Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $800,000 of unsecured autocallable securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, each with a $1,000 stated principal amount and no interest payments.
Early redemption can occur on scheduled valuation dates from February 7, 2028 through February 7, 2031 if the worst performing index is at or above its autocall barrier of 85% of its initial value, paying principal plus a fixed premium that steps up from 14.475% to 48.25% by the final valuation date. If not called, at maturity on August 14, 2031 investors receive principal plus the final premium if the worst performer is at or above its autocall barrier, only principal if it is between the 75% final barrier and 85% autocall barrier, and 1‑for‑1 downside exposure below the final barrier, with potential loss of up to all invested principal. The securities are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., have limited liquidity, an initial estimated value of $982.90 per security, and are expected to be treated as prepaid forward contracts for U.S. tax purposes.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable securities linked to the worst performing of the Dow Jones Industrial Average, Russell 2000® Index and S&P 500® Index, maturing August 16, 2032, in $1,000 denominations with no interest payments.
The notes may be automatically redeemed on scheduled valuation dates from February 7, 2028 through August 9, 2032 if the worst performing index is at or above 90% of its initial value, paying $1,000 plus a fixed premium that steps from 15.00% to 60.00% of principal. If held to maturity and not called, investors receive $1,000 plus the final premium if the worst index is at or above 90% of its initial value, $1,000 if it is between 75% and 90%, and 1‑for‑1 downside below 75% with potential total loss of principal.
Initial index levels are 54,036.93 (Dow Jones Industrial Average), 3,034.494 (Russell 2000®) and 7,757.64 (S&P 500®). The total offering is $825,000, and the estimated value is $982.30 per $1,000 security, below the issue price. Investors are exposed to Citigroup credit risk, forego dividends on the indices and face limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing on August 12, 2027, with a stated principal of $1,000 per security.
The notes pay a 0.75% contingent coupon per period (equivalent to 9.00% per annum) only if on each valuation date the worst-performing index is at or above its coupon barrier (70% of its initial level); otherwise no coupon is paid. If not called and at maturity the worst-performing index is at or above its final barrier (60% of its initial level), investors receive $1,000; if below, repayment is reduced one-for-one with the index loss, potentially to $0.
Citigroup may call the notes on specified dates, redeeming at $1,000 plus any due coupon, which can limit income. The total offering is $1,755,000 at a per‑note issue price of $1,000, an underwriting fee of $6.50, and an estimated value of $990.60, reflecting structuring and hedging costs. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and the notes may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities due August 10, 2029, linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 principal amount and may pay a quarterly contingent coupon of 1.0083% (about 12.10% per annum) if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value.
Citi may redeem the notes in whole on specified dates at $1,000 plus any due coupon. If held to maturity and not redeemed, investors receive $1,000 per security only if the worst-performing index on the final valuation date is at or above 70% of its initial level; otherwise, repayment is reduced one-for-one with the index loss and can be zero. The offering size is $2,002,000, and the initial estimated value is $988.30 per security, below the issue price, reflecting structuring, hedging costs and Citi’s internal funding rate. The notes carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., offer no downside protection below the barrier, no upside participation, and may have limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to The Goldman Sachs Group, Inc. at $1,000 per security, maturing August 10, 2028, with a total offering of $814,000.
The notes pay a 2.65% quarterly contingent coupon (10.60% per annum) only if GS’s closing value on each valuation date is at or above the coupon barrier of $623.766 (60% of the $1,039.61 initial value). If, on specified autocall dates, GS is at or above the initial value, the notes are automatically redeemed at $1,000 plus coupon(s).
If not called, maturity repayment depends on GS at final valuation: full principal only if GS is at or above the final barrier of $623.766; otherwise repayment equals $1,000 plus $1,000 × underlying return, which can be as low as zero. Investors do not receive GS dividends, face limited liquidity, and bear the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value is $973.70 per security versus the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000 Callable Contingent Coupon Equity Linked Securities tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on August 12, 2031 unless called earlier.
Investors may receive monthly contingent coupons of 1.3958% of principal (about 16.75% per year) only if, on each valuation date, the worst-performing index is at or above 80% of its initial level. Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon.
If the notes are not redeemed and on the final valuation date the worst-performing index is at or above its 80% final barrier, investors receive $1,000 plus any final coupon. If it is below that barrier, repayment is reduced one-for-one with the index loss, potentially down to $0. The notes are unsecured, subject to Citigroup’s credit risk, may have limited or no liquidity, carry complex tax treatment and have an estimated value of $998.10 per security, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing August 12, 2031. Each security has a $1,000 stated principal amount and pays a contingent coupon of 1.3417% per month (approximately 16.10% per annum) only if, on the relevant valuation date, the worst performing index closes at or above its coupon barrier, set at 80% of its initial level for each index.
If not previously redeemed, at maturity investors receive $1,000 per security if the worst performing index is at or above its 80% final barrier; otherwise the payoff is $1,000 plus $1,000 times that index’s return, exposing principal 1:1 to downside and potentially to a total loss. Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., offer no dividends or upside participation in the indices, and may have little or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index, maturing on February 10, 2028, with potential automatic early redemption on specified dates.
Each security has a $1,000 stated principal amount and pays a 0.75% contingent coupon per period (a 9.00% annualized rate) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier value, set at 70.00% of its initial value. The same 70.00% level is used as the final barrier value for principal protection at maturity.
If on a potential autocall date the worst performing index is at or above its initial value, the notes are automatically redeemed for $1,000 plus the contingent coupon, ending further payments. If not called, and on the final valuation date the worst performer is at or above its final barrier, investors receive $1,000 (plus any final coupon). If it is below the final barrier, repayment per note is $1,000 + ($1,000 × underlying return) of the worst performer, creating one‑for‑one downside exposure and possible total loss of principal and coupons.
The initial index levels are 54,036.93 for the Dow Jones Industrial Average, 29,722.30 for the Nasdaq‑100 Index® and 3,034.494 for the Russell 2000® Index. The total offering is $4,170,000, with an issue price of $1,000, an underwriting fee of $22.25 per note and proceeds to the issuer of $977.75 per note. The estimated value on the pricing date is $977.20, below the issue price, reflecting selling, structuring and hedging costs. Payments and market value are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, complex payoff features, multiple‑index and small‑cap exposure, and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing on August 10, 2029, with automatic early redemption possible from August 2027 onward.
Each $1,000 security may pay a 0.9833% contingent monthly coupon (about 11.80% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 75% of its initial level. Principal repayment at maturity is also protected only if the worst-performing index is at or above this final barrier; otherwise repayment is reduced one‑for‑one with the index loss, down to zero.
The initial index levels are 29,722.30 for the Nasdaq‑100, 3,034.494 for the Russell 2000 and 7,757.64 for the S&P 500, with barriers set at 75% of each. The issue price is $1,000 per security, including a $15.00 underwriting fee, versus an estimated value of $990.50, and the notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing $1,000 autocallable securities linked to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on August 16, 2032.
The notes may be automatically redeemed on scheduled valuation dates starting August 11, 2027 if the worst performing index is at or above 90% of its initial value, paying $1,000 plus a fixed premium that steps up from 10.05% to 60.30% of principal by the final valuation date.
If not called, at maturity investors receive: $1,000 plus the final premium if the worst index is at or above its 90% autocall barrier; $1,000 if it is below 90% but at or above the 75% final barrier; or a loss matching the full negative return of the worst index if it finishes below 75%, up to total loss of principal. The notes pay no interest, offer no dividends or upside beyond fixed premiums, are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue totals $7,811,000 and the estimated value per note at pricing is $988.70, below the $1,000 issue price.