STOCK TITAN

Director awarded 2,675 Broadway Financial (BYFC) shares in stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hentges Mary reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corporation director Mary Hentges reported receiving a grant of 2,675 shares of common stock on March 2, 2026. The unrestricted shares were awarded at $7.85 per share under the company’s Amended and Restated 2018 Long Term Incentive Plan and are held directly.

Positive

  • None.

Negative

  • None.
Insider Hentges Mary
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 2,675 $7.85 $21K
Holdings After Transaction: Common Stock — 2,675 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hentges Mary

(Last) (First) (Middle)
6277 WOOD DRIVE

(Street)
OAKLAND CA 94611

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 03/02/2026 A 2,675(1) A $7.85 2,675 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.
/s/Audrey Phillips, Attorney-in-Fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BYFC director Mary Hentges report?

Mary Hentges reported an acquisition of 2,675 BYFC common shares through a stock award. The grant was made on March 2, 2026 as unrestricted stock issued under Broadway Financial’s Amended and Restated 2018 Long Term Incentive Plan and is held directly.

How many Broadway Financial (BYFC) shares were granted to Mary Hentges?

Mary Hentges received a grant of 2,675 common shares of Broadway Financial. This award increased her directly held position to 2,675 shares immediately after the transaction, according to the Form 4 reporting this non-derivative stock grant under the company’s long-term incentive plan.

What was the grant price for Mary Hentges’ BYFC stock award?

The reported stock award to Mary Hentges was valued at $7.85 per share. The Form 4 describes this as an award of unrestricted common stock at that price level, issued under Broadway Financial’s Amended and Restated 2018 Long Term Incentive Plan on March 2, 2026.

Is Mary Hentges’ BYFC stock award a purchase or an equity grant?

The filing classifies the transaction as a grant or award acquisition, not an open-market purchase. It uses transaction code “A,” indicating stock awarded to the director under the company’s long-term incentive plan rather than shares bought or sold on the market.

Under which plan was the BYFC stock awarded to Mary Hentges?

The 2,675 BYFC shares granted to Mary Hentges were issued under the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation. The footnote specifies this plan as the source of the unrestricted stock award granted on March 2, 2026.

Does Mary Hentges hold the reported BYFC shares directly or indirectly?

The Form 4 shows that Mary Hentges holds the 2,675 BYFC shares directly. The ownership code is marked as direct, and there is no indication in the footnotes that the shares are held through a trust, partnership, or other indirect ownership entity.