October 31, 2023 and includes 5,216 shares allocated under the company’s employee stock ownership plan (ESOP).

Was the BYFC insider transaction a purchase or a stock grant?

The BYFC insider transaction was a stock grant, not an open-market purchase. Wayne-Kent A. Bradshaw acquired 2,675 unrestricted common shares as a compensation award under Broadway Financial’s Amended and Restated 2018 Long Term Incentive Plan, rather than buying shares on the market.

What plan governed the 2,675-share award reported by BYFC’s director?

The 2,675-share award was issued under Broadway Financial’s Amended and Restated 2018 Long Term Incentive Plan. This plan provides equity-based compensation, and in this case granted unrestricted common stock to director Wayne-Kent A. Bradshaw as part of his overall incentive compensation structure.

How did the reverse stock split affect BYFC director share figures?

The reported share amounts for the BYFC director are adjusted for a reverse stock split effective October 31, 2023. The total 43,359 directly owned shares, including 5,216 ESOP shares, already incorporates this adjustment, giving investors a post-split view of the director’s equity position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bradshaw Wayne-Kent A.

(Last) (First) (Middle)

23265 BLUE BIRD DRIVE

(Street)

CALABASAS CA 91302

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026	03/02/2026	A		2,675(1)	A	$7.85	43,359(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.

2. The amount of securities adjusted for reverse stock split effective October 31, 2023. Further, the amount includes 5,216 shares allocated under the 'ESOP'.

	/s/ Audrey Phillips, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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