BeyondSpring (BYSI) CFO Li Na submits initial Form 3 ownership filing

Rhea-AI Filing Summary

BeyondSpring Inc. filed an initial Form 3 for Chief Financial Officer Li Na (NL), serving as the first formal statement of her beneficial ownership status in the company. The data provided shows no reportable transactions, acquisitions, or derivative positions for this reporting person in this filing.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"filed an initial Form 3 for Chief Financial Officer Li Na (NL)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"serving as the first formal statement of her beneficial ownership status"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"shows CFO Li Na (NL) as a reporting person for BeyondSpring"

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Available on EDGAR 07/06/2026 - 01:09 PM Accepted by SEC EDGAR 07/06/2026 - 01:08 PM Learn about SEC filing dates

FAQ

What does BeyondSpring (BYSI) disclose in Li Na's Form 3 filing?

The Form 3 shows CFO Li Na (NL) as a reporting person for BeyondSpring. It functions as her initial statement of beneficial ownership, and the provided data indicates no reportable transactions or derivative positions associated with her at the time of this filing.

Who is the reporting person in BeyondSpring (BYSI) Form 3?

The reporting person is Li Na (NL), who serves as Chief Financial Officer of BeyondSpring Inc. The filing identifies her role as an officer and confirms she is not listed as a director or ten percent owner in this initial ownership report.

Does the BeyondSpring (BYSI) Form 3 for Li Na show any stock transactions?

No stock transactions are shown for Li Na (NL) in this Form 3. The transaction summary fields for buys, sells, exercises, gifts, and other dispositions all report zero counts and zero shares, indicating no reportable trading activity in this filing.

Are any derivative securities reported for Li Na in BeyondSpring (BYSI)'s Form 3?

The derivative section for Li Na (NL) is empty in this Form 3. The derivativeSummary array contains no entries, and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative positions are reported in this initial statement.

What is the purpose of this Form 3 related to BeyondSpring (BYSI)?

This Form 3 serves as an initial beneficial ownership statement for CFO Li Na (NL). It formally records her status as an officer reporting person, even though the provided data shows no current transactions or derivative holdings at the time of the filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Li Na (NL)

(Last) (First) (Middle)

C/O BEYONDSPRING INC., 100 CAMPUS DRIVE

WEST SIDE, 4TH FLOOR, SUITE 410

(Street)

FLORHAM PARK NEW JERSEY 07932

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
BeyondSpring Inc. [ BYSI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Na Li	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)