CACC (NASDAQ) Form 144: Fidelity-listed resale lots, dates and quantities

Rhea-AI Filing Summary

The issuer filed a Form 144 notice listing planned sales of Common stock through Fidelity Brokerage Services LLC on NASDAQ. The filing lists trade dates 01/29/1998 (6,274 shares) and 12/30/1997 (3,617 shares), and shows a date of 07/02/2026 on the record line. The entry includes a numeric line 9891 alongside an amount $6,485,726.52.

Insights

Securities Compliance Analyst

Form 144 lists planned resale activity under Rule 144 with specific trade dates and share counts.

The filing shows two historical purchase dates with associated share counts: 01/29/1998 (6,274 shares) and 12/30/1997 (3,617 shares). It also records a line item with 9891 and an amount of $6,485,726.52.

Timing and exact cash‑flow treatment are not detailed in the excerpt; subsequent broker records or a Form 4/5 would clarify who sold and the proceeds recipient.

Brokerage Operations Specialist

Sale method shown is "Purchase in open market" for the listed lots.

The excerpt explicitly labels the two lots as "Purchase in open market," which is a common acquisition method referenced on resale notices. The broker shown is Fidelity Brokerage Services LLC with a Boston address.

Further transaction execution details and whether sales completed are not present in the provided lines; clearing and settlement records would supply that information.

Key Figures

Broker numeric line: 9891 Amount shown: $6,485,726.52 Record date: 07/02/2026 +4 more

7 metrics

Broker numeric line 9891 appears on the securities/broker line

Amount shown $6,485,726.52 numeric amount on the same row as the broker entry

Record date 07/02/2026 date shown in the broker/securities line

Purchase date 01/29/1998 lot labeled "Purchase in open market" with 6,274 shares

Shares (lot) 6,274 shares associated with 01/29/1998 purchase in open market

Purchase date 12/30/1997 lot labeled "Purchase in open market" with 3,617 shares

Shares (lot) 3,617 shares associated with 12/30/1997 purchase in open market

Key Terms

Form 144, Purchase in open market, NASDAQ

3 terms

Form 144 regulatory

"The issuer filed a Form 144 notice listing planned sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Purchase in open market market

"Purchase in open market is used as the acquisition method for listed lots"

NASDAQ market

"Exchange label shown as NASDAQ on the securities row"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 07/01/2026 - 06:29 PM Accepted by SEC EDGAR 07/01/2026 - 06:29 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02210-1133	9891	6485726.52	10460071	07/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/29/1998	Purchase in open market	Purchase in open market			6274	01/29/1998	Not applicable
Common	12/30/1997	Purchase in open market	Purchase in open market			3617	12/30/1997	Not applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the CACC Form 144 show about planned sales?

It lists planned resale activity of Common stock through Fidelity Brokerage Services LLC, citing trade dates 01/29/1998 and 12/30/1997 with 6,274 and 3,617 shares respectively. The filing also includes a numeric line of 9891.

Who is the broker listed on the Form 144 for CACC?

The notice names Fidelity Brokerage Services LLC at 245 Summer Street, Boston MA 02210-1133 as the broker handling the resale transactions shown in the excerpt.

Are the dollar amounts shown on the Form 144 actionable?

The excerpt includes an amount shown as $6,485,726.52, presented on the same line as numeric entries. The filing excerpt does not specify whether this is proceeds, holdings, or another label.

Do the dates on the filing indicate when sales occurred?

The filing shows two acquisition dates (12/30/1997, 01/29/1998) and a record line date of 07/02/2026. The excerpt does not explicitly state which dates reflect sale execution versus acquisition or filing record dates.

Does the Form 144 confirm sales were completed on NASDAQ?

The excerpt lists NASDAQ in the securities row, indicating the exchange for the securities, but it does not confirm that the sales were executed or settled on that exchange.