Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable unsecured notes linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing on August 12, 2031.
Each security has a $1,000 stated principal amount. The notes may be automatically redeemed on annual valuation dates starting in 2027 if the worst performing index is at or above its initial level, paying $1,000 plus a fixed premium that steps up from 9.70% to 48.50% by 2031. If not called, principal is protected only if the worst index on the final valuation date is at or above its 60% final barrier; otherwise repayment is reduced 1-for-1 with the index loss and can fall to zero.
The notes pay no interest, provide no dividends on the indices and have limited liquidity. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per note versus an estimated value of $954.40, reflecting underwriting, hedging costs and issuer funding.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination callable contingent coupon equity-linked securities due August 12, 2031, tied to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and VanEck Semiconductor ETF. The notes pay a contingent coupon of 2.2708% of principal (about 27.25% per annum) on each scheduled payment date only if the worst-performing underlying on the prior valuation date is at or above its coupon barrier of 75% of its initial value; otherwise no coupon is paid.
At maturity, if not previously called, investors receive $1,000 per note only if the worst-performing underlying is at or above its final barrier of 60% of its initial value. If it is below that level, repayment of principal is reduced one-for-one with the underlying’s loss, potentially to zero, and no final coupon is paid. Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the securities may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $4,985,000 of autocallable contingent coupon equity-linked securities tied to Eaton Corporation plc. Each $1,000 security pays a 0.9625% quarterly contingent coupon (11.55% per annum) only if Eaton’s closing value on the relevant valuation date is at or above the coupon barrier of $269.208, which is 60% of the $448.68 initial share value.
If the note is not called and the final Eaton value is below the same 60% final barrier, holders receive Eaton shares (or cash) worth less than principal and possibly zero, with no minimum maturity payment. The notes can be automatically redeemed from February 8, 2027 onward if Eaton is at or above the initial value, returning $1,000 plus the coupon but capping further income. The estimated value at issuance is $975.60 per $1,000, below the issue price, reflecting selling, structuring and hedging costs. Investors face Citigroup credit risk, potential lack of liquidity, complex and uncertain U.S. tax treatment, and the possibility of receiving no coupons over the life of the securities.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing $1,000 autocallable structured securities linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing August 14, 2031, with no interest payments.
The notes may be automatically redeemed on scheduled valuation dates if the worst-performing index is at or above 85% of its initial level, paying $1,000 plus a fixed premium that steps up from 9.55% in 2027 to 47.75% in 2031. If held to maturity without autocall, investors receive (i) principal plus the final premium if the worst index is at or above its 85% barrier, (ii) principal only if it is between 75% and 85%, or (iii) a 1‑for‑1 loss with index decline below 75%, down to possible full loss of principal. Investors do not receive dividends, face limited liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The total offering size is $10,347,000, and the estimated value per note on the pricing date is $988.20, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing November 10, 2028, with a stated principal amount of $1,000 per security.
The notes pay a 1.05% contingent coupon per period (12.60% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value. At maturity, if not called and the worst index is below its final barrier (also 70%), investors suffer a linear loss of principal, potentially down to zero. Citigroup may redeem the notes early at par plus any due coupon, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Medium-Term Senior Notes, Series N: callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and State Street® Energy Select Sector SPDR® ETF, maturing August 29, 2030. The notes pay a contingent coupon of 1.0083% of principal per month (about 12.10% per annum) only if on each valuation date the worst-performing underlying is at or above 70% of its initial value. If not, no coupon is paid for that period. At maturity, if not previously called and the worst-performing underlying is at or above 60% of its initial value, investors receive the $1,000 principal per note; otherwise repayment is reduced one-for-one with the decline in that worst underlying, potentially to zero. Citigroup may redeem the notes early on specified dates at par plus any due coupon. The issue price is $1,000 per note, with up to $8 underwriting fee and at least $916 estimated value, and the notes carry Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit and liquidity risk.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index, maturing on February 29, 2028.
The notes pay a 0.7333% monthly contingent coupon (≈8.80% per annum) only if, on each valuation date, the worst performing index is at or above its coupon barrier, set at 60% of its initial level. If not, no coupon is paid for that period. If the notes are not called and, on the final valuation date, the worst performing index is below its 60% final barrier, principal is reduced 1:1 with the index loss, potentially to zero; if at or above the barrier, investors receive the $1,000 principal back. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The estimated value on the pricing date is expected to be at least $933 per $1,000 security, below issue price, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked senior notes tied to Chipotle Mexican Grill, Inc. Each security has a $1,000 stated principal amount and pays a contingent coupon of 3.325% per quarter (13.30% per annum only if Chipotle’s closing value on the relevant valuation date is at or above a coupon barrier set at 65% of the initial value. The notes may be automatically called on specified dates if Chipotle’s value is at or above the initial value, returning $1,000 plus the applicable coupon. If not called and the final value is below the 65% final barrier, investors receive shares (or cash) worth less than principal, up to a total loss. The notes are unsecured, subject to the credit risk of Citigroup entities, may have limited or no liquidity, and carry complex U.S. tax and withholding consequences, especially for non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the iShares® MSCI South Korea ETF, maturing on August 28, 2031. Each security has a stated principal of $1,000 and pays a contingent coupon of 0.9833% per period (about 11.80% per annum) only if the ETF’s closing value on the preceding valuation date is at or above a coupon barrier set at 50% of the initial value, with missed coupons potentially recouped later if the barrier is re‑met.
The notes are subject to automatic early redemption on specified dates if the ETF closes at or above its initial value, returning $1,000 plus the applicable coupon and ending further payments. If not called, principal repayment depends on the final ETF value: investors receive $1,000 only if it is at or above a 50% final barrier; otherwise repayment is $1,000 × (1 + underlying return), exposing holders to losses up to total principal. The estimated value on the pricing date is expected to be at least $873.50 per security, below the $1,000 issue price, reflecting structuring, hedging costs and Citigroup’s internal funding rate. The notes are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no secondary market, and involve complex U.S. tax and currency risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable, unsecured structured notes linked to the worst performing of the MSCI EAFE Index, MSCI Emerging Markets Index and S&P SmallCap 600 Index, due August 15, 2031. The notes have a $1,000 stated principal, pay no interest and may be automatically redeemed on scheduled valuation dates starting August 20, 2027 if the worst performing index is at or above its initial level, returning $1,000 plus a fixed premium for that date.
If the notes are not called, at maturity investors receive $1,000 plus the applicable premium if the worst index is at or above its initial level, $1,000 if it is between 80% and 100% of its initial level, and a loss beyond a 20% buffer if it is below 80%, with losses of 1% of principal for each 1% decline beyond the buffer. The minimum total premium ranges from 15.25% on the first call date to 76.25% on the final valuation date. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market. The issuer estimates the initial value at at least $930.50 per $1,000, below the issue price, reflecting structuring, hedging costs and internal funding rates.